Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The pricing supplement describes GS Finance Corp. offering $41,116,000 aggregate principal of contingent income auto-callable securities linked to the common stock of NVIDIA Corporation. The securities mature on March 23, 2029, pay contingent quarterly coupons only if NVDA closes at or above a downside threshold of $86.35 (50.00% of the initial share price of $172.70), and are automatically called if NVDA closes at or above the initial share price on any call observation date.
Payments at maturity depend on the final share price: if final share price is at or above the downside threshold, investors receive principal ($1,000) plus any final contingent coupon; if below, payment equals $1,000 multiplied by the share performance factor and investors may lose a significant portion or all principal. The securities are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., carry an estimated value of $969 per security at issuance, and include an underwriting discount of 2.25%.
GS Finance Corp. is offering contingent quarterly coupon medium-term notes linked to the common stock of NVIDIA Corporation (Bloomberg: "NVDA UW") under a pricing supplement dated March 20, 2026. Each $1,000 note pays a contingent quarterly coupon of $31.875 if the underlier meets a coupon trigger of 50% of the initial level and is subject to automatic call if the underlier closes at or above the initial level on any call observation date.
At maturity (stated maturity March 23, 2029), cash repayment is either 100% of face amount if the final underlier level is at or above the trigger buffer (50%) or $1,000 × (1 + underlier return) if below the buffer, exposing investors to the potential loss of their entire investment. The notes are unsecured obligations of GS Finance Corp. and are fully guaranteed by The Goldman Sachs Group, Inc.; pricing shows an original issue price of $1,000 per note with a 2% underwriting discount.
GS Finance Corp. is offering $19,102,000 of principal-protected contingent buffer notes linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 205%, a buffer level of 85% (buffer amount 15%), and may be automatically called on the call observation date for $1,100 per $1,000 face amount if the underlier is at or above the initial level.
Key dates: trade date March 20, 2026, original issue date March 25, 2026, call observation date April 2, 2027, call payment date April 7, 2027, determination date March 20, 2028, and stated maturity date March 23, 2028.
GS Finance Corp. offers Autocallable Contingent Coupon Equity-Linked Notes due April 15, 2027 under a pricing supplement that references Class A common stock of Meta Platforms, Inc. as the underlier. The notes pay contingent quarterly coupons when the underlier is at or above an 85% coupon trigger and include an 85% buffer level / 15% buffer amount with a buffer rate of approximately 117.65%. The notes are subject to an automatic call if the underlier is at or above the initial level on any call observation date. Trade date is March 27, 2026 and original issue date is April 1, 2026. The offering price is 100% of face amount, underwriting discount up to 1%, and net proceeds to the issuer of 99% of face amount. The notes are senior debt of GS Finance Corp., unlisted, cash‑settled at maturity and fully guaranteed by The Goldman Sachs Group, Inc.; they carry issuer and guarantor credit risk and may result in the loss of the entire investment.
GS Finance Corp. is offering index-linked notes with an aggregate face amount of $1,618,000 due March 25, 2031, guaranteed by The Goldman Sachs Group, Inc.
The notes reference the STOXX® Europe 600 and EURO STOXX 50® indices, measure performance from the trade date March 20, 2026 to the determination date March 20, 2031, and pay at maturity based on the lesser performing index. The notes do not bear interest and feature a 300% participation rate in positive returns up to a $2,132 maximum settlement per $1,000 face amount. A buffer provides full principal return if each index finishes at or above 70% of its initial level; if the lesser performing index finishes below that buffer, principal is exposed to the full negative return of that index. The estimated value on the trade date was approximately $972 per $1,000 face amount and the original issue price is 100% of face amount.
GS Finance Corp. prices $2,800,000 of Enhanced Trigger Jump Securities. The unsecured, principal-at-risk notes are guaranteed by The Goldman Sachs Group, Inc., priced March 20, 2026, issued March 25, 2026 and mature April 2, 2027.
The payoff per $1,000 depends on the S&P 500® Index performance from an initial index value of 6,506.48 to the valuation date. If the final index value is >= the downside threshold (5,205.184, 80.00% of the initial value), holders receive $1,000 plus a fixed 9.60% ($96.00) upside payment. If the final index value is below the downside threshold, payment equals $1,000 × (final/initial), exposing holders on a 1:1 basis to losses, with no minimum payment.
GS Finance Corp. is offering Airbag In‑Digital Securities linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The securities pay a digital return if the final index level is at or above the downside threshold (90.00% of the initial level); otherwise principal is contingent and holders lose approximately 1.1111% of face amount for each 1.00% decline beyond the 10.00% threshold. The digital return is expected to be between 13.70% and 15.70%. Trade date is expected to be March 25, 2026, original issue date March 30, 2026, determination date August 31, 2027, and stated maturity September 3, 2027. The estimated value on the trade date is expected between $9.65 and $9.95 per $10 face amount; original issue price is 100.00% of face amount. All payments are subject to the issuer’s and guarantor’s creditworthiness.
GS Finance Corp. is offering callable contingent coupon equity-linked notes due April 2028, fully guaranteed by The Goldman Sachs Group, Inc., linked to the Class A common stock of Palantir Technologies Inc. The notes pay a contingent monthly coupon only if the underlier's closing level on each observation date is ≥60% of the initial level, using a cumulative coupon formula that references $18.542 per coupon-observation increment. The issuer may redeem the notes on any coupon payment date beginning July 2026. At maturity, if the final underlier level is ≥60% of the initial level the cash settlement equals $1,000 per $1,000 face amount; if below 60% the cash settlement equals $1,000 × (1 + underlier return), meaning investors could lose their entire investment if the underlier falls to zero.
GS Finance Corp. priced $5,572,000 of Contingent Income Callable Securities due March 23, 2028, guaranteed by The Goldman Sachs Group, Inc., linked to the worst-performing of the S&P 500, Russell 2000 and Nasdaq-100 indices.
Each $1,000 security may pay a contingent quarterly coupon of $21.875 only if every underlying index closes at or above a 60.00% downside threshold on every index business day during the observation period. If not redeemed early, final payment equals $1,000 or $1,000 multiplied by the worst-performing index performance factor; losses can exceed 40.00% and could be total. Estimated value at pricing was $968 per $1,000; original issue price is $1,000.
GS Finance Corp. is offering non‑interest, principal‑protected‑style notes linked to an equally weighted basket of Amazon, Broadcom, Microsoft, NVIDIA, and Oracle. The notes have an expected stated maturity of April 3, 2031 and an automatic call feature beginning on March 29, 2027. The notes carry an upside participation rate of 150% and a trigger buffer level of 60% (i.e., a -40% break‑point). Estimated value on the trade date is expected to be between $885 and $935 per $1,000 face amount. Payments are subject to issuer and guarantor credit risk and to the calculation agent’s determinations.