Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (through issuer GS Finance Corp.) is offering structured notes linked to the iShares Semiconductor ETF (SOXX) that do not bear interest and are fully exposed to the issuer’s and guarantor’s credit risk. The notes are expected to be issued on August 19, 2026 and mature on October 19, 2027, with payoff based solely on the ETF level on the determination date, expected October 14, 2027.
For each $1,000 face amount, investors receive: (i) 200% upside participation in the ETF return, capped by a maximum settlement amount of $1,560 (cap level 128% of initial level); (ii) full principal back if the ETF closes at or above the 90% trigger buffer level; or (iii) a linear loss matching the ETF’s negative return if the final level is below 90%, with the possibility of losing up to 100% of principal. The estimated initial value is $925–$955 per $1,000, below the issue price, reflecting dealer margin and costs. The original issue price is 100% of face amount, with a 2% underwriting discount and 98% net proceeds to GS Finance Corp.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, autocallable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay no interest and are scheduled to mature on August 30, 2032, unless automatically called starting in February 2027 when the index closes at or above 95% of its initial level.
If called, investors receive $1,000 plus a call premium (beginning at 12.1254% and rising over time) per $1,000 face amount. If not called and the final index level is at least 95% of the initial level, investors receive the capped maximum of $2,455.048 per $1,000 (a 145.5048% premium). If the index falls but stays at or above 60% of the initial level, principal is returned at maturity; below that trigger buffer, losses are one-for-one and investors can lose their entire investment.
The underlier is a highly complex, leveraged (up to 500%) futures-based index with a 40% volatility target and a 6.0% per annum daily decrement, which drags performance and ensures the index will lag a similar index without such a fee. The estimated value at pricing is $885–$925 per $1,000, below the issue price, and investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, guaranteed structured notes linked to equal-weighted “index stocks” in NVIDIA, Alphabet Class A, Microsoft, and Apple. The notes pay contingent monthly coupons and may be automatically called before maturity.
For each $1,000 face amount, investors can receive a $7.50 coupon (0.75% monthly, up to 9% per year) on any observation date when the closing price of each index stock is at least 80% of its initial price. If any stock is below 80%, the coupon for that month is $0. Starting in August 2027, if on a call observation date every index stock is at or above its initial price, the notes are automatically redeemed at $1,000 plus the then‑due coupon.
If not called, the notes are scheduled to mature on September 2, 2031, paying $1,000 per note plus any final coupon. The initial trade date is expected to be August 27, 2026. The issuer highlights that the modeled estimated value at pricing is only $885–$925 per $1,000, below the 100% issue price, and that investors are exposed to the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., with limited liquidity and complex anti‑dilution and market‑disruption adjustment mechanics.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp as issuer and Goldman Sachs Group as guarantor, is offering unsecured, buffered notes linked to the iShares Semiconductor ETF (SOXX), maturing on or about October 19, 2027. The notes pay no interest and repayment depends entirely on SOXX’s performance between the expected trade date of August 14, 2026 and the determination date of October 14, 2027.
For each $1,000 note, investors receive: (i) a leveraged upside of 200% of the ETF’s positive return, capped by a maximum settlement amount of $1,390 (a 39% maximum gain), once the final level reaches 119.5% of the initial level; (ii) full principal repayment if the ETF falls by up to 10% (buffer level at 90% of the initial level); and (iii) a loss of principal on a 1‑for‑1 basis beyond the 10% buffer via the buffer formula. A large decline in SOXX could lead to a significant loss of invested principal.
The original issue price is 100% of face value, with a 2% underwriting discount and 98% net proceeds to GS Finance Corp. The notes’ estimated value at pricing is expected between $925 and $955 per $1,000, reflecting model-based factors and embedded costs. Payments are subject to the credit risk of GS Finance Corp and Goldman Sachs Group, and secondary market liquidity or pricing is not assured.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering $10,690,000 of Buffer Autocallable GEARS notes linked to the EURO STOXX 50® Index, guaranteed by Goldman Sachs. Each note has a $10 face amount and matures in 2029, unless automatically called in 2027.
The notes offer 1.74x upside gearing, a 15.00% call return if the index is at or above the 100.00% autocall barrier on the call observation date, and a 10.00% buffer via a downside threshold at 90.00% of the initial index level of 6,533.99. Below the downside threshold, principal loss is 1% for each 1% additional index decline, up to a 90% loss if the index is zero.
The estimated value is $9.75 per $10 face amount, lower than the issue price, reflecting fees and dealer economics. The notes pay no interest or dividends, are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may have limited secondary market liquidity.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp, is offering unsecured, non‑interest‑bearing notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes may be automatically called quarterly from February 2027 if the index closes at or above its initial level, paying $1,000 plus a call premium (starting at 14.5002% and rising over time).
If never called, at maturity in August 2032 investors receive: (i) the maximum settlement amount of $2,740.024 per $1,000 if the index is at or above its initial level; (ii) full principal back if the index has declined by up to 40%; or (iii) a 1:1 loss beyond that, down to total loss of principal. The underlying index targets 40% volatility with up to 500% leverage and applies a 6.0% per‑annum decrement, which continuously drags performance. The estimated value at pricing is expected between $885 and $925 per $1,000, below the issue price, and returns are also subject to the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest, are scheduled to trade on August 20, 2026 and mature on August 25, 2032, unless automatically called earlier.
Each note has a $1,000 face amount. If the notes are not called and the index is at least 103% of its initial level on the determination date, investors receive a maximum of $1,720 (a 72% maturity return); otherwise they receive $1,000. Annual call dates from 2027–2031 can trigger automatic redemption at preset call levels with call returns rising from 12% to 60%. The index is a rules-based, volatility- and momentum-controlled strategy that can allocate heavily to cash and is calculated on an excess-return basis with a 0.65% per annum deduction, which can materially reduce index performance. Estimated value is $885–$935 per $1,000, below the issue price, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp and with a guarantee from The Goldman Sachs Group, Inc., is offering unsecured structured notes linked to the common stock of NVIDIA, Alphabet Class C, AMD and Tesla. The notes pay conditional monthly coupons of $6.542 per $1,000 face amount (0.6542% monthly, up to approximately 7.85% per annum) only if on each coupon observation date the closing price of each index stock is at least 82% of its initial price.
The notes may be automatically called on monthly observation dates from August 2027 through July 2033 if all stocks are at or above 82% of their initial prices, in which case investors receive $1,000 per note plus the applicable coupon, and no further payments. If not called, at maturity (expected August 31, 2033) holders receive $1,000 per note plus any final coupon, regardless of stock performance, subject to issuer and guarantor credit risk.
The minimum denomination is $1,000. The trade date is expected to be August 26, 2026, and the original issue date August 31, 2026. Goldman Sachs estimates the initial economic value at $885–$925 per $1,000 face amount, below the 100% issue price, reflecting fees, hedging and model assumptions. The notes are not bank deposits, are unsecured, and are treated as contingent payment debt instruments for U.S. federal income tax purposes, leading to taxable deemed interest based on a comparable yield rather than only on cash coupons.
GOLDMAN SACHS GROUP INC (GS), through GS Finance Corp., is offering principal-at-risk Performance Leveraged Upside Securities (PLUS) linked to an equally weighted basket of 10 U.S. and foreign energy/industrial stocks. Each PLUS has a $1,000 stated principal amount, no interest payments, and is guaranteed by The Goldman Sachs Group, Inc.
At maturity in September 2027, holders receive $1,000 plus 150% of any positive basket return, capped at a maximum payment of at least $1,411.00 per PLUS. If the final basket value is at or below the initial basket value of 100, repayment equals $1,000 multiplied by the basket performance factor, with no downside protection; a 40% basket decline results in $600 per PLUS, and a total loss is possible.
The PLUS will not be listed, and secondary market liquidity depends on Goldman Sachs & Co. LLC, which is not obligated to make a market. The estimated value at pricing is expected to be $900–$960 per $1,000 PLUS, below the issue price, reflecting underwriting discounts, fees and structuring costs. Investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., and to complex tax, market, and structural risks described in detail in the supplement.