Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., offers cash-settled, non‑interest notes linked to an equally weighted basket of six stocks. The notes have an expected trade date of April 17, 2026, an original issue date of April 22, 2026, an expected call observation date of April 30, 2027 and a stated maturity of April 20, 2028.
Notes are automatically called if the basket closing level on the call observation date is ≥ the initial basket level (100), producing a call payment of at least $1,154 per $1,000 face amount. At maturity, upside participation is 125% if the basket return is positive; a 15% buffer protects losses up to that decline, and a buffer rate of approximately 117.65% applies below the buffer. The estimated value on the trade date is expected between $900 and $930 per $1,000 face amount.
GS Finance Corp. is offering non‑interest bearing, autocallable notes linked to an equally weighted basket of five stocks: Cloudflare (NET), Lam Research (LRCX), Micron (MU), Robinhood (HOOD) and Vertiv (VRT). The initial basket level is 100; upside participation is 100%; the trigger buffer is 50. Notes are expected to trade on April 22, 2026, have an original issue date of April 27, 2026 and an expected stated maturity of April 29, 2031 (determination date expected April 22, 2031). If the basket closing level on any call observation date is ≥100, notes will be automatically called and redeemed with the applicable call premium (first call premium 18% on April 29, 2027). If not called, maturity payoff depends on the basket return: full participation if final level ≥100; principal protected only down to a 50% final level; below 50% the investor suffers pro rata losses. Estimated value at pricing is expected between $850 and $890 per $1,000 face amount. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Digital S&P 500® Index-Linked Notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and mature after a multi‑year term (determination date expected between 91 and 94 months after the trade date). For each $1,000 face amount, holders receive either a capped maximum settlement amount (expected between $1,685.20 and $1,803.90) if the final underlier level is greater than or equal to the trigger buffer level (90% of the initial underlier level), or a cash payment equal to $1,000 plus $1,000 times the underlier return if the final underlier level is below that trigger, which can result in loss of principal (including the entire investment).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-at-risk, non-interest bearing notes linked to the common stock of Amazon.com, Inc. The notes have a $1,000 face amount per note, an expected trade date of April 17, 2026, an expected automatic call observation on April 30, 2027 (call payment expected May 5, 2027) and an expected stated maturity of April 20, 2028.
If the closing price of AMZN on the call observation date is at or above the initial index stock price the notes will be automatically called and pay at least $1,196.50 per $1,000. If not called, the maturity payoff depends on the final index stock price: investors receive at least a $1,393 threshold if the final price is >= initial price, full principal if the final price declines by up to 15%, but may lose substantially (up to the full investment) for declines beyond 15. The notes’ estimated model value at issuance is between $900 and $930 per $1,000. Holders bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited anti-dilution protections, potential illiquidity, and discretion by GS&Co. as calculation agent.
GS Finance Corp. offers autocallable contingent-coupon equity-linked notes due June 2, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of Broadcom Inc. and pay a contingent monthly coupon of $13.417 per $1,000 if the underlier meets the 55% coupon trigger on observation dates. Notes are automatically called if the underlier equals or exceeds the initial level on any call observation date; principal repayment at maturity depends on the final underlier level and can result in a total loss of invested principal.
GS Finance Corp. is offering Trigger Autocallable GEARS linked to the EURO STOXX 50® Index, unsecured notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no coupons, may be automatically called on the call observation date and settle in cash based on index performance.
Key economics set on the trade date: upside gearing expected between 1.40 and 1.54, autocall barrier at 100.00% of initial index level, downside threshold at 75.00% of initial index level, and a call return of 18.00%. Estimated model value is $9.35–$9.65 per $10 face amount; original issue price is 100% of face amount with a 2.50% underwriting discount. The securities carry issuer and guarantor credit risk and may lose all principal.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes linked to Marvell Technology, Inc. (ticker “MRVL UW”), with $1,000 face amount per note. Trade date is April 17, 2026, original issue date April 22, 2026, and stated maturity May 6, 2027. Coupons are contingent quarterly payments (formula uses $61 per observation increment) payable only if the underlier closes at or above a 65% coupon trigger. The notes are automatically called if the underlier closes at or above the initial level on any call observation date. If not called, principal at maturity depends on the final underlier level and a buffer mechanism (buffer level = 65%, buffer amount = 35%, buffer rate ≈ 153.85%), and investors could lose their entire investment. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and bear issuer and guarantor credit risk.
GS Finance Corp. offers EURO STOXX 50® index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the EURO STOXX 50 performance from the trade date to the determination date with an upside participation rate of 186.5% and a trigger buffer level of 70%. For each $1,000 face amount, if the final index level is above the initial level you receive $1,000 plus the upside participation rate times the index return; if the final level is between 70% and 100% of the initial level you receive $1,000; if the final level is below 70% you receive $1,000 plus the index return, which can result in loss of principal up to the full investment. Trade date is April 17, 2026 and stated maturity is April 22, 2031. The notes do not bear interest and are subject to the credit risk of the issuer and guarantor.
GS Finance Corp. is offering structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6). The notes mature expected April 18, 2030 unless automatically called starting expected April 2027. Monthly coupons may pay when the index on an observation date is ≥ 75% of the initial underlier level; automatic call occurs if the index is ≥ the initial underlier level on a call observation date. The index applies leverage (up to 500%), a volatility target of 40%, and a fixed daily decrement equal to 6.0% per annum, which reduces index performance. The estimated value at pricing is $905–$955 per $1,000 face amount; original issue price is $1,000 per face amount. Payments are subject to issuer and guarantor credit risk; holders may lose a substantial portion or all of their investment if final underlier performance is poor.
The offered notes are $7,195,000 of principal-protected-conditional, cash-settled structured notes issued by GS Finance Corp. and fully guaranteed by The Goldman Sachs Group, Inc. Payment at maturity depends on the lesser performing underlier between the Nasdaq-100 Technology Sector Index and the Russell 2000 Index, with an upside participation rate of 310% and a trigger buffer level at 70% of each initial underlier level. The notes do not pay interest and include two annual automatic-call opportunities with call premiums of 15% (Apr 2027) and 30% (Apr 2028); if not called, maturity is April 12, 2029, with the determination date on April 9, 2029. The notes may result in total loss if the lesser performing underlier finishes below its trigger buffer; purchasers bear issuer and guarantor credit risk and market-value risk.