GOLDMAN SACHS GROUP INC SEC Filings

Goldman Sachs is offering notes linked to the BlackRock® Dynamic Factor Index, which measures whether a mix of equity ETFs, fixed income ETFs and a cash constituent outperforms the sum of the return on SOFR plus 0.26161% and an additional 0.65% per annum fee (accruing daily). The index reallocates among equity, fixed income and cash to target no more than 5% volatility and has in the recent past allocated up to 85.5% to its cash constituent. The index discontinued use of 3-month USD LIBOR on December 28, 2021, so post-LIBOR historical performance using SOFR is limited.

The Goldman Sachs Group, Inc. offers callable fixed rate notes due 2038. The notes bear interest at 5.40% per annum from and including the expected original issue date of April 30, 2026 to but excluding the expected stated maturity date of April 30, 2038, with interest payable annually on or about April 30 (first payment expected April 30, 2027). The issuer may redeem the notes in whole, but not in part, on scheduled quarterly redemption dates on or after April 30, 2028 with at least five business days’ notice at a redemption price equal to 100% of principal plus accrued interest. Settlement is expected in New York through DTC on April 30, 2026. The notes will be issued in book-entry form (DTC master global note), are not FDIC insured, and will generally be subject to FATCA withholding.

GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and their cash payment at maturity for each $1,000 face amount depends on the S&P 500 performance from the trade date to the determination date, with a 125% upside participation rate, a maximum upside settlement amount of at least $1,182, and a 10% buffer (90% buffer level). Trade date is April 30, 2026, original issue date is May 5, 2026, determination date is November 1, 2027, and stated maturity is November 4, 2027. The notes are part of the Medium-Term Notes, Series F program and are senior unsecured obligations of the issuer, subject to issuer and guarantor credit risk.

GS Finance Corp. is offering Autocallable Contingent Coupon Index-Linked Notes due April 20, 2028, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note may pay contingent monthly coupons and is subject to automatic quarterly calls if all three underliers equal or exceed their initial levels on observation dates. If not called, maturity payment depends on the lesser performing underlier, with a 60% trigger buffer; investors could lose their entire investment if that underlier falls below the buffer.

The Goldman Sachs Group, Inc. is offering callable fixed rate notes that pay interest at 5.25% per annum. The notes are expected to be issued on April 30, 2026 and have an expected stated maturity of April 16, 2036. Interest is payable annually on each expected interest payment date (expected April 30), with the first payment expected on April 30, 2027. The notes are callable at the issuer’s option in whole, not in part, on expected quarterly redemption dates beginning on or after October 30, 2027, at a redemption price equal to 100% of principal plus accrued interest. The notes will be issued in book-entry form as a master global note registered in the name of DTC. Pricing, underwriting discounts, initial price-to-public variations for certain accounts, FATCA withholding, and distribution limitations by jurisdiction are described in the pricing supplement and accompanying prospectuses.

GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and links to the S&P 500® Futures Excess Return Index (Bloomberg: SPXFP Index). The notes pay no interest and provide upside participation of 190.3% with a 20% buffer (buffer level = 80% of the initial underlier level). At maturity the cash payment per $1,000 face amount equals either (1) $1,000 + ($1,000 × 190.3% × underlier return) if the final underlier level is greater than the initial level, (2) $1,000 if the final level is at or above the buffer level, or (3) $1,000 + ($1,000 × 100% × (underlier return + 20%)) if the final level is below the buffer level, which can result in a substantial principal loss. Trade date is April 21, 2026, original issue date April 24, 2026, determination date April 21, 2031, and stated maturity date April 24, 2031. The notes are cash‑settled, not interest bearing, subject to issuer/guarantor credit risk, potential negative roll/financing effects of the futures‑linked underlier, uncertain U.S. tax treatment, and limited secondary market liquidity.

The Goldman Sachs Group, Inc. submitted a Form 144 reporting proposed sales of Common Stock tied to Employee Compensation Awards with an indicated date of 04/15/2026. The filing also lists recent dispositions during the prior three months showing specific trust and individual share counts and gross proceeds.

GS Finance Corp. is offering Autocallable Contingent Coupon Index‑Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes trade on April 17, 2026 with an original issue date of April 22, 2026 and a stated maturity of April 20, 2028. Coupons are contingent monthly payments that pay only if each underlier meets its coupon trigger level (80% of initial level) on each coupon observation date. The coupon accrual formula uses $9.792 times the number of observation dates, less prior coupons.

The notes are automatically called on quarterly call dates if every underlier is at or above its initial level, in which case holders receive principal plus any coupon due. If not called, the cash settlement at maturity depends solely on the lesser performing underlier (Nasdaq‑100, Russell 2000 and S&P 500); a final level below the 70% trigger buffer can produce large principal losses, including a total loss of principal.

GS Finance Corp. and Goldman Sachs & Co. LLC are offering notes linked to the BlackRock® Dynamic Factor Index. The index combines an equity ETF basket (up to five ETFs), a fixed income ETF basket (up to three ETFs) and a cash constituent and measures their performance net of a notional interest rate (SOFR + 0.26161%) less an index fee of 0.65% per annum (accruing daily). Allocations among equities, fixed income and cash are determined daily by volatility-control rules that target 5% volatility. The index has historically allocated a large share to cash (current weight 50.41%; historical high 85.5%), so index levels increase only if the underlying ETFs outperform the stated notional rate plus fee. The prospectus and applicable pricing supplement describe specific note terms, proceeds treatment, hedging and risks.