Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The GS Finance Corp. offering via Goldman Sachs is a structured note program: $5,000,000 aggregate principal of Auto-Callable Buffered PLUS securities linked to a weighted basket of five equity indices. The securities pay a fixed $1,147.50 per $1,000 if automatically called on the call observation date (April 14, 2027). If not called, maturity (April 12, 2029) payoffs depend on the final basket value: a 200.00% leverage factor on positive basket returns, a 10.00% buffer that protects against limited declines, and a $100 minimum payment per security. Estimated value at pricing was approximately $980 per $1,000 original principal.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due April 24, 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount. The notes pay a contingent monthly coupon of $7.709 per $1,000 (0.7709% monthly; potential up to ~9.25% per annum) only if each underlier equals or exceeds 70% of its initial level on the coupon observation date. The notes will be automatically called if, on any call observation date, each underlier closes at or above its initial underlier level. If not called, the cash settlement at maturity is based on the lesser performing underlier and can result in a total loss of principal; payments are cash-settled. Trade date is April 17, 2026 and original issue date is April 22, 2026. Calculation agent is Goldman Sachs & Co. LLC.
GS Finance Corp. offers structured notes linked to the EURO STOXX 50®, Nasdaq-100® and the VanEck Semiconductor ETF (SMH). The notes have a stated maturity of April 12, 2029, an aggregate original face amount of $420,000 and monthly coupon opportunity tied to monthly observation dates commencing May 2026.
Coupons (up to ~12.1% per annum potential) are paid only if each underlier meets a coupon trigger (60% of initial level) on coupon observation dates; automatic full redemption occurs if all underliers equal or exceed their initial levels on certain call observation dates. Principal at maturity depends on the lesser performing underlier with buffer thresholds at 50% and 60% of initial levels; severe underperformance can cause losses of most or all invested principal. The estimated value on the trade date was approximately $980 per $1,000 face amount.
GS Finance Corp. priced Buffered Russell 2000® Index-Linked Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 note returns a cash payment at maturity tied to the Russell 2000® performance from the trade date to the determination date, subject to a 10% buffer and a $1,171.50 cap on upside.
If the final level declines up to 10%, you receive the absolute positive return; declines beyond 10% cause pro rata losses. Notes pay no interest and are subject to issuer and guarantor credit risk and limited secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable equity-linked notes tied to the common stock of NVIDIA Corporation. The notes pay a fixed monthly coupon of $11.834 per $1,000 face amount (1.1834% monthly, ~14.2% per annum) and may be automatically called on monthly observation dates if the closing price of NVIDIA is greater than or equal to the initial index stock price of $178.10. If not called, principal at the stated maturity (May 10, 2027) is based on the index stock return with a trigger buffer of 60% of the initial price (i.e., a -40% return threshold). Estimated value on the trade date is approximately $993 per $1,000 face amount. The aggregate original face amount was $2,723,000.
GS Finance Corp. priced auto-callable market-linked notes linked to Intel Corporation due April 25, 2029. Each $1,000 face security pays a contingent quarterly coupon (at least $58.25 per $1,000, equivalent to 23.30% pa) only if the underlying stock meets a coupon threshold equal to 60% of the starting price. The notes are subject to automatic redemption if Intel closes at or above 90% of the starting price on quarterly call dates from July 2026 to January 2029. If not called, principal at maturity depends on the ending price: holders receive $1,000 if the ending price is at or above the downside threshold (60% of starting price), but can lose more than 40% or all principal if the ending price is below that threshold. The pricing date and original issue dates and related terms are set in the supplement; estimated initial model value ranged from $925 to $955 per $1,000 face and the original offering price is $1,000 with underwriting discounts and fees reducing proceeds to the issuer.
The issuer GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable, equity‑linked notes tied to the common stock of Marvell Technology, Inc. The notes pay a fixed quarterly coupon of $31.875 per $1,000 (3.1875% quarterly, up to 12.75% per annum), have an expected trade date of April 27, 2026 and an expected stated maturity of May 2, 2029. The notes will be automatically called if the closing price of Marvell on any call observation date is greater than or equal to the initial index stock price. At maturity, if not called, principal repayment depends on the index stock return: full face amount if the final price is ≥50% of the initial price; if below 50% you receive a prorated cash amount reflecting the negative index return (potentially losing most or all principal). The estimated value at pricing is expected to be between $925 and $965 per $1,000, and payments remain subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp. priced $1,250,000 of equity-linked medium-term notes (Series F) due April 13, 2034, guaranteed by The Goldman Sachs Group, Inc., with a face amount of $1,000 per security linked to the common stock of Blackstone Inc.
The securities have a starting price of $112.73, an estimated value at pricing of approximately $962 per $1,000 face amount, and automatic call dates beginning April 10, 2028. Call premiums increase across 25 call dates up to 130.80% (payment $2,308.00) on the final calculation day. If not called, holders bear 1-to-1 downside exposure; the downside threshold is 60.00% of the starting price, meaning investors may lose up to 100% of face amount. All payments are subject to issuer and guarantor credit risk.
GS Finance Corp. priced contingent monthly coupon, autocallable notes linked to the Nasdaq-100 and S&P 500. The offering totals $2,901,000 of notes issued at 100% of face with a monthly contingent coupon of $7.542 per $1,000 (0.7542% monthly, ~9.05% per annum). Coupons pay only if each underlier meets a 65% coupon trigger on observation dates. The notes will be automatically called if both underliers close at or above their initial levels on a call observation date. If not called, principal at maturity depends on the lesser performing underlier, with full principal loss possible if that underlier falls below the 65% trigger buffer. Stated maturity is August 10, 2028 and the initial underlier levels are fixed as of April 6, 2026.
GS Finance Corp. offers structured notes linked to Eli Lilly common stock with a contingent monthly coupon and an automatic call feature. The notes (aggregate face amount $4,610,000, CUSIP 40058YQG0) pay a monthly coupon of $8.50 per $1,000 when the underlier closes at or above 60% of the initial level. If not called, principal at maturity depends on the underlier return; declines below 60% expose holders to full downside, and the maximum cash settlement is capped at 100% of face. The notes are issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc., bear underwriting fees totaling 2.15%, and have trade date April 7, 2026 with stated maturity May 12, 2027.