Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured, cash-settled notes backed by a guarantee from The Goldman Sachs Group, Inc., with an aggregate face amount of $1,275,000. The notes pay no interest and the maturity payment depends on the performance of the S&P 500® Futures Excess Return Index measured from the trade date to the determination date. If the final underlier level exceeds the initial level, investors receive the face amount plus 165% participation of the underlier return. If the final level is between the initial level and the 90% buffer level, investors receive the face amount. If the final level is below the 90% buffer, investors suffer a proportional loss measured by the buffer mechanics and could lose a substantial portion of their investment. The trade date is June 30, 2026, original issue date July 6, 2026, determination date July 2, 2029, and stated maturity July 6, 2029 (subject to adjustment).
GS Finance Corp. priced an offering of Market Linked Notes (Series F) guaranteed by The Goldman Sachs Group, Inc., linked to the lowest performing of the S&P 500®, Russell 2000® and Nasdaq-100® with an original offering price of $1,000 per security. The notes pay a contingent quarterly coupon of $28.375 per $1,000 (an 11.35% per annum contingent coupon rate) if the lowest performing underlier on a calculation day is ≥ 75% of its starting level, are auto-callable beginning December 2026 if the lowest performing underlier is ≥ its starting level on a call date, and mature on July 6, 2029. If not called, maturity principal is either $1,000 or $1,000 × performance factor of the lowest performing underlier; a final ending level below 75% of starting level exposes holders to losses exceeding 25%, potentially to zero. The pricing date was June 30, 2026, the estimated value at pricing was approximately $982 per $1,000 face amount, and total original offering amount shown is $7,471,000.
GS Finance Corp. offers autocallable notes linked to the State Street Industrial Select Sector SPDR ETF (XLI) due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called on annual observation dates if the underlier's closing level is greater than or equal to the initial underlier level. Key economics: trade date July 7, 2026, original issue date July 10, 2026, stated maturity July 12, 2029. Call observation dates include July 14, 2027 (call premium 9.6%) and July 7, 2028 (call premium 19.2%). At maturity the cash settlement is capped at 28.80% above face when the final underlier level is at or above the initial level; if the final level is below the trigger buffer level (set at 70% of the initial level) the payment declines pro rata and you could lose your entire investment.
GS Finance Corp. priced $6,518,000 of Market-Linked Notes linked to the S&P 500® Index, maturing July 6, 2032. Each note has a $1,000 stated principal amount and offers 100% participation in positive index performance up to a $1,570 maximum payment per note (157.00%). The pricing date was June 30, 2026 and the valuation date is June 30, 2032. The notes pay no interest and repay principal at maturity if the final index value is equal to or below the initial index value of 7,499.36. Estimated value at pricing was approximately $959 per note; original issue price is 100.00% of principal with a 3.50% underwriting discount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to Micron Technology, Inc. ("MU"). The notes have a $1,000 face amount, an aggregate face amount shown of $250,000, an initial underlier level of $1,154.29, a trade date of June 30, 2026, a determination date of December 30, 2027, and a stated maturity date of January 4, 2028.
Payment at maturity depends on the final underlier level versus a trigger buffer level set at 60% of the initial level. If the final level is ≥ the trigger buffer level you receive the greater of the threshold settlement amount ($1,680) and $1,000 + $1,000 × underlier return, capped at a maximum settlement amount of $2,000. If the final level is below the trigger buffer level, losses occur pro rata to the decline and you could lose your entire investment. The original issue price is 100% of face with an underwriting discount of 0.725%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non-interest-bearing notes linked to the S&P 500® Index. Each $1,000 note returns either: (1) $1,000 plus the underlier return × a 100% upside participation if the final index level is above the initial level; (2) $1,000 if the final index level is between the initial level and the buffer level (85% of initial); or (3) a reduced cash amount reflecting losses beyond the 15% buffer if the final index level is below the buffer. The notes have trade date June 30, 2026, original issue date July 6, 2026, determination date June 30, 2031 and stated maturity July 3, 2031. Aggregate face amount shown is $697,000. The original issue price is 100% of face with an underwriting discount of 1.125% (net proceeds 98.875%). The notes do not pay interest; investors bear credit risk of the issuer and guarantor and may lose a substantial portion of principal if the S&P 500 declines more than 15% from the initial level.
GS Finance Corp. is offering State Street® Industrial Select Sector SPDR® ETF-linked notes due September 2, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes do not bear interest; return is based on the ETF’s performance from June 30, 2026 to August 30, 2027. For each $1,000 face amount: if the ETF return is positive you receive $1,000 plus 200% of the ETF return up to a $1,204 cap; if the ETF declines by up to 10% you receive $1,000; if it declines by more than 10% you receive $1,000 plus the ETF return, which can result in a substantial loss, including the loss of the entire investment. The initial underlier level is $185.23. The estimated value on the trade date was approximately $971 per $1,000 face amount. Issue price is 100% with a 2% underwriting discount and net proceeds of 98%.
GS Finance Corp. offers Leveraged Callable S&P 500® Futures Excess Return Index‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $1,307,000, a trade date of June 30, 2026 and an original issue date of July 6, 2026. The notes pay no interest, mature on July 7, 2031, and deliver at maturity either the face amount or, if the final underlier level exceeds the initial underlier level of 600.73, a cash payment equal to $1,000 plus 200% times the underlier return per $1,000 face amount. The issuer may redeem the notes in whole on specified monthly call payment dates beginning in July 2027; each call date has a prescribed call premium percentage listed in the supplement. The estimated value at pricing was approximately $969 per $1,000 face amount and the offering shows an underwriting discount of 1.125% with net proceeds of 98.875% of face amount. Purchase and market value are subject to issuer and guarantor credit risk, futures‑linked underlier mechanics (including negative roll/contango effects), potential limited secondary liquidity, and specific U.S. tax treatment as a contingent payment debt instrument.
GS Finance Corp. offers principal-protected contingent coupon notes tied to the common stock of Intuit Inc. The notes have a stated maturity date of July 6, 2028, an original issue price of 100% and an aggregate face amount of $450,000 on the original issue date. Coupons of $17.167 per $1,000 face amount (1.7167% monthly; ~20.6% p.a.) are payable only if the index stock closing price on a coupon observation date is at least 50% of the $261.00 initial index stock price. The notes are automatically called if the index stock closing price on any quarterly call observation date is greater than or equal to the initial index stock price. At maturity (if not called), cash settlement depends on the index stock return relative to the 50% trigger buffer: if the final index stock price is below 50% of the initial price, investors may receive less than 50% of principal and no coupon. The prospectus discloses an estimated value of approximately $981 per $1,000 face amount on the trade date June 30, 2026, reflecting underwriting discounts and model assumptions. Payments are obligations of GS Finance Corp. with a guarantee from The Goldman Sachs Group, Inc.; holders bear issuer/guarantor credit risk.
GS Finance Corp. is offering $3,973,000 of indexed, principal‑at‑risk notes (guaranteed by The Goldman Sachs Group, Inc.) linked to the S&P 500® Index. Each $1,000 face‑amount note pays no coupon and returns at maturity a cash amount that depends on the underlier return, with a 10% buffer (you keep principal if the index decline is ≤10%), 200% upside participation subject to a $1,227.50 maximum settlement, and a trade date of June 30, 2026 and stated maturity of July 6, 2028. The original issue price equals 100% of face amount and the underwriting discount is 0.8%.