Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering contingent quarterly coupon medium-term notes linked to the Russell 2000® and S&P 500® indices. The $5,882,000 aggregate face amount (notes issued in $1,000 denominations) pays a contingent quarterly coupon of $20.375 per $1,000 (2.0375% quarterly, up to 8.15% per annum) only if each underlier meets its 55% coupon trigger on the related observation date. If not redeemed, principal at maturity depends on the lesser performing underlier: if that underlier is below 55% of its initial level, the cash settlement equals $1,000 plus $1,000 times the lesser performing underlier return, exposing investors to potential loss of the entire investment. The issuer may redeem the notes on coupon payment dates from October 2026 through January 2031.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, equity‑linked medium‑term notes tied to Class A common stock of CrowdStrike Holdings, Inc. The offering registers an aggregate face amount of $3,901,000 with an original issue price of 100% of face. The notes pay contingent quarterly coupons (each based on a $52 schedule per observation) only if the underlier closes at or above a 75% coupon trigger level on observation dates and include an automatic call if the underlier closes at or above the initial level on any call observation date. If not called, cash at maturity is determined by the final underlier level, with a buffer of 25% and a buffer rate of approximately 133.33%, meaning investors can lose a substantial portion or all of principal depending on underlier performance.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured, auto-callable medium-term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5). The aggregate face amount is $5,144,000. The notes pay either an annual automatic-call cash amount if the index meets a call level or, if not called, a cash settlement at maturity tied to index performance with a 100% upside participation rate and principal returned if the index return is zero or negative. The notes carry a deduction and fee structure embedded in the index (a 0.65% per annum deduction plus a federal funds rate adjustment), an original issue price that exceeds the dealer-estimated value ($898 per $1,000), and a stated maturity on March 31, 2033. Key investor considerations include the substantial potential allocation of the index to hypothetical cash positions (which earn zero on an excess return basis before the 0.65% deduction), issuer/guarantor credit risk, limited secondary market liquidity, and tax treatment as a contingent payment debt instrument.
GS Finance Corp. offers Goldman Sachs Momentum Builder® Focus ER Index‑Linked Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay, per $1,000 face amount, either $1,000 or $1,000 plus the upside participation rate (at least 450%) times the index return measured from the trade date to the determination date. Trade date is April 27, 2026, original issue date April 30, 2026, determination date October 29, 2029 and stated maturity November 1, 2029. The notes are linked to the Goldman Sachs Momentum Builder® Focus ER Index, which (i) rebalances daily among up to nine underlying indices plus a money‑market position, (ii) applies a 5% realized volatility control and (iii) charges a 0.65% per annum deduction (accruing daily). Investors bear issuer/guarantor credit risk, may receive only principal at maturity if the index return is zero or negative, and should review the pricing, fees and tax treatment described in the supplement.
The pricing supplement describes GS Finance Corp. medium‑term structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. Each note has $1,000 face amount, a 300% upside participation rate and an automatic call feature that pays $1,260 per $1,000 if the index on the call observation date is at or above the initial index level.
If not called, at maturity the cash settlement per $1,000 will be $1,000 + $1,000 × 300% × index return if the final index level is above the initial index level; otherwise holders receive $1,000. The notes do not pay interest and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers autocallable S&P 500® Index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are automatically called on the call payment date if the underlier closing level is >= the initial level, in which case holders receive $1,100 per $1,000 face amount.
If not called, maturity cash payment depends on S&P 500 performance: upside participation is at least 283.3%; a 15% downside buffer applies (buffer level = 85% of initial), with a buffer rate of approximately 117.65%. Investors may lose their entire investment if performance is sufficiently negative. Original issue price is 100% of face amount; underwriting discount up to 1.5%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering index-linked, non‑interest bearing medium‑term notes tied to the Nasdaq‑100® and S&P 500®. The notes have an aggregate face amount of $656,000 and a face amount of $1,000 per note. They pay no periodic interest, may be automatically called on the call observation date if each underlier’s closing level is at or above its initial level (resulting in a cash payment of $1,070 per $1,000), and otherwise the maturity payout depends solely on the lesser performing underlier with a 100% upside participation rate. These notes are cash‑settled, subject to issuer and guarantor credit risk, and are priced with an underwriting discount of 0.6%.
GS Finance Corp. offers callable, equity‑linked medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly coupon of $8.167 per $1,000 face amount (0.8167% monthly; potential ~9.8% per annum) only if each reference stock closes at or above 70% of its initial price on a coupon observation date. The notes may be automatically called if each index stock closes at or above its initial price on a call observation date; stated maturity is April 3, 2031. The estimated value at pricing was approximately $973 per $1,000 face amount. Terms, anti‑dilution rules, market‑disruption mechanics, calculation agent discretion (GS&Co.), and credit risk of issuer/guarantor are described in the supplement.
GS Finance Corp. offers structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER with a stated maturity of April 1, 2031 and aggregate original face amount of $976,000 on the original issue date. The notes pay conditional quarterly coupons (up to 1.6875% quarterly, i.e., 6.75% per annum potential) only if the index closing level on a coupon observation date is at least 70% of the initial level (360.39). The issuer may redeem notes on specified coupon payment dates beginning April 2027 at 100% of face plus any coupon then due. The underlier applies up to 500% leverage, caps daily leverage change at 100%, and deducts a 6.0% per annum daily decrement, which can materially reduce index performance and coupon outcomes. The estimated value at pricing was approximately $965 per $1,000 face.
GS Finance Corp. is offering non‑interest bearing, equity‑linked notes tied to an equally weighted basket of 9 common stocks including Alphabet, Microsoft, NVIDIA, Meta and others. The notes have an initial basket level of 100, an upside participation rate of 125%, a buffer amount of 20% (buffer level 80%) and are expected to mature May 2, 2028 with an expected automatic call observation date of May 10, 2027. If automatically called, each $1,000 face amount will pay at least $1,198 (set on the trade date). If not called, maturity payoffs depend on the basket return: positive returns receive principal plus 125% participation; moderate declines (down to 20%) return principal; larger declines reduce principal per the buffer mechanics. The estimated value at pricing is $900–$930 per $1,000 face amount. Payments are unsecured obligations of GS Finance Corp. and are subject to the credit risk of GS Finance Corp. and guarantor The Goldman Sachs Group, Inc.