[144] Goldman Sachs Group Inc. SEC Filing

Rhea-AI Filing Summary

The filing is a Form 144 notice from a person connected to The Goldman Sachs Group, Inc. to sell 9,244 shares of the issuer's common stock on the NYSE with an aggregate market value of $6,923,293.80. The securities were acquired and are to be sold on 08/27/2025 as part of employee compensation awards from The Goldman Sachs Group, Inc. The filing reports no other sales in the past three months and includes the signer’s representation that they have no undisclosed material adverse information.

Positive

• Timely disclosure of the proposed sale meeting Rule 144 reporting requirements
• Transaction tied to employee compensation awards, clarifying the acquisition source
• Broker identified (Goldman Sachs & Co. LLC) and marketplace specified (NYSE)
• No sales in past three months reported for the selling person

Negative

• Insider sale of company stock (9,244 shares) could be interpreted negatively by some investors despite small size
• Limited information — the filing contains no context on vesting, taxation, or whether a 10b5-1 plan applies

Insights

Securities Analyst

TL;DR: Small, routine insider sale tied to employee compensation; disclosure ensures regulatory compliance but is immaterial to capitalization.

The filing documents a proposed sale of 9,244 shares acquired and to be sold on 08/27/2025 under employee compensation awards, placed through Goldman Sachs & Co. LLC on the NYSE. Relative to the 302,721,092 shares outstanding, the stake represents roughly 0.003%, indicating the transaction is immaterial to overall equity structure. Disclosure is timely and follows Rule 144 requirements; no prior sales in the past three months are reported. No new financial results, governance changes, or material events are included.

Compliance/Risk Analyst

TL;DR: Filing appears procedurally complete and limits compliance risk; provides standard attestations about undisclosed material information.

The notice includes required seller attestations and identifies the broker, nature of acquisition, and sale date, which reduces regulatory execution risk. Because the shares were acquired as employee compensation and the filing reports no aggregated recent sales, the disclosure aligns with Rule 144 mechanics. There is no indication of material adverse information or other risk events in this document.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.01	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	9244	6923293.80	302721092	08/27/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.01	08/27/2025	Employee Compensation Awards	The Goldman Sachs Group, Inc.			9244	08/27/2025	Employee Compensation Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for GS report?

The notice reports a proposed sale of 9,244 shares of common stock acquired and to be sold on 08/27/2025 through Goldman Sachs & Co. LLC on the NYSE.

How large is the proposed sale relative to GS shares outstanding?

The filing lists 302,721,092 shares outstanding; the 9,244-share sale equals about 0.003% of outstanding shares.

Was the stock acquisition related to compensation or a gift?

The filing states the shares were acquired as employee compensation awards from The Goldman Sachs Group, Inc.

Are there other sales by this person in the past three months?

The filing indicates: Nothing to Report for securities sold during the past three months.

Does the filer assert any undisclosed material information about GS?

The signer represents they do not know any material adverse information regarding the issuer that has not been publicly disclosed.