Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The prospectus supplement describes medium-term notes issued by GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., linked to the Class A common stock of Ares Management Corporation, Inc.. The notes have a $1,000 face amount per note and aggregate initial face amount of $500,000, a trade date of April 2, 2026, an original issue date of April 7, 2026, and a stated maturity date of April 6, 2027.
Key economics: a quarterly coupon of $71.5 per $1,000 (7.15% quarterly) is paid only if the index stocks closing price on a coupon observation date is at least 65% of the initial index stock price ($105.80 set on April 1, 2026). The notes are automatically called if on any call observation date the index stocks closing price is at least the initial index stock price. At maturity, if the final index stock price is below 65% of the initial price, holders receive an equity-linked cash settlement that can result in a loss of principal tied to the index stock return. The estimated value at pricing was approximately $970 per $1,000 face amount.
GS Finance Corp. offers $1,631,000 aggregate face amount of market-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return a cash payment at maturity tied to the S&P 500® Index performance measured from April 2, 2026 to the determination date. For each $1,000 face amount, investors receive either $1,000 (if the final level is at or above the 90% buffer level), a capped upside of up to $1,160 (110% participation up to the cap) if the index rises, or a loss proportional to the index decline beyond the 10% buffer (1% loss of face per 1% decline below the buffer). The notes mature on May 6, 2027 (determination date May 3, 2027), are subject to issuer and guarantor credit risk, and were issued at 100% of face with an underwriting discount of 0.4333%.
GS Finance Corp. offers $ Buffered S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity depends on the S&P 500 performance from the trade date to the determination date, with a 20% buffer, no periodic interest, and a capped upside.
The notes pay for each $1,000 face amount either (1) $1,000 plus the underlier return up to a $1,190 cap if the final level is at or above the initial level, (2) $1,000 plus the absolute underlier return if decline ≤ 20%, or (3) a loss tied to declines beyond the 20% buffer. Trade date is April 9, 2026, original issue date April 14, 2026, determination date April 10, 2028, and stated maturity April 13, 2028.
GS Finance Corp. offers structured, automatically callable notes linked to an equally weighted basket of Alphabet (Class C), Amazon, Apple and Tesla. The notes mature expected April 21, 2031 (trade date expected April 14, 2026) and pay conditional monthly coupons of $6.917 per $1,000 face amount when the basket closing level on an observation date is at least 80% of the initial basket level. The notes are automatically called if the basket closing level on a call observation date is greater than or equal to the initial basket level (initial basket level = 100). Principal at maturity is capped at face amount if the final basket level is at or above 85% of the initial basket level; if the final basket level is below 85%, investors may suffer reduced principal per the buffer mechanics described. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; payments are subject to issuer and guarantor credit risk. The estimated value at term-setting is between $885 and $925 per $1,000 face amount.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due April 6, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, may be automatically called on April 15, 2027 if the S&P 500® closing level is ≥ 6,582.69, and would pay $1,126.50 per $1,000 if called. If not called, final payment at maturity (determination date April 3, 2028) depends on index performance: upside participation is 150%, there is an 80% trigger buffer (80% of initial level), and losses occur if the final index level falls below that buffer (potential full loss of principal). The estimated value on the trade date was ≈ $986 per $1,000; original issue price is 100% and underwriting discount is 1.5%.
GS Finance Corp. is offering buffered, Russell 2000® index‑linked notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The cash payment at maturity for each $1,000 face amount depends on the Russell 2000 performance from the trade date to the determination date. The notes provide a 15% downside buffer (buffer level = 85% of the initial underlier level): modest declines up to 15% produce a positive cash return equal to the absolute decline, declines beyond 15% expose holders to losses pro rata, and upside is capped at a maximum settlement amount of $1,148 per $1,000. The notes pay no interest, are unsecured senior debt issued under GS Finance Corp.'s Medium‑Term Notes program, and are subject to issuer and guarantor credit risk. Trade date is April 6, 2026, original issue date April 9, 2026, determination date May 6, 2027, and stated maturity May 11, 2027. Purchase price, underwriting discounts and secondary‑market liquidity may reduce realized returns.
GS Finance Corp. is offering leveraged, principal-at-risk notes linked to the Vanguard FTSE All-World ex-US ETF (ticker: VEU). The notes have a 113.15% participation rate in positive ETF performance, a trade date expected to be April 9, 2026 and a stated maturity expected to be April 14, 2031. For each $1,000 face amount, you will receive $1,000 at maturity if the final underlier level is equal to or below the initial level; if the ETF return is positive you receive $1,000 plus $1,000 times the 113.15% participation rate times the ETF return.
The notes do not pay interest, are unsecured obligations of GS Finance Corp. and are guaranteed by The Goldman Sachs Group, Inc., exposing holders to issuer and guarantor credit risk. The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount, below the original issue price.
GS Finance Corp. is offering equity-linked notes due April 14, 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and no periodic interest. The cash payoff at maturity depends on the performance of three underliers (AAPL, META, NVDA) and is determined by the lesser performing underlier return, an upside participation rate of 412% and a trigger buffer of 70%. If each final underlier level exceeds its initial level, holders receive $1,000 plus participation in the lesser performing underlier's gain. If any underlier falls below 70% of its initial level, holders suffer a pro rata loss and may lose their entire investment. Trade date is April 9, 2026 and stated maturity date is April 14, 2031. The notes are senior medium-term notes issued in book-entry form (CUSIP 40058YZQ8) and will be cash-settled.
GS Finance Corp. is offering $1,000 face-amount autocallable index-linked notes due April 14, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and feature an automatic call on the call payment date if each underlier closes at or above its initial level on the call observation date. If called, holders receive $1,120 per $1,000 face amount. If not called, maturity payment depends solely on the lesser performing underlier with a 100% upside participation rate; downside scenarios can result in receiving only the face amount. Trade date is April 9, 2026 with original issue date April 14, 2026. Underliers are the Dow Jones Industrial Average, Nasdaq-100, and S&P 500. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes and are subject to issuer and guarantor credit risk.
GS Finance Corp. offers structured, non‑interest bearing notes linked to Alphabet Inc. Class A stock with an automatic call feature and principal risk. Each $1,000 note may be automatically called on the April 15, 2027 for $1,189 if the closing price meets or exceeds the initial index stock price of $295.77. If not called, maturity payment on April 6, 2028 depends on the final index stock price versus the initial price, featuring a 150% upside participation (capped by a $1,378 threshold) and a buffer that protects losses only up to 15%. The estimated value at pricing was approximately $984 per $1,000 face amount; investors remain exposed to issuer and guarantor credit risk and could lose their entire investment.