Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured, cash‑settled notes linked to the S&P 500® Futures Excess Return Index with a $2,162,000 aggregate face amount. The notes mature on April 7, 2031 and pay no interest. If the final underlier level is above the initial level, holders receive the face amount plus 185% of the index return; if the final level is at or above 50% of the initial level, holders receive the face amount; if below that trigger buffer, holders incur principal loss proportional to the index decline.
The notes reference E‑mini S&P 500 futures (not the cash index), are fully guaranteed by The Goldman Sachs Group, Inc., and were issued at 100% of face with a 0.15% underwriting discount. The payment profile depends on futures performance, roll yields, and issuer creditworthiness.
GS Finance Corp. is offering $6,449,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2029, guaranteed by The Goldman Sachs Group, Inc.. The notes pay a quarterly contingent coupon of $0.28875 per $10 (up to 11.55% per annum) only if each of the S&P 500®, Russell 2000® and Nasdaq-100® closes at or above its coupon barrier on an observation date.
The notes may be automatically called beginning on the July 2, 2026 observation date if each index closes at or above its initial level; at maturity (April 5, 2029) principal repayment is contingent: if every final index level is at or above 70.00% of its initial level, holders receive $10 plus any final coupon, otherwise the cash settlement equals $10 multiplied by the lesser performing index return, and investors can lose a substantial portion or all of their investment. Payments are subject to issuer and guarantor credit risk. The estimated value at pricing was approximately $9.88 per $10 face amount.
GS Finance Corp. offers $300,000 aggregate face amount of cash-settled medium‑term notes, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount will pay either $1,000 or $1,000 plus the 111.5% upside participation multiplied by the underlier return measured from April 2, 2026 to the determination date, with a stated maturity of April 5, 2030.
The notes do not pay interest, are linked to the S&P 500® Futures Excess Return Index (futures-based, not the cash index), carry issuer and guarantor credit risk, and have an original issue price equal to 100% of face amount (underwriting discount 0.8%).
GS Finance Corp. offers S&P 500®-linked, principal‑at‑risk medium‑term notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $26,936,000 in aggregate face amount in $1,000 notes with no periodic interest. The notes can be automatically called on the call observation date if the closing level of the S&P 500® is greater than or equal to the initial level; in that event each $1,000 note pays $1,124.50 on the call payment date. If not called, the cash payoff at maturity depends on the final index level: investors share upside at a 200% participation rate if the index finishes above the initial level, receive principal if the index finishes between 90% and 100% of the initial level, but face downside below the 90% buffer that can result in substantial loss, including a potential loss of the entire investment. The notes do not bear interest. Key dates include trade date April 2, 2026, original issue date April 7, 2026, call observation April 15, 2027, call payment April 20, 2027, determination date April 3, 2028, and stated maturity April 6, 2028.
GS Finance Corp. is offering autocallable equity-linked notes due April 20, 2028, guaranteed by The Goldman Sachs Group, Inc.. The notes reference the common stock of Microsoft Corporation (ticker "MSFT UW") and pay no interest. They have an automatic call feature on the call observation date and, if called, pay at least $1,194.50 per $1,000 face amount. At maturity (if not called) cash settlement depends on the final underlier level: upside participation is 125%, there is a 10% buffer (buffer level = 90%) and different payoff scenarios can result in substantial losses, including a potential loss of 67% in the worst illustrated case.
GS Finance Corp. is offering callable contingent coupon index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly contingent coupon of $9.875 per $1,000 (0.9875% monthly, up to 11.85% per annum) only when each underlier is at or above its coupon trigger (70% of its initial level) on the related observation date. If not redeemed, principal repayment at maturity depends on the lesser performing underlier (Dow Jones Industrial Average, Nasdaq-100 and Russell 2000) versus its initial level, subject to a trigger buffer at 65%; investors may lose up to 100% of principal. The issuer may redeem on specified coupon dates beginning October 2026; stated maturity is January 14, 2031.
GS Finance Corp. offers Leveraged Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide a cash settlement at maturity per each $1,000 face amount tied to the S&P 500® performance from the trade date to the determination date. If the final index level is above the initial level, holders receive the face amount plus the underlier return multiplied by a 125% upside participation rate, capped at a maximum settlement amount of at least $1,250. If the final index level is between the buffer level and the initial level (buffer level = 90% of the initial level), holders receive the face amount. If the final index level is below the buffer level, holders suffer a proportional loss tied to the decline below the buffer, with a buffer rate of 100% and a buffer amount of 10%. Trade date is April 16, 2026, original issue date April 21, 2026, determination date April 17, 2028, and stated maturity April 20, 2028. The original issue price is 100% of face amount with an underwriting discount of 1.75%.
GS Finance Corp. files a preliminary prospectus supplement for callable, monthly-coupon notes linked to four technology stocks. The notes mature on the stated maturity date expected to be May 5, 2031 and may be automatically called on observation dates beginning in April 2027. Coupons are monthly and conditionally pay either the maximum coupon of $8.334 per $1,000 or the minimum coupon of $0.209 per $1,000 depending on whether each index stock closes at or above 70% of its initial price on coupon observation dates. Notes are unsecured obligations of GS Finance Corp. guaranteed by The Goldman Sachs Group, Inc., and their estimated value at pricing is between $885 and $935 per $1,000 face amount.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non‑interest bearing notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes may be automatically called on scheduled call observation dates beginning April 2, 2027 if the index is ≥95% of the initial level (initial underlier level 395.33), producing a cash redemption equal to $1,000 plus a call premium. If not called, final payment at maturity on April 9, 2031 depends on the index performance versus the initial level and is capped at $2,370.04 per $1,000 face amount; declines below a 60% buffer can produce substantial principal loss, potentially to zero.
The estimated value at pricing was approximately $971 per $1,000 face amount and the original issue price was 100% with an underwriting discount of 0.8%, net proceeds 99.2%.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering non-interest notes linked to the common stock of Repligen Corporation (RGEN). The notes trade date is April 2, 2026 with original issue date April 8, 2026 and a stated maturity of June 7, 2027. Payouts at maturity per $1,000 face amount: $1,400.5 if the final stock price is >= the initial price of $117.78; $1,000 if the final price declines up to 10%; and if the final price falls more than 10%, the payment equals $1,000 plus $1,000 times the index stock return (potentially losing the full investment). The estimated value on the trade date was approximately $943 per $1,000 face amount. The initial aggregate face amount was $8,000,000; original issue price 100%, underwriting discount 0.25%, net proceeds 99.75%. Payments depend on GS Finance Corp.'s and Goldman Sachs' creditworthiness and on the closing price of Repligen only on the determination date.