Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured notes guaranteed by The Goldman Sachs Group, Inc. The notes link payments to the common stocks of Micron, NVIDIA and Tesla, mature on July 6, 2029, and may be automatically called on observation dates commencing June 2027 through May 2029.
Key terms: aggregate face amount $186,000 (original issue), original issue price 100% of face, underwriting discount 1.5%, estimated value approximately $940 per $1,000 face amount on the trade date. Coupons accrue monthly at 1.6667% per month ($16.667 per $1,000) subject to observation-date triggers; a trigger event at final observation can cause redemption based on the worst-performing index stock, possibly resulting in substantial principal loss.
GS Finance Corp. is offering Autocallable Equity-Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes reference AMZN, META and MSFT and include an automatic call feature, a 200% upside participation rate and a 60% trigger buffer level.
Payments at maturity depend on the performance of the lesser performing underlier; if not called, losses can exceed principal and investors could lose their entire investment. Key dates include trade date July 8, 2026, original issue date July 13, 2026, determination date July 9, 2029 and stated maturity July 12, 2029.
GS Finance Corp. is offering Market Linked Securities—auto-callable notes due July 6, 2029 linked to the common stock of Applied Optoelectronics, Inc.. Each security has a face amount of $1,000. The notes pay a contingent quarterly coupon of $108.125 per $1,000 (a 43.25% per annum equivalent) only if the underlying stock meets a coupon threshold (50% of the starting price) on specified quarterly calculation days. The notes are automatically called if the stock meets or exceeds a call threshold (90% of the starting price) on a call date. If not called, principal at maturity depends on the ending price versus a downside threshold (40% of the starting price), and investors can lose more than 60% or all of principal if the ending price is below that threshold. The starting price is $148.16 and the estimated value on the pricing date was approximately $908 per $1,000. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., so all payments are subject to issuer/guarantor credit risk.
GS Finance Corp. is offering Dual Directional Trigger PLUS principal-at-risk securities linked to the MSCI Emerging Markets Index, with an initial aggregate principal amount of $12,430,000. The notes mature on October 5, 2027 and use a September 30, 2027 valuation date.
Each $1,000 Trigger PLUS pays at maturity either (1) principal plus a leveraged upside equal to 200.00% of positive index performance subject to a $1,254 cap per note, (2) principal plus a positive payment equal to the absolute index decline if the final index value is between the initial value and the 80.00% trigger level, or (3) a principal repayment equal to the index performance factor if the final index value is below the trigger level, in which case investors may lose a substantial or entire portion of principal. The notes do not pay interest and are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. offers $1,000‑denominated callable contingent coupon index‑linked notes due June 15, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $10 per $1,000 (1% monthly) only when each underlier closes at or above 70% of its initial level on the related observation date. At maturity the cash payment (per $1,000) is either $1,000 or $1,000 plus $1,000 times the lesser performing underlier return; if the lesser performing underlier is below 70% you can lose a substantial portion, including potentially the entire investment. The issuer may redeem the notes on any coupon payment date beginning January 2027 through May 2028.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent income auto-callable securities linked to the common stock of GE Vernova Inc. The securities pay a contingent quarterly coupon only if the underlying stock's closing price on each coupon observation date is at or above a downside threshold equal to 50.00% of the initial share price, and they may be automatically called early if the stock closes at or above the initial share price on any call observation date.
At maturity, if not called, investors receive either $1,000 plus any final contingent coupon when the final share price is at or above the downside threshold, or a principal amount equal to $1,000 × (final share price / initial share price) if the final share price is below the downside threshold (potentially resulting in a large or total loss). The pricing date and expected original issue date are in July 2026.
GS Finance Corp. priced market-linked, auto-callable notes due July 6, 2029, guaranteed by The Goldman Sachs Group, Inc. The offering sold at $1,000 face amount per security with an estimated value of approximately $950 per $1,000 face amount on the June 30, 2026 pricing date. The notes are linked to the lowest performing of the common stock of Advanced Micro Devices, Inc. and Micron Technology, Inc., feature a 200% upside participation rate, a 45% call premium (capped return of $1,450 per $1,000 if automatically called on the July 6, 2027 call date) and contingent downside principal-at-risk beyond a 40% threshold. Payments depend solely on the lowest performing underlying stock on the call date or calculation day (July 2, 2029). All payments are subject to issuer and guarantor credit risk and there is no periodic interest, no exchange listing and limited liquidity.
GS Finance Corp. priced capped, S&P 500-linked notes that pay no interest and return either the face amount or a cash payment tied to the S&P 500 Index performance, capped at a $1,150 maximum per $1,000 face amount. The notes aggregate $2,418,000, trade date June 30, 2026, original issue price 100%, and mature on July 6, 2028.
The notes are unsecured senior debt of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., subject to issuer and guarantor credit risk, limited secondary-market liquidity, and special U.S. federal tax rules treating the instruments as contingent payment debt instruments.
The issuer, GS Finance Corp., is offering structured principal-at-risk notes linked to an equally weighted basket of eight stocks with an initial basket level of 100. The notes mature on July 6, 2028 but are automatically callable on the call observation date of July 13, 2027. If called, each $1,000 face amount pays $1,231. At maturity holders receive either $1,000, an enhanced participation payment when the final basket level is above 100 (125% upside participation), or a reduced cash settlement if the final basket level is below the 85% buffer (using a buffer rate of ~117.65%). The notes pay no interest, are unsecured obligations of GS Finance Corp., are guaranteed by The Goldman Sachs Group, Inc., and carry estimated value of approximately $951 per $1,000 at pricing. Purchase economics reflect a 100% issue price and a 1.5% underwriting discount.
GS Finance Corp. is offering structured, cash-settled notes linked to the Russell 2000® Index with an aggregate face amount of $1,746,000. The notes pay no interest, may be automatically called on annual observation dates, and mature on July 6, 2029.
If not called, maturity payment depends on the index performance: investors receive $1,000 + a capped premium (37.50%) if the final index level is at or above the initial level; if below, repayment equals $1,000 × the underlier return, meaning investors could lose their entire investment. The notes are senior obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and priced at 100% of face amount (underwriting discount 2.25%).