[144] Goldman Sachs Group Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 filed for Goldman Sachs Group, Inc. (GS): This notice reports a proposed sale under Rule 144 of 9,000 shares of Common Stock to be executed through Goldman Sachs & Co. LLC on 08/28/2025, with an aggregate market value listed as $6,747,030.00. The issuer's total shares outstanding are reported as 302,721,092, placing the proposed block at a very small fraction of outstanding stock.

The acquisition row shows these 9,000 shares were acquired on 08/28/2025 as Employee Compensation Awards from The Goldman Sachs Group, Inc. The filing also discloses a sale on 08/27/2025 by John E. Waldron of 9,244 shares producing $6,923,293.80 in gross proceeds. The filer affirms no undisclosed material adverse information and the standard Rule 144 certification language is included.

Insights

Financial Analyst

TL;DR: Insider filing shows routine disposition of relatively small share blocks from employee awards; not material to GS equity.

The filing documents a proposed 9,000-share sale via an institutional broker and a prior 9,244-share sale the day before, each generating multi-million dollar proceeds consistent with current GS share price levels reflected in the aggregate values. Given the issuer's 302.7 million shares outstanding, these transactions represent an immaterial percentage of float and are unlikely to affect valuation or share liquidity. Disclosure aligns with Rule 144 requirements and includes the standard representation regarding material non-public information.

Corporate Governance Expert

TL;DR: The filing appears procedural: executive/employee sales from compensation awards with required Rule 144 notice and certifications.

The notice identifies the source as employee compensation awards and names the broker and seller for a recent sale, indicating compliance with reporting obligations. The statement affirming lack of undisclosed material adverse information is present, and there is no indication of unusual transfer mechanics or restricted-party transfers. From a governance perspective, this is routine insider transaction disclosure without material governance implications.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.01	Goldman Sachs & Co. LLC 200 West Street New York NY 10282	9000	6747030.00	302721092	08/28/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock, par value $0.01	08/28/2025	Employee Compensation Awards	The Goldman Sachs Group, Inc.			9000	08/28/2025	Employee Compensation Awards

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
John E. Waldron c/o The Goldman Sachs Group, Inc. 200 West Street New York NY 10282	Common Stock, par $.01 per share	08/27/2025	9244	6923293.80

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for GS disclose?

The filing discloses a proposed sale of 9,000 shares of GS common stock on 08/28/2025 via Goldman Sachs & Co. LLC, acquired as employee compensation awards.

Who is the seller named in the filing?

The prior sale listed names John E. Waldron as the seller for an 08/27/2025 transaction of 9,244 shares generating $6,923,293.80 in gross proceeds.

How many shares of GS are outstanding according to the filing?

The filing reports 302,721,092 shares outstanding for the issuer.

What was the acquisition source for the shares to be sold?

The 9,000 shares to be sold were acquired on 08/28/2025 as Employee Compensation Awards from The Goldman Sachs Group, Inc.

Does the filing state any undisclosed material information?

The signer represents they do not know of any material adverse information about the issuer that has not been publicly disclosed, per the form's certification language.