The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured notes linked to the Class A common stock of The Trade Desk, Inc. The notes are scheduled to mature in January 2029 but can be automatically called starting in July 2026 through October 2028 if the stock’s closing price on a call observation date is at or above the initial index stock price, in which case holders receive the $1,000 face amount plus the quarterly coupon.
The notes pay a contingent coupon of $48.25 per $1,000 (4.825% quarterly, up to 19.3% per year) on each observation date only if The Trade Desk share price is at least 50% of the initial level; otherwise the coupon for that quarter is zero. At maturity, if not called, investors receive $1,000 plus the final coupon if the stock is at or above 50% of the initial level. If it is below 50%, repayment is reduced one-for-one with the stock’s loss, and holders can lose up to their entire principal and receive no coupon.
The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and their estimated value on the trade date is expected to be $890–$920 per $1,000 face amount, below the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the State Street® Energy Select Sector SPDR® ETF. The notes pay no interest and are expected to mature on January 30, 2031 unless automatically called starting in January 2027 when the ETF is at or above its initial level.
Each note has a $1,000 face amount. If not called and the final ETF level is at or above the initial level, investors receive a capped maximum of $1,602.5 per $1,000, reflecting a 60.25% maturity premium. If the ETF is down by up to 10%, investors get back $1,000; below that buffer, losses match the ETF decline and investors can lose their entire investment.
Call premiums range from 12.05% to 48.2% depending on the call date. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor, and the estimated initial value is between $885 and $925 per $1,000, less than the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $10-denomination trigger autocallable contingent yield notes linked to the EURO STOXX 50® and Nasdaq-100® indices. The notes pay a quarterly contingent coupon of between $0.20 and $0.21 per $10 face amount (up to 8.00%–8.40% per year) only if, on each observation date, both indices are at or above a coupon barrier set at 70% of their initial levels.
Beginning in July 2026, the notes are automatically called if, on any quarterly call observation date, both indices are at or above their initial levels. In that case, holders receive $10 per note plus the due contingent coupon and no further payments. If the notes are not called and, on the January 16, 2031 determination date, both indices are at or above their 70% downside thresholds, investors receive $10 plus the final contingent coupon; otherwise, repayment is reduced in line with the decline of the worse-performing index, and all principal can be lost.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected between $9.50 and $9.80 per $10 face amount, compared with a 100% issue price, with a 2.25% underwriting discount and 97.75% net proceeds to the issuer.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the S&P 500® Index, Nasdaq-100 Index® and iShares® Russell 2000 ETF. The notes pay a monthly contingent coupon of $9.167 per $1,000 face amount (0.9167%) only if on each observation date every underlier is at or above 70% of its initial level; otherwise no coupon is paid.
The notes can be automatically called quarterly starting in July 2026 if all underliers are at or above their initial levels, returning principal plus the applicable coupon. If not called, at expected maturity in January 2029 investors receive full principal plus the final coupon only if the worst-performing underlier is at or above 70% of its initial level. Below that threshold, repayment is reduced in line with the worst underlier’s loss, down to a possible total loss of principal and no coupon. The estimated value on the trade date is expected to be between $925 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the S&P 500® Index, maturing in 2029. The notes pay no interest and can be automatically called on the call observation date in 2027 if the index is at or above its initial level; in that case, investors receive $1,073 per $1,000 face amount on the call payment date, a 7.3% return.
If the notes are not called, the maturity payment depends on the index level on the determination date. Investors participate 100% in any upside above the initial level. There is a 30% buffer: if the index is down but no more than 30%, investors receive their full $1,000 per note. If the index falls more than 30%, principal is reduced 1-for-1 beyond that threshold, and investors can lose a substantial portion of their investment.
The notes are subject to the credit risk of GS Finance Corp. and its guarantor, may trade below issue price, will not be listed on an exchange and have uncertain tax treatment under U.S. federal income tax rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100, Russell 2000 and S&P 500 indices. For each $1,000 face amount, investors can receive a quarterly coupon of $24.50 (2.45% quarterly, up to 9.8% per year) if on the observation date the closing level of each index is at or above 75% of its initial level; otherwise the coupon is zero.
The notes will be automatically called at $1,000 per note plus any due coupon if on any call observation date each index is at or above its initial level. If the notes are not called, principal repayment at maturity depends on the worst-performing index: if its final level is at least 75% of its initial level, investors receive $1,000; if it is below 75%, the payoff is $1,000 plus $1,000 times the lesser-performing index return, which can lead to a total loss of principal. The original issue price is 100% of face amount, with a 2% underwriting discount and 98% of face amount in net proceeds to the issuer.
GS Finance Corp. is offering autocallable contingent coupon notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to three equity indices: the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index.
The notes pay a contingent monthly coupon only if, on each observation date, the closing level of every index is at or above its coupon trigger level, set at 70% of its initial level. The coupon amount is based on $6.084 per $1,000 for each elapsed observation date, minus coupons already paid.
The notes are subject to a quarterly automatic call if, on a call observation date, each index is at or above its initial level, in which case investors receive their $1,000 face amount plus the coupon then due, ending the investment early. If the notes are not called, repayment at maturity depends on the lesser performing index. If each final index level is at or above its 50% trigger buffer level, investors receive $1,000 per note (plus any final coupon). If any index finishes below its trigger buffer level, the payoff is reduced one-for-one with the loss on the worst index, and investors can lose up to their entire principal.
Investors face the credit risk of GS Finance Corp. as issuer and The Goldman Sachs Group, Inc. as guarantor, potential absence of secondary market liquidity, sensitivity to market and interest rate changes, and uncertain U.S. tax treatment, including likely ordinary income treatment of coupons.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon notes due January 26, 2029 linked to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a monthly coupon of $8.334 per $1,000 (0.8334% monthly, about 10.00% per year) only if on each observation date all three indices are at or above 70% of their initial levels.
At maturity, if the notes have not been redeemed and each index is at or above 60% of its initial level, holders receive the full face amount. If any index is below 60%, repayment is reduced one‑for‑one with the worst index’s loss, and investors can lose their entire principal. The issuer may redeem the notes at par plus any due coupon on monthly payment dates from July 2026 through December 2028. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the iShares Bitcoin Trust ETF. The notes are expected to mature on January 20, 2028, unless Goldman redeems them early at 100% of face amount plus any due coupon on monthly payment dates from July 2026 through December 2027.
Holders may receive a monthly coupon of $12.917 per $1,000 face amount (1.2917% monthly, up to approximately 15.5% per annum) whenever the ETF’s closing level is at least 65% of the initial level of $55.44. No coupon is paid for any month the ETF closes below that trigger.
At maturity, if the final ETF level is at least 65% of the initial level, investors receive $1,000 plus the final coupon. If it is below 65%, repayment is reduced using a buffer rate of approximately 153.85% of the loss beyond a 35% decline, and investors can lose all of their principal and receive no final coupon. The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and are exposed to the high volatility and regulatory risks of bitcoin, since the ETF tracks bitcoin’s price.
The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Nasdaq‑100, Russell 2000 and S&P 500 indexes, maturing in 2031.
The notes pay a $8.75 monthly coupon per $1,000 face amount (0.875% per month, up to 10.50% per year) only if on each observation date every index is at or above 70% of its initial level. The notes are automatically called, returning $1,000 per note plus the due coupon, if on a call observation date each index is at or above its initial level.
If the notes are not called, principal repayment at maturity depends solely on the worst‑performing index. You receive full principal only if each index’s final level is at least 60% of its initial level; otherwise repayment is reduced in line with the worst index’s decline, and you can lose your entire investment. The notes carry the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. and are not bank deposits or FDIC‑insured.