Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering equity-linked Medium-Term Notes, Series F, due August 24, 2029, whose payment at maturity depends on the performance of an equity underlier with Bloomberg ticker “QCOM UW.” The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc.
For each $1,000 face amount, investors will receive at maturity: (i) if the final underlier level exceeds the initial level, $1,000 plus $1,000 × the underlier return, capped at a maximum settlement amount of $1,395; or (ii) if the final level is equal to or below the initial level, only the $1,000 face amount. The notes do not bear interest and provide no dividends or shareholder rights in the underlier.
Pricing is set on an August 21, 2026 trade date, with original issue on August 26, 2026 and a determination date of August 21, 2029, each subject to adjustment. GS Finance Corp. discloses that the original issue price will exceed the notes’ model-based estimated value, reflecting underwriting discounts, fees and structuring costs, and that secondary market values may be lower and influenced by many factors, including the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc. For U.S. tax purposes, the notes are expected to be treated as contingent payment debt instruments, requiring accrual of ordinary income over their term based on a comparable yield, even though no cash payments are made before maturity.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering $15,244,940 of unsecured Trigger Autocallable GEARS notes linked to the S&P 500® Index, maturing in 2031 and fully guaranteed by Goldman Sachs Group Inc.
The notes have a $10 denomination, initial S&P 500® level of 7,798.99, upside gearing of 1.31x, a 9.00% call return, an autocall barrier at 100% of the initial level, and a downside threshold at 75%. They can be automatically called on August 20, 2027, paying $10 plus $0.90 per $10 if the index is at or above the barrier; otherwise they continue to maturity on August 15, 2031.
At maturity, if not called and the index is above the initial level, investors receive $10 plus 1.31 times the index gain. If the index is between the initial level and the 75% downside threshold, investors receive only the $10 principal. Below the downside threshold, repayment falls one-for-one with the index loss and investors can lose their entire investment. The notes pay no coupons, have an estimated initial value of $9.64 per $10, include a 2.50% underwriting discount, may have limited liquidity, and all payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is issuing $6,155,000 of Trigger Autocallable GEARS notes linked to the EURO STOXX 50® Index, guaranteed by Goldman Sachs. The notes pay no coupons, have a $10 denomination, and may be automatically called on August 20, 2027 if the index is at least 100% of its initial level of 6,545.47, in which case holders receive $10 plus a 15.60% call return.
If not called, at maturity on August 16, 2029 investors receive: $10 plus 1.20 times any positive index return; $10 if the final index level is at or below the initial level but at or above 75% of it; or a loss matching the index decline if the final level is below 75%, with the possibility of losing the entire investment. The estimated value at pricing is $9.66 per $10 face amount, reflecting fees and hedging costs, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering callable, index-linked notes maturing around August 30, 2032, tied to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and may be automatically called starting in August 2027 if the index is at least 85% of its initial level, in which case holders receive $1,000 plus a call premium (e.g., 18.8004% on the first call date). If not called, at maturity investors receive up to a maximum of $2,128.024 per $1,000 (a 112.8024% maturity premium) if the index is at least 85% of its initial level; full principal back if the index is down no more than 40%; and a 1:1 loss below a 60% trigger buffer, with the possibility of total loss. The underlier targets 40% volatility using up to 500% leverage and applies a 6.0% annual decrement, which systematically drags performance. The estimated initial value is $885–$925 per $1,000, below issue price, and investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering ETF-linked notes due August 21, 2031, whose payoff depends on the lesser performer of the State Street Financial Select Sector SPDR ETF (XLF) and the State Street Health Care Select Sector SPDR ETF (XLV). The notes pay no interest and are unsecured obligations of GS Finance Corp., fully guaranteed by Goldman Sachs Group Inc.
At maturity, for each $1,000 note, investors receive: enhanced upside of 175.5% of the lesser ETF’s gain if both ETFs are at or above their initial levels; full principal repayment if each ETF is at or above 70% of its initial level; or a dollar-for-dollar loss based on the weaker ETF if any ETF finishes below 70%, with up to 100% loss of principal. The notes’ estimated value at pricing is expected between $885 and $925 per $1,000, reflecting embedded fees and dealer margins, and secondary market liquidity and pricing are not assured. U.S. tax treatment is uncertain and based on a prepaid derivative characterization.
Goldman Sachs Group Inc. filed a Form 13F Holdings Report as an institutional investment manager. The report covers investment positions that must be disclosed under Form 13F rules and confirms that all holdings for this manager are included in the filing.
The report lists 8 other included managers and a total of 14,070 line-item entries in the information table, with a reported aggregate Form 13F table value of $1,151,631,766,592.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering Medium-Term Notes, Series F with an aggregate face amount of $15,565,000. These are 5-year contingent income, auto-callable notes linked to the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index.
Each $1,000 note can pay a monthly coupon of $10.125 (1.0125% per month, up to 12.15% per year) only if on the relevant observation date the closing level of each index is at or above 70% of its initial level. If any index is below that 70% coupon trigger, the coupon for that month is $0.
The notes are automatically called if, on any call observation date from November 12, 2026, the closing level of each index is at or above its initial level; investors then receive $1,000 per note plus the coupon due, ending the investment early. If never called, at maturity on August 15, 2031, investors receive $1,000 per note only if the final level of every index is at or above 70% of its initial level. If any index finishes below 70%, principal is reduced one-for-one with the worst-performing index, potentially to $0, so investors can lose their entire investment.
The notes offer no participation in index gains beyond full principal return and coupons, carry the credit risk of GS Finance Corp. and Goldman Sachs, may have limited or no secondary market, and involve uncertain U.S. tax treatment with possible ordinary income on coupons and withholding for some non-U.S. holders.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering unsecured, GS-guaranteed structured notes linked to the S&P 500® Futures 35% VT Adaptive Response 6% Decrement Index (USD) ER (“SPAR35V6”). All payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
The index provides rules-based exposure to the S&P 500® Futures Excess Return Index with daily volatility targeting at 35%, use of calendar and price-pattern signals, and leverage up to 450%, subject to a 100% daily change cap. A 6% per annum daily decrement is deducted from the index level even when uninvested, reducing returns and deepening losses. Materials emphasize that most performance shown is hypothetical backtested data from 2005 onward and that such results differ from actual performance and exclude product fees.
Risk disclosures highlight leverage risk, volatility targeting risk, potential for significant drawdowns, complex signal-based rebalancing, deviations from S&P 500® performance, negative roll yields from futures, and that notes may not be suitable for all investors. The notes are not bank deposits, are not insured by the FDIC or any government agency, and may have limited or no secondary market liquidity.