Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. submitted a Form 144 reporting proposed sales of Common Stock tied to Employee Compensation Awards with an indicated date of 04/15/2026. The filing also lists recent dispositions during the prior three months showing specific trust and individual share counts and gross proceeds.
GS Finance Corp. is offering Autocallable Contingent Coupon Index‑Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes trade on April 17, 2026 with an original issue date of April 22, 2026 and a stated maturity of April 20, 2028. Coupons are contingent monthly payments that pay only if each underlier meets its coupon trigger level (80% of initial level) on each coupon observation date. The coupon accrual formula uses $9.792 times the number of observation dates, less prior coupons.
The notes are automatically called on quarterly call dates if every underlier is at or above its initial level, in which case holders receive principal plus any coupon due. If not called, the cash settlement at maturity depends solely on the lesser performing underlier (Nasdaq‑100, Russell 2000 and S&P 500); a final level below the 70% trigger buffer can produce large principal losses, including a total loss of principal.
GS Finance Corp. and Goldman Sachs & Co. LLC are offering notes linked to the BlackRock® Dynamic Factor Index. The index combines an equity ETF basket (up to five ETFs), a fixed income ETF basket (up to three ETFs) and a cash constituent and measures their performance net of a notional interest rate (SOFR + 0.26161%) less an index fee of 0.65% per annum (accruing daily). Allocations among equities, fixed income and cash are determined daily by volatility-control rules that target 5% volatility. The index has historically allocated a large share to cash (current weight 50.41%; historical high 85.5%), so index levels increase only if the underlying ETFs outperform the stated notional rate plus fee. The prospectus and applicable pricing supplement describe specific note terms, proceeds treatment, hedging and risks.
GS Finance Corp. priced a Performance Leveraged Upside Security (PLUS) based on the S&P 500® Index with a stated principal amount of $1,000 per PLUS. The notes provide 300% leveraged upside of index appreciation up to a maximum payment of $1,154.00 per PLUS and expose holders to a full 1:1 downside in the index; there is no interest or dividend entitlement. Expected pricing and issue timing: pricing date about April 30, 2026, original issue date May 5, 2026, valuation date expected July 30, 2027, and stated maturity expected August 4, 2027. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering $1,000 face‑amount Autocallable Contingent Coupon Index‑Linked Notes due April 21, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon (at least $10.209 per $1,000 when each underlier meets its trigger) and are automatically called on specified quarterly call dates if each underlier is at or above its initial level. The cash settlement at maturity (if not called) is based solely on the lesser performing underlier versus its initial level, with a 20% buffer and a 125% buffer rate; investors can lose up to 100% of their investment. Key underliers are the Dow Jones Industrial Average, Russell 2000 and S&P 500. Trade date is April 16, 2026.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-protected indexed notes linked to an equally-weighted 4-stock basket. The notes (no interest) reference CrowdStrike, Microsoft, ServiceNow and Palo Alto Networks; the initial basket level is 100 (set April 14, 2026) and the threshold level is 85% of that initial level. If the final basket level on the determination date is ≥85% you receive the maximum cash settlement of $1,190 per $1,000 face amount; if below 85% losses apply (about 1.1765% loss per 1% decline below 85%). The expected maturity is May 3, 2027; estimated value at pricing is about $900–$930 per $1,000 face amount. The calculation agent (GS&Co.) has discretions over pricing adjustments, market disruption handling and anti-dilution adjustments; notes bear issuer and guarantor credit risk and may have limited secondary-market liquidity.
GS Finance Corp. is offering autocallable, contingent-coupon notes linked to the iShares® Semiconductor ETF (SOXX), guaranteed by The Goldman Sachs Group, Inc. Coupons (at least $42.125 per $1,000, or 4.2125% quarterly) are paid only if the ETF closes at or above 75% of the initial level on observation dates. Notes may be automatically called beginning April 2027 if the ETF equals or exceeds the initial level. At maturity (expected April 22, 2030), payment depends on the ETF return versus buffer levels: no principal loss if final level ≥ 65% of initial level, partial loss if final level < 65%, and full principal exposure below that level; estimated value on trade date is $900–$930 per $1,000 face amount.
The Goldman Sachs Group, Inc. is offering Callable Fixed Rate Notes due April 16, 2041 that bear interest at 5.55% per annum from the original issue date (expected April 30, 2026). Interest is payable annually on each April 30, with the first payment expected on April 30, 2027. The notes are callable in whole, not in part, on scheduled quarterly redemption dates beginning on or after October 30, 2028, at a redemption price equal to 100% of principal plus accrued interest, subject to at least five business days' prior notice. The notes will be issued in book-entry form as a master global note registered in the name of DTC and are a new issue with no established trading market. FATCA withholding rules apply to the notes.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due April 27, 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount; monthly contingent coupons of $10.209 may be paid if each underlier equals at least 75% of its initial level on an observation date. The notes reference the Nasdaq-100, Russell 2000 and S&P 500 indices, are automatically called if all underliers meet or exceed their initial levels on a call observation date, and settle in cash at maturity based solely on the performance of the lesser performing underlier (with a 70% trigger buffer). Investors bear issuer/guarantor credit risk and may lose their entire investment if the lesser performing underlier falls below the trigger buffer.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2038. The notes bear interest at 5.40% per annum from and including the original issue date (expected April 30, 2026) to but excluding the stated maturity date (expected April 30, 2038), with annual interest payment dates expected each April 30 and the first payment expected on April 30, 2027.
The issuer may redeem the notes in whole, but not in part, on scheduled redemption dates expected each January 30, April 30, July 30 and October 30 on or after April 30, 2027, at a redemption price equal to 100% of principal plus accrued interest. The notes will be issued in book‑entry form through DTC and are a new issue with no established trading market.