Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due 2027, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Freeport-McMoRan Inc. (Bloomberg: FCX UN), have a trade date of March 27, 2026 and an original issue date of April 1, 2026. Coupon payments are contingent and paid quarterly only if the underlier closes at or above a coupon trigger level equal to 70% of the initial level. The notes feature an automatic call if the underlier closes at or above the initial underlier level on any call observation date; called notes pay par plus the coupon then due. The structure includes a buffer of 30% (buffer level = 70% of initial), a buffer rate of approximately 142.86%, and a cash settlement at maturity that can result in loss of up to the entire investment if the final underlier level is sufficiently low. The original issue price is stated as 100% of face, underwriting discount 1%, and net proceeds to the issuer 99% of face amount.
GS Finance Corp. is offering non‑interest‑bearing, autocallable notes linked to an equally weighted basket of six stocks. The notes mature on March 23, 2028 with an automatic call observation on April 2, 2027 that would pay $1,200 per $1,000 face amount if triggered. At maturity the notes pay: (1) if final basket level > initial, $1,000 plus 125% participation in the basket return; (2) if final level ≥ 85% of initial, $1,000; (3) if final level < 85%, a buffered loss using a buffer rate of approximately 117.65%. Estimated value at issuance is approximately $952 per $1,000; original issue price is 100% with a 1.5% underwriting discount and net proceeds of 98.5%. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and determinations (pricing, adjustments, postponements) rest with the calculation agent.
GS Finance Corp. priced a structured note offering backed by a guarantee of The Goldman Sachs Group, Inc., linked to the Dow Jones Industrial Average®, the Nasdaq-100 Index® and the Global X Copper Miners ETF. The original issue date is March 25, 2026 with aggregate face amount $757,000 and an original issue price of 100% of face amount (underwriting discount 1%, net proceeds 99%).
The notes pay a conditional monthly coupon of $14.584 per $1,000 (approximately 1.4584% monthly, ~17.5% annualized) only if each underlier’s closing level on a coupon observation date is ≥ the coupon trigger level (70% of its initial level). Early redemption is permitted by the issuer on monthly coupon dates from June 2026 through February 2029 at 100% of face plus any coupon then due. At maturity (March 26, 2029), cash settlement depends on the lesser performing underlier and includes buffer and knock-in thresholds (coupon trigger = 70%, trigger buffer = 60%); estimated value at pricing was approximately $934 per $1,000.
GS Finance Corp. is offering $4,146,000 aggregate face amount of Trigger Autocallable GEARS linked to the Nasdaq-100 Index®, maturing in 2031 and guaranteed by The Goldman Sachs Group, Inc. The notes feature an automatic call on March 29, 2027 (call payment March 31, 2027) at a 14.00% call return and provide 1.50 upside gearing; the downside threshold is 75.00% of the initial index level. Payments, including any principal repayment, depend on index performance and the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering structured, cash‑settled notes linked to the S&P 500® Futures Excess Return Index, with an upside participation rate of 140% and a buffer level equal to 80% (20% buffer). The notes pay no interest and settle on March 23, 2029 (determination date March 20, 2029). For each $1,000 face amount, investors receive $1,000 plus 1,000×(140%×underlier return) if the final underlier level is above the initial level; they receive the face amount if the final level is within the 20% buffer; and they incur a proportional principal loss if the final level is below the buffer. The aggregate face amount shown is $456,000, original issue price is 100% of face (underwriting discount 1%, net proceeds 99%), and the notes are fully guaranteed by The Goldman Sachs Group, Inc. Investors bear issuer/guarantor credit risk and potential substantial principal loss if the underlier declines beyond the buffer.
GS Finance Corp. is offering capped, auto-callable notes due September 27, 2027 that pay a fixed monthly coupon of $10.834 per $1,000 face amount (1.0834% monthly, up to approximately 13% per annum) and whose final cash payment is linked to the performances of the Invesco QQQ, Series 1, the State Street SPDR S&P 500 ETF and NVIDIA Corporation.
The notes will be automatically called on a call payment date if, on any annual call observation date, the closing level of each underlier is greater than or equal to its initial level. If not called, at maturity the cash settlement depends solely on the lesser performing underlier: investors keep full principal if each final level is at least 60% of its initial level, but if any underlier is below 60% you may lose more than 40% of principal (payment tied to the worst-performing underlier). The estimated value at pricing was approximately $972 per $1,000 face amount; original issue price was $1,000 per $1,000 face amount.
GS Finance Corp. priced an offering of autocallable, non‑interest bearing buffered basket‑linked notes due March 29, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference an equally weighted basket of the EURO STOXX 50® and the S&P 500® Equal Weight Index and carry an automatic call feature on the call observation date expected March 24, 2028.
If the basket closing level on the call observation date is greater than or equal to the initial basket level (set at 100), each $1,000 face amount will be redeemed for $1,110 on the call payment date expected March 29, 2028. If not called, at maturity each $1,000 face amount pays $1,000 plus 100% participation in any positive basket return; if the basket return is zero or negative, investors receive only the $1,000 face amount. The estimated initial value range on the trade date is between $925 and $955 per $1,000 face amount; original issue price is 100% with an underwriting discount of 2.1% (net proceeds 97.9%).
GS Finance Corp. offers $2,178,000 in principal amount of buffered, non‑interestbearing notes linked to the S&P 500® Index. The notes pay cash at maturity based on the index performance from the trade date (March 20, 2026) to the determination date (March 20, 2029), with a 10% buffer (buffer level = 90% of the initial level).
If the final index level is above the initial level, you receive the index return; if the final level is between the buffer level and the initial level, you receive the face amount; if the final level is below the buffer level you incur losses proportional to the decline below the buffer (buffer rate = 100%), and you may lose a substantial portion of principal. The notes do not pay interest and are fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers $23,075,310 aggregate face amount of Trigger Autocallable Notes linked to the Russell 2000® Index due March 25, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, may be automatically called on quarterly observation dates if the index equals or exceeds the autocall barrier, and provide contingent repayment at maturity tied to a 75.00% downside threshold of the initial index level. The per‑annum call return starts at 11.00% and increases on later call dates; if not called and the final index level is below the downside threshold, investors suffer a principal loss equal to the index decline.
GS Finance Corp. offers structured notes linked to the S&P 500 Index that mature on April 7, 2027. The cash payment at maturity depends on the underlier return from the trade date to the determination date: positive returns are paid up to a $1,100 cap per $1,000 face amount; moderate declines within a 22.05% trigger buffer produce a positive payment equal to the absolute underlier return; declines beyond the buffer produce a proportional loss of principal.
The notes pay no interest, are guaranteed by The Goldman Sachs Group, Inc., carry issuer and guarantor credit risk, and have an original issue price equal to face amount less a 1% underwriting discount. The pricing supplement dates and key terms are provided in the document.