Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $651,000 aggregate of autocallable index-linked notes due April 9, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called on October 2, 2028 for $1,350 per $1,000 face amount if both the Nasdaq-100 and S&P 500 are each ≥ 105% of their initial levels. At maturity the cash payoff depends on the lesser performing index: positive payoffs equal 200% of that index return when both indices finish above their initial levels; a full return of principal occurs if the lesser performing index finishes ≥ 70%; losses (down to 0%) occur if the lesser performing index finishes below 70%. The estimated value at pricing was approximately $978 per $1,000 face amount; original issue price is 100% with an underwriting discount of 1.125%.
GS Finance Corp. priced $12,000,000 of contingent income buffered auto-callable notes linked to Eli Lilly ordinary shares. The securities (stated principal $1,000 each) pay a contingent monthly coupon only when the underlying closing price on coupon observation dates is at or above a buffer price of $763.616 (80% of the initial share price). If a call observation date closes at or above the initial share price of $954.52, the notes are automatically called and redeem at par plus the then-due coupon. If not called, maturity payoff depends on the final share price: at or above the buffer you receive principal; below the buffer you incur downside loss equal to 1.25% of principal for each 1.00% share decline beyond the buffer (downside factor 1.25). Estimated value at pricing was approximately $996 per $1,000 principal amount.
GS Finance Corp. is offering $41,162,000 of autocallable, buffered S&P 500® index-linked notes due April 7, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called beginning April 2027 if the S&P 500® closes at or above 90% of the initial level (6,582.69), and have a capped maturity payoff of $1,460 per $1,000 if the final index level is ≥90% of the initial level. If the final index level is below 85% of the initial level, investors absorb losses according to a buffer rate of ~117.65%. The estimated value at pricing was approximately $996 per $1,000 face amount; original issue price was 100%. Terms include specified call observation/payment dates and contingency rules for market disruptions, successor underliers, and U.S. tax characterizations.
GS Finance Corp. offers $5,932,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay a quarterly contingent coupon of $0.2875 per $10 (up to 11.50% per annum) only if both the Russell 2000® and S&P MidCap 400® close at or above a 70% coupon barrier on each observation date.
If, commencing October 2026, both indices close at or above their initial levels on any call observation date the notes will be automatically called and investors receive face amount plus the contingent coupon then due. If not called, principal repayment at maturity depends on the lesser performing index relative to a 70% downside threshold; a final index below that threshold can produce a loss of up to 100% of principal.
GS Finance Corp. offers $8,713,000 of Contingent Income Auto-Callable Securities linked to the Class A common stock of Vertiv Holdings Co. The notes mature April 5, 2029, pay contingent quarterly coupons only if the underlying stock closes at or above a 50.00% downside threshold ($130.645) on coupon observation dates, and are automatically called if the stock closes at or above the initial share price ($261.29) on any call observation date. If the final share price is below the downside threshold, principal is reduced 1:1 to the share performance factor; if at or above the threshold, principal is returned. The original issue price is 100% of principal, estimated value ~ $959 per security, underwriting discount 2.25%.
GS Finance Corp. priced non‑interest bearing, autocallable structured notes linked to the Goldman Sachs Momentum Builder® Focus ER Index (trade date April 2, 2026). For each $1,000 face amount, investors receive $1,812 at maturity if the final index level is ≥101% of the initial level (initial level 111.19); otherwise they receive $1,000. Semiannual call observation dates beginning April 2027 permit automatic full redemption at specified call returns. The index employs daily rebalancing, volatility control (5% cap), momentum risk control and a 0.65% p.a. deduction; large allocations to cash positions are possible. The estimated value at pricing was about $949 per $1,000; original issue price was 100% with a 1% underwriting discount.
GS Finance Corp. offers $18,726,000 aggregate Autocallable Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes bear no interest, may be automatically called on April 15, 2027 for $1,112 per $1,000 face amount, and otherwise pay at maturity on April 6, 2028 based on S&P 500 performance with a 150% upside participation rate, a 15% buffer and a threshold settlement amount of $1,224 per $1,000 face amount. The estimated value at pricing is approximately $988 per $1,000 face amount, below the original issue price. The notes are unsecured obligations of GS Finance Corp., subject to issuer and guarantor credit risk, limited liquidity, market-making by GS&Co. at its discretion, and complex U.S. federal income tax treatment.
GS Finance Corp. offers medium-term, structured notes linked to the S&P 500® Index under a $250,000 aggregate face amount pricing supplement dated April 2, 2026. The notes pay no interest, include an automatic-call feature that yields $1,120 per $1,000 if the underlier meets the call condition, and otherwise provide cash settlement at maturity with a 165% upside participation and a 15% buffer (100% buffer rate) that can still produce substantial principal loss if the final underlier level falls below the buffer level.
The notes are senior unsecured obligations of GS Finance Corp., unlisted, guaranteed by The Goldman Sachs Group, Inc., issued at 100% of face less a 0.65% underwriting discount (net proceeds 99.35% of face). Tax characterization is uncertain and FATCA and section 871(m) considerations are noted.
GS Finance Corp. is offering indexed, non‑interest bearing notes linked to the S&P 500® Index with a stated maturity of April 4, 2031. Each note has a face amount of $10 (minimum initial purchase $1,000); the initial offering aggregate face amount is $2,000,000. The initial underlying index level will be the arithmetic average during the initial averaging period (April 1, 2026 to July 1, 2026); the final level is the arithmetic average during the final averaging period ending on the determination date (April 1, 2031). Payouts at maturity vary by ranges of final/initial index performance, with a cap level of 182.00% and a maximum settlement amount of $21.85 per $10 face. Estimated value at pricing was $9.94 per $10 face; original issue price is 100.00% with underwriting discount 0.25% (net proceeds 99.75%). The notes are unsecured, unfunded obligations subject to issuer and guarantor credit risk; GS&Co. serves as calculation agent with discretion over key determinations.
GS Finance Corp. provides an April 6, 2026 supplemental index fact sheet for securities linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The index applies a 6.0% per annum daily decrement, permits up to 500% exposure to the S&P 500® Futures Excess Return Index and limits the maximum daily change in leverage to 100%. The fact sheet discloses the index launch date (December 27, 2024), historical and hypothetical pre-launch performance, and a list of selected risk factors related to leverage, signals, decrement effects, index construction, and issuer credit risk.