Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp., is offering principal-at-risk Contingent Income Auto-Callable Securities linked to a common share of Ferrari N.V., expected to mature on August 24, 2029, and fully guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 security may pay a contingent quarterly coupon of at least $25.75 if, on the relevant observation date, Ferrari’s share price is at or above 65% of the initial share price. The notes are auto-called if on any call observation date the stock is at or above the initial share price, returning $1,000 plus the coupon then due, with no further payments.
If not called, and the final share price is at or above the downside threshold (65% of initial), investors receive $1,000 plus the final coupon; otherwise the payoff equals $1,000 multiplied by the share performance factor (final/initial), exposing investors 1-to-1 to downside below the threshold and potentially to a total loss. The original issue price is 100% of principal, with an estimated value of $910 to $970 per security and an underwriting discount of 2.25%.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via subsidiary GS Finance Corp., is offering market-linked notes tied to the S&P 500® Index, expected to price on or about August 31, 2026 and mature on September 3, 2032, with a guarantee from Goldman Sachs Group Inc.
The notes pay no interest and return at least the $1,000 principal at maturity if held to maturity. Investors receive 100% leveraged upside to the S&P 500 index percent change, capped by a maximum payment at maturity of at least $1,590 per $1,000 note (at least 159% of principal); gains above an index level of 159% of the initial value are not passed through. If the index is flat or down, the maturity payment is $1,000.
The original issue price is 100% of principal, with a 3.50% underwriting discount and 96.50% net proceeds to the issuer. The estimated value is $890–$950 per note, below issue price, and will decline with an additional built-in amount amortizing to zero. The notes are unsecured, unsubordinated obligations, subject to the credit risk of GS Finance Corp. and Goldman Sachs Group Inc., will not be listed, and may be treated as contingent payment debt instruments for U.S. tax purposes, requiring accrual of taxable income before any cash is received.
Goldman Sachs Group Inc. (GS), through GS Finance Corp., is offering unsecured, unlisted structured notes linked to an equally weighted basket of six alternative asset manager stocks (Apollo Global Management, Ares Management, Blackstone, The Carlyle Group, KKR, and TPG). The basket has an initial level of 100, with each stock initially weighted at approximately 16.667%.
The notes pay no interest and return at maturity (September 15, 2027) depends solely on basket performance from the trade date (August 11, 2026) to the determination date (September 13, 2027). If the final basket level exceeds the initial level, investors receive 3× the basket return, capped at a maximum settlement amount of $1,396 per $1,000 face amount (a 39.6% maximum gain), with a cap level of 113.2% of the initial basket level. If the basket return is zero or negative, the payoff equals $1,000 plus $1,000 times the basket return, exposing investors to full downside, including potential 100% loss of principal.
The aggregate initial face amount is $750,000, sold at 100% of face with a 0.82% underwriting discount and 99.18% net proceeds to the issuer. The estimated value on the trade date is approximately $959 per $1,000, below the issue price, reflecting structuring and distribution costs and model-based pricing. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and investors do not receive dividends or shareholder rights in the basket stocks.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering $1,200,000 of autocallable buffered notes linked to the iShares Semiconductor ETF (SOXX). The notes pay no interest and mature on August 15, 2030, unless automatically called on August 12, 2027.
If on the call observation date SOXX is at or above the initial level of $534.20, the notes are redeemed for $1,350 per $1,000 face amount on August 17, 2027. If not called, at maturity investors receive $1,000 plus 1.4× any positive ETF return; if SOXX is down up to 20%, they receive $1,000 due to a 20% buffer. Below the 80% buffer level, losses accelerate at 1.25% per 1% further decline, and investors can lose their entire principal.
The notes’ estimated value at pricing is about $997 per $1,000, below the issue price, reflecting structuring and distribution costs. Returns depend on SOXX’s level only on the call observation and determination dates, and payments are subject to the credit risk of GS Finance Corp. and the Goldman Sachs Group, Inc., along with ETF tracking, sector concentration and tax risks.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering unsecured, zero-coupon structured notes linked to an equally weighted basket of five U.S. stocks (AMD, Hewlett Packard Enterprise, Lam Research, Robinhood Markets and ServiceNow). The basket has an initial level of 100 and each stock carries a 20% weight with specified initial prices.
The notes mature on August 14, 2031 but are subject to an automatic call from August 11, 2027 onward if the basket is at least 90% of its initial level, paying $1,000 plus a fixed call premium (starting at 17% and rising to 80.75%) per $1,000 face amount. If not called, maturity payoff depends on the basket return: full upside at a 100% participation rate if the final basket level is at or above 100; full principal back if the basket is between 50 and 100; and a loss matching the negative basket return if the basket falls below the 50% trigger buffer, which can result in a loss of most or all principal.
The aggregate face amount on the issue date is $1,111,000, sold at 100% of face with a 4.125% underwriting discount, yielding 95.875% of face in net proceeds. The estimated value is approximately $920 per $1,000 at pricing, reflecting fees and Goldman Sachs’ pricing models. The notes pay no interest, do not pass through dividends on the basket stocks, and expose investors to the credit risk of GS Finance Corp. and the guarantee of The Goldman Sachs Group, Inc.
GOLDMAN SACHS GROUP INC (GS), via GS Finance Corp. as issuer and Goldman Sachs as guarantor, is offering Buffered Performance Leveraged Upside Securities ("PLUS") linked to the S&P 500® Index, maturing on or about March 5, 2029. These are unsecured, principal-at-risk structured notes that pay no interest and are not listed on any exchange.
For each $1,000 PLUS, investors receive 200% of any positive index return, capped by a maximum payment at maturity of at least $1,243.50. Principal is fully returned if the index is flat or down by up to the 10.00% buffer amount. Below that, losses match index declines beyond the buffer, with a minimum payment of $100.00. The underlying is the S&P 500® Index, the valuation date is expected to be February 28, 2029, and all payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc. The original issue price is 100% of principal, with an estimated value between $905 and $965 per PLUS and a 3.00% underwriting discount.
GOLDMAN SACHS GROUP INC (symbol: GS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Goldman Sachs Group Inc. (GS), via GS Finance Corp., is offering S&P 500® Index-linked trigger buffer notes with an aggregate face amount of $2,670,000 under its Medium-Term Notes, Series F program. For each $1,000 note held to maturity, if the final S&P 500 level is at or above 80% of the initial level of 7,728.20, investors receive a capped amount of $1,130, a 13% maximum return; the upside is fully capped above this level.
If the final index level is below 80% of the initial level, the payoff is $1,000 + ($1,000 × underlier return), resulting in a 1-for-1 loss with the index decline and potential loss of the entire investment. The notes pay no interest, are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and will not be listed on any exchange. The original issue price is 100% of face amount, with a 0.6% underwriting discount and 99.4% net proceeds to the issuer. The estimated value at pricing is lower than the issue price, and secondary market values may be significantly below face value. Tax treatment is uncertain; investors are required to treat the notes as a pre-paid derivative contract, and the notes are generally subject to FATCA rules.
Goldman Sachs Group, Inc. (GS), through GS Finance Corp., is offering buffered S&P 500® Index-linked notes due 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and is linked to the S&P 500® Index level from August 11, 2026 to August 11, 2028.
The notes pay no interest. At maturity, investors receive cash based on index performance: full participation in gains up to a maximum upside settlement amount of $1,202.50 per $1,000, and a “buffer” on losses so that declines of up to 20% (buffer amount) generate positive returns via the absolute return feature. If the index ends below 80% of its initial level, principal is reduced 1% for each 1% drop below the buffer level, so investors can lose a substantial portion of principal.
The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs Group, Inc., and are subject to their credit risk. They will not be listed on any exchange, and any secondary market making by GS&Co. is discretionary. The tax treatment is uncertain; the issuer intends to treat the notes as a pre-paid derivative contract with potential FATCA and section 871(m) considerations.