Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is issuing $1,042,000 of autocallable index-linked notes due November 29, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are linked to the S&P 500®, Nasdaq-100® and Russell 2000® indices.
The notes are automatically called on November 23, 2026 if each index is at or above its initial level, returning $1,137 per $1,000 on December 1, 2026. If not called, repayment at maturity depends on the worst-performing index: gains are leveraged at a 125% participation rate when all indices finish above their initial levels, while a 67% buffer applies only down to a 33% loss. Below 67% of the initial level for any index, principal falls one-for-one with the worst index and up to the entire investment can be lost.
The estimated value on the trade date is $964 per $1,000 face amount, reflecting structuring costs and dealer compensation, with a 1% underwriting discount and 99% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $862,000 of Fixed Coupon Buffered Notes linked to the S&P 500 Volatility Plus Daily Risk Control Index, maturing on November 27, 2028. Investors receive fixed coupons of $13.25 per $1,000 each quarter (up to 5.3% per year) regardless of index performance.
At maturity, for each $1,000, investors get $1,000 plus the final coupon if the index has not fallen more than 15% from the initial level of 6,110.32. If the index is down more than 15%, principal is reduced on a 1:1 basis beyond that buffer, with examples showing losses up to 85% of principal. The notes do not participate in any upside above the initial index level, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, and had an estimated initial value of about $948 per $1,000, below the original issue price.
The Goldman Sachs Group, Inc. is offering Medium-Term Notes, Series N, in the form of Callable Fixed Rate Notes due 2040. The notes are expected to pay a fixed interest rate of 5.20% per annum from the original issue date, expected to be December 16, 2025, to but excluding the stated maturity date, expected to be December 14, 2040. Interest is scheduled to be paid annually on each December 16, starting on the first interest payment date, expected to be December 16, 2026.
Goldman Sachs may redeem the notes, in whole but not in part, at its option on each March 16, June 16, September 16 and December 16 on or after June 16, 2028, at 100% of principal plus accrued interest. The notes will be issued as a global security through DTC, are unsecured debt obligations of The Goldman Sachs Group, Inc., and are not bank deposits or FDIC insured. U.S. holders will generally recognize ordinary interest income on payments, and the notes are subject to FATCA withholding rules. Distribution will be handled by Goldman Sachs & Co. LLC and InspereX LLC, with detailed selling and eligibility restrictions in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering an aggregate face amount of $1,000,000 of Nasdaq-100, Russell 2000 and S&P 500 linked notes under its Medium-Term Notes, Series F program.
The notes pay a contingent monthly coupon of $7.25 per $1,000 (0.725% monthly, up to 8.70% per year) only if the closing level of each index on the observation date is at least 60% of its initial level. The notes are automatically called at par plus coupon if, on any call observation date starting in May 2026, all three indexes are at or above their initial levels.
If the notes are not called, repayment at maturity in November 2028 depends on the worst-performing index. If that index is at or above 60% of its initial level, investors receive full principal back; otherwise the payoff is reduced one-for-one with the loss in that index, and investors can lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp. is issuing $2,173,000 of auto-callable, principal-protected notes linked to the common stock of Broadcom, Meta Platforms (Class A), NVIDIA and Tesla. The notes pay no interest and may be automatically called monthly if each stock’s closing level is at or above its initial level on a call observation date, in which case holders receive $1,000 plus a call premium (starting at 9.5004% and stepping up to 46.7103% per $1,000 face amount).
If the notes are never called and on the determination date all underliers are at or above their initial levels, investors receive $1,000 plus a 47.502% maturity premium; if any underlier is below its initial level, investors receive only the $1,000 face amount. The notes do not provide any participation above these caps and carry the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc. For U.S. tax purposes they are treated as contingent payment debt instruments, with a comparable yield of 4.37% used to accrue taxable income over the term.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing Medium-Term Notes, Series F that are auto-callable and linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The aggregate face amount is $2,533,000, with an original issue price of 100% of face, an underwriting discount of 0.5% and net proceeds of 99.5% of face.
The notes pay a contingent monthly coupon of $8.5 per $1,000 (0.85% monthly, up to 10.20% per annum) if on each observation date every index is at or above 65% of its initial level. They may be automatically called from May 21, 2026 onward if each index is at or above its initial level, in which case holders receive $1,000 per note plus the due coupon.
At maturity on November 27, 2028, if not called and the worst-performing index is at or above 65% of its initial level, investors receive full principal back; if it is below 65%, repayment is reduced in line with that index’s loss and investors can lose their entire investment. The pricing supplement highlights credit risk of the issuer and guarantor, the possibility of receiving no coupons, secondary-market and valuation risks, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked buffered notes with an aggregate face amount of $930,000 under its Medium-Term Notes, Series F program. For each $1,000 note held to maturity, investors receive cash based on the index performance from the trade date to the determination date.
If the S&P 500 final level is above its initial level, the payoff rises one-for-one with the index but is capped at a maximum settlement amount of $1,460 per $1,000 note. If the index falls but remains at or above 85% of its initial level (a 15% buffer), investors receive back the $1,000 face amount. Below the 85% buffer level, principal is reduced at a 1% loss for each 1% further decline, so investors can lose a substantial portion of their investment.
The notes pay no interest, offer no dividends or shareholder rights in the S&P 500 companies, and their market value before maturity can be volatile. They are subject to the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor and include complex tax and valuation considerations described in the tax and risk discussions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $744,000 aggregate face amount of structured notes that pay variable monthly coupons linked to the stocks of Vistra, NVIDIA, Meta Platforms and UnitedHealth Group. The notes mature on November 29, 2030, but may be automatically called starting in November 2026 if each stock closes at or above 95% of its initial price.
On each monthly observation date, if every stock is at or above 75% of its initial level, holders receive a maximum coupon of $6.667 per $1,000 (about 8% per year); otherwise they receive a minimum coupon of $0.209 (about 0.25% per year. At maturity, investors receive $1,000 per note plus the final coupon. The notes are unsecured, subject to the credit risk of GS Finance Corp. and its guarantor, and their estimated value at pricing is $936 per $1,000, reflecting a 4% underwriting discount and structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $19,838,000 of Contingent Income Auto-Callable Securities due November 26, 2027, linked to the worst performer of the S&P 500®, Russell 2000® and Nasdaq-100 Index®. These unsecured notes put your principal at risk and do not pay regular interest.
Investors can receive a $22.50 quarterly contingent coupon per $1,000 only if, on each coupon observation date, every index closes at or above its downside threshold, set at 70% of its initial level. If any index is below its threshold, that quarter’s coupon is $0.
The notes are auto-callable: if, on any call observation date starting February 23, 2026, all three indexes are at or above their initial values, the notes are redeemed at $1,000 per security plus the coupon, and no further payments are made.
If the notes are not called and on the final valuation date any index is below its downside threshold, repayment is reduced 1-for-1 with the decline of the worst-performing index, potentially down to zero. Investors do not participate in any index upside beyond receiving coupons.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked notes with an aggregate face amount of $926,000 maturing on August 24, 2029. For each $1,000 note, investors receive at maturity either the face amount or a positive return matching the index performance from the trade date to the determination date, capped at a maximum settlement amount of $1,212 (a 21.2% maximum gain). The notes pay no periodic interest and are subject to the credit risk of both the issuer and guarantor.
The pricing supplement highlights that the notes’ estimated value on the trade date is less than the 100% issue price and that secondary market values may be lower than the purchase price. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, with a disclosed comparable yield of 4.2033% per year, meaning taxable income accrues over the term even though cash is paid only at maturity.