Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. offered $1,500,000 in autocallable buffered basket-linked notes due March 29, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and reference an equally weighted basket of the EURO STOXX 50® and the S&P 500® Equal Weight Index with an initial basket level of 100. If the basket on the call observation date (March 24, 2028) is >=100 the notes will be automatically called for $1,110 per $1,000 face amount; otherwise final payment at maturity depends on the basket return with 100% upside participation but downside limited to return of principal if the basket return is zero or negative. The estimated value at pricing was approximately $961 per $1,000 face amount; original issue price was 100% with an underwriting discount of 2.1% (net proceeds 97.9%).
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, will be automatically called on the call payment date if the closing level of the S&P 500 on the call observation date is greater than or equal to the initial level, and would pay $1,140 per $1,000 if called. If not called, maturity payment depends on the S&P 500 performance: beneficiaries can receive upside participation of 150% above the initial level, full return of principal if the final level is at or above 90% of initial, or a loss formula that applies a 100% buffer rate to declines below the 90% buffer. Trade date is April 1, 2026, original issue date April 6, 2026, call observation April 7, 2027 and stated maturity April 6, 2028. The notes are unsecured obligations subject to issuer and guarantor credit risk and have uncertain U.S. federal income tax treatment.
GS Finance Corp. is offering leveraged, callable Dow Jones Industrial Average®-linked notes due (expected) April 3, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity for each $1,000 face amount either $1,000 (if the underlier return is zero or negative) or $1,000 plus at least an 112.65% upside participation times the underlier return if the final underlier level exceeds the initial level. The issuer may redeem the notes on specified quarterly call dates beginning in April 2027 through January 2031 at 100% plus the applicable call premium (call premiums range from 10% to 47.5%). The original issue price is 100% of face amount; underwriting discount is 2.5% and net proceeds to issuer are 97.5%. The estimated value on the trade date is between $885 and $915 per $1,000 face amount, which is below the original issue price.
GS Finance Corp. is offering index-linked notes due May 4, 2028 (expected) guaranteed by The Goldman Sachs Group, Inc.. The notes reference the S&P 500® and Russell 2000® indexes and pay at maturity based on the lesser performing index return measured from the trade date (expected April 30, 2026) to the determination date (expected May 1, 2028).
For each $1,000 face amount the payoff is: (1) if both index returns are ≥ 0%, participation of at least 110% in the lesser performing index return; (2) if any index return is < 0% but each is ≥ ‑25%, the absolute value of the lesser return; or (3) if any index falls below 75% of its initial level, the holder suffers the lesser performing index loss. The estimated value at pricing is between $925 and $965 per $1,000 face amount. Investors bear issuer and guarantor credit risk and could lose a substantial portion or all of their investment.
The issuer, GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.), is offering autocallable, EURO STOXX 50® index-linked notes due March 31, 2031 with an aggregate face amount of $1,256,000. The notes pay no interest, may be automatically called on specified March observation dates beginning March 24, 2027, and have a threshold settlement amount of $1,300 and an initial underlier level of 5,581.29. Estimated value at pricing was approximately $955 per $1,000 face amount; original issue price is 100% with an underwriting discount of 2.35%.
GS Finance Corp. priced principal-at-risk indexed notes linked to a weighted basket of seven equity indices with an expected trade date of March 30, 2026, original issue date of April 2, 2026 and stated maturity of April 6, 2029. For each $1,000 face amount, the notes pay: (1) if the final basket level > initial, $1,000 + $1,000 × 150% × basket return; (2) if the final basket level is ≤ initial but ≥ 90% (buffer), $1,000 + $1,000 × absolute basket return; (3) if the final basket level < 90% of initial, $1,000 + $1,000 × 111.11% × (basket return + 10%), which can result in substantial or total loss. The issuer and guarantor credit risk, pricing model discount, index-specific risks (including futures roll/contango on the S&P 500® Futures Excess Return Index), market disruption provisions and uncertain U.S. tax treatment are disclosed.
GS Finance Corp. offers $19,520,630 aggregate face amount of Trigger GEARS due March 27, 2031, guaranteed by The Goldman Sachs Group, Inc. The securities link payout to an unequally weighted basket (S&P 500 50.00%, EURO STOXX 50 20.00%, Nikkei 225 12.50%, FTSE 100 8.75%, SMI 5.00%, S&P/ASX 200 3.75%) with an initial basket level of 100, upside gearing of 1.2525 and a downside threshold of 75.00%. If the final basket level exceeds 100, investors receive the positive basket return multiplied by the upside gearing; if the final level is between 100 and the downside threshold, investors receive the face amount; if below the downside threshold, investors suffer principal losses proportionate to the basket return. Trade date is March 24, 2026, original issue date March 27, 2026, determination date March 24, 2031 and stated maturity date March 27, 2031.
GS Finance Corp. is offering autocallable S&P 500® index-linked notes due March 31, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes (aggregate face amount $1,255,000) pay no interest and can be automatically called beginning March 24, 2027 if the S&P 500 closing level on a call observation date is ≥ the initial level of 6,556.37. If called, holders receive $1,000 plus a specified call premium (9%–36% depending on call date). If not called, maturity payment depends on the index performance: at or above the initial level holders receive at least the threshold settlement amount of $1,250 per $1,000 face; declines up to 25% return principal ($1,000); declines beyond 25% produce a proportional loss (investors could lose up to the full invested amount). The original issue price is 100% (trade date March 24, 2026; issue date March 27, 2026), estimated value at pricing ≈ $964 per $1,000, underwriting discount 2.35% and net proceeds to issuer 97.65%.
The issuer, GS Finance Corp., is offering medium-term structured notes linked to the Russell 2000® Index with an aggregate face amount of $670,000. The notes pay no interest, include an automatic call feature that can redeem the notes early, and return at maturity depends on index performance and specified buffers.
If the notes are automatically called on the call observation date, investors receive $1,202.50 per $1,000. If not called, maturity payment uses a 125% upside participation above the initial level, a trigger buffer at 80% of the initial level, and can result in a total loss if the final level falls below the trigger buffer.
GS Finance Corp. is offering leveraged Russell 2000® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; the cash payment at maturity depends on the Russell 2000 return from the trade date to the determination date. The notes provide 200% upside participation in positive underlier returns but are capped at a $1,233.50 maximum settlement per $1,000 face amount. If the Russell 2000 falls below 60% of its initial level on the determination date, holders incur a proportional loss and could lose their entire investment. Trade date is March 27, 2026, original issue date April 1, 2026, determination date March 27, 2028 and stated maturity March 30, 2028.