Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering $6,984,000 of S&P 500® Index-Linked Notes due August 15, 2031, guaranteed by Goldman Sachs Group. The notes pay no interest. Instead, at maturity investors receive cash based on compounded “period returns” measured on quarterly observation dates from November 2026 to August 2031.
For each observation date, the period return equals the interim S&P 500 return, capped at 3.4% if positive; is 0% if between 0% and -15%; and is the interim return plus a 15% buffer if below -15%. The payoff for each $1,000 is $1,000 multiplied by the product over all observation dates of (100% + period return). The maximum possible redemption is $1,951.68972251 per $1,000, achievable only if every interim return meets or exceeds the 3.4% cap. A large negative quarter (e.g., interim return below approximately -62.02%) can produce an overall loss even if all other quarters hit the cap, and investors may lose a substantial portion of principal.
The original issue price is 100% of face, with a 0.75% underwriting discount and 99.25% net proceeds to GS Finance Corp. The estimated value on the trade date is approximately $976 per $1,000 face amount. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by Goldman Sachs Group, and are not bank deposits or FDIC insured.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp and a guarantee from The Goldman Sachs Group, Inc., is issuing auto-callable index-linked notes tied to the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER, maturing August 15, 2031.
The notes pay conditional quarterly coupons of $20 per $1,000 (2% per quarter, up to 8% per year) only when the index is at or above 55% of the initial level of 943.83. Starting May 2027, the notes are automatically called if the index is at or above 87% of the initial level, returning principal plus the applicable coupon.
If the notes are not called and the final index level is below the 55% trigger buffer, repayment is reduced one-for-one with index loss and can fall to zero, so principal is at risk. The underlier itself uses up to 500% leverage, a 40% volatility target and a daily 4%-per-annum decrement, which can drag returns. The estimated value is about $912 per $1,000 at pricing, below the 100% issue price, and investors take the unsecured credit risk of GS Finance Corp and the guarantor.
Goldman Sachs Group Inc. (GS), through issuer GS Finance Corp., is offering medium-term, dual-underlier structured notes linked to the Dow Jones Industrial Average and the S&P 500 Index with an aggregate face amount of $1,530,000. The notes pay a contingent monthly coupon of $5.834 per $1,000 (0.5834% monthly, up to about 7.00% per annum) only if, on each observation date, the closing level of both indices is at or above 55% of its initial level.
At maturity on August 16, 2029, if not previously redeemed, investors receive for each $1,000 face amount: $1,000 if the final level of each underlier is at or above its 55% trigger buffer level, or otherwise $1,000 plus $1,000 times the lesser performing underlier return, which can result in up to a 100% loss of principal. There is no upside above par even if the indices rise.
The notes are callable at the company’s option, in whole but not in part, on any coupon payment date from February 2027 through July 2029, at $1,000 per $1,000 face amount plus any due coupon. The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group Inc., subject to their credit risk. They will not be listed on any securities exchange, may have limited liquidity, and their initial issue price exceeds the model-based estimated value. U.S. tax treatment is uncertain and relies on a prepaid derivative characterization.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering Medium-Term Notes, Series F that are equity index-linked, auto-callable structured securities tied to an unequally weighted basket of five global equity indices. Each security has a $1,000 face amount, no interest payments, and is guaranteed by Goldman Sachs.
The notes may be automatically called on August 26, 2027 if the basket level is at or above the starting level, paying $1,000 plus a call premium of at least 11.15%. If not called, at August 24, 2029 maturity investors receive leveraged upside at a 125% participation rate, full repayment if the basket decline is within a 25% threshold, and 1‑for‑1 downside below that, with potential loss of all principal. The estimated value at pricing is $890–$920 per $1,000, below the offering price, and all payments are subject to GS Finance Corp. and Goldman Sachs credit risk.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering $459,000 aggregate face amount of unsecured, index-linked notes tied to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and mature on August 17, 2033, but may be automatically called starting in February 2027 if the index closes at least 91% of the initial level of 550.19 on a call observation date.
If called, holders receive $1,000 plus a call premium (e.g., 7.2504% on the first call date), with premiums rising over time. If not called, maturity payment depends on index performance: if the final level is at least 91% of the initial level, investors receive the maximum settlement of $2,015.056 per $1,000; if the final level is between 60% and 91%, principal is returned; below 60%, losses are one-for-one and can reach 100% of principal. The underlier uses up to 500% leverage and a 6% per annum decrement, which magnifies losses and drags performance. The estimated value at pricing is about $911 per $1,000, below the 100% issue price, reflecting a 4.3% underwriting discount and fees, and investors are exposed to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering Nasdaq-100 Index® and S&P 500® Index-linked notes with an aggregate face amount of $1,000,000 under its Medium-Term Notes, Series F program, fully and unconditionally guaranteed by Goldman Sachs. For each $1,000 note held to the August 17, 2027 stated maturity (trade date August 12, 2026, determination date August 12, 2027), investors receive: (i) if the final level of both indices exceeds their initial levels (29,742.60 for the Nasdaq-100 and 7,748.50 for the S&P 500), $1,000 plus the lesser performing underlier return, capped at a maximum settlement amount of $1,073 (107.300% of face); or (ii) if either index is at or below its initial level, only the $1,000 face amount. The notes pay no periodic interest and do not provide dividends or voting rights in the index stocks. Market value and realized return are sensitive to index performance, volatility, interest rates, and to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. U.S. tax counsel expects treatment as short-term debt instruments with contingent payments, generally deferring income recognition until sale, exchange, or maturity, though alternative tax characterizations are possible.
Goldman Sachs Group, Inc. (GS), as guarantor for GS Finance Corp., is offering index-linked Medium-Term Notes, Series F, with an aggregate face amount of $2,374,000. The notes are linked to the MSCI EAFE Index and the EURO STOXX 50® Index and pay no interest.
At maturity, for each $1,000 note, investors receive: $1,000 plus 231% of the lesser performing underlier return if both final index levels exceed their initial levels; $1,000 if any index is at or below its initial level but both remain at or above 65% of their initial levels (the trigger buffer level); or $1,000 plus $1,000 times the lesser performing underlier return if either index falls below its trigger buffer level, which can result in a total loss of principal.
The initial underlier levels are 3,249.60 for the MSCI EAFE Index and 6,533.99 for the EURO STOXX 50® Index. The trade date is August 12, 2026, the determination date is August 12, 2031, and maturity is August 15, 2031. The original issue price is 100% of face amount, with a 0.6% underwriting discount and 99.4% net proceeds to the issuer. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and Goldman Sachs, may have limited liquidity, and involve additional risks related to foreign equity markets, currency effects (for MSCI EAFE), and uncertain U.S. tax treatment as a pre-paid derivative contract.
Goldman Sachs Group, Inc. (GS), via GS Finance Corp., is offering autocallable index-linked notes due 2034 tied to the Nasdaq-100 Index® and the S&P 500® Index. The notes do not pay interest and are fully and unconditionally guaranteed by Goldman Sachs Group, Inc.
The notes can be automatically called on August 23, 2027 if, on August 18, 2027, each index is at or above its initial level; in that case investors receive 109.75% of face value ($1,097.50 per $1,000) and the investment ends early. If not called, at maturity in August 2034 investors receive: (i) $1,000 plus 100% of the lesser-performing index’s gain if both indices finish above their initial levels, or (ii) only the $1,000 face amount if either index is flat or down.
The structure offers principal repayment at maturity but no downside equity participation and no periodic coupons. Key risks include the credit risk of GS Finance Corp. and Goldman Sachs Group, potential illiquidity and secondary market discounts, an initial estimated value below the issue price, sensitivity to interest rates and index volatility, and treatment as contingent payment debt instruments for U.S. tax purposes, which can require annual taxable income without cash payments.
GOLDMAN SACHS GROUP INC (GS), through its subsidiary GS Finance Corp., is offering Nasdaq-100 Index®-linked Medium-Term Notes, Series F, fully and unconditionally guaranteed by Goldman Sachs. The aggregate face amount is $408,000, with notes issued at 100% of face amount, an underwriting discount of 1.75%, and net proceeds to the issuer of 98.25% of face amount.
For each $1,000 note held to the stated maturity date of August 17, 2028, investors receive: (i) if the final Nasdaq-100 Index® level exceeds the initial level of 29,742.60, a cash amount of $1,000 + ($1,000 × underlier return) capped at a maximum settlement amount of $1,150; or (ii) if the final level is equal to or below the initial level, $1,000. The notes do not bear interest and payments depend on GS Finance Corp. and Goldman Sachs credit. The tax disclosure states the notes are treated as contingent payment debt instruments for U.S. federal income tax, using a 4.72% comparable yield and a projected payment at maturity of $1,099.34 per $1,000 for accrual purposes.