Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering $1,000-denominated autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index with a 100% upside participation rate. Trade date is April 14, 2026 and original issue date is April 20, 2026, with stated maturity on April 19, 2033. The notes are automatically called on annual observation dates if the index meets rising call levels; call levels and minimum call premiums increase each year through 2032. The index is a daily-rebalanced, momentum-driven index with a 5% realized volatility control and a 0.65% per annum deduction (accruing daily). GS&Co. estimates the notes’ value at issuance at $885 to $935 per $1,000, below the face amount. Payments at maturity are cash-settled and may be limited to the face amount if the index return is zero or negative. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and bear no interest.
GS Finance Corp. offers Digital S&P 500® Futures Excess Return Index‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and a cash settlement at maturity tied to the performance of the S&P 500® Futures Excess Return Index from the trade date to the determination date. The notes pay no interest. If the final underlier level is at or above the initial level, investors receive at least a threshold settlement amount of $1,500 or $1,000 plus the underlier return, whichever is greater. If the final level falls but remains at or above 70% of the initial level (a 30% trigger buffer), holders receive $1,000 plus the absolute underlier return. If the final level is below 70% of the initial level, holders suffer losses equal to the underlier return times $1,000 and could lose their entire investment. Trade date is April 27, 2026, original issue date April 30, 2026, determination date April 28, 2031, and stated maturity date May 1, 2031.
GS Finance Corp. is offering two separate buffered, index-linked notes guaranteed by The Goldman Sachs Group, Inc. The two tranches total $7,773,000 in aggregate face amount and are linked one-to-one to the EURO STOXX 50® and the S&P 500® Futures Excess Return indices. Terms set on the trade date of March 26, 2026 show stated maturity on March 31, 2031. The EURO STOXX 50 tranche (face amount $2,888,000) carries a 142% participation rate and a 75% buffer level; the S&P 500 Futures tranche (face amount $4,885,000) carries a 156% participation rate and an 80% buffer level. At maturity each $1,000 face amount returns either (i) principal plus upside equal to participation rate times index return if final level > initial level, (ii) $1,000 if final level is between initial and buffer level, or (iii) a reduced cash amount if final level is below the buffer, exposing holders to potential significant principal loss. Original issue price is 100% of face amount; underwriting discount is 4.125%. Pricing models produced estimated values below issue price (EURO STOXX: $947; S&P Futures: $918).
GS Finance Corp. is offering leveraged buffered notes linked to the S&P 500 Index with a 200% upside participation rate, a 10% buffer and a capped payoff. The notes have a trade date of April 30, 2026, original issue date May 5, 2026, a determination date of May 1, 2028 and a stated maturity date of May 4, 2028. For each $1,000 face amount, investors receive no interest and at maturity will receive either: (1) $1,000 plus participation in gains up to a $1,237.50 cap if the final level exceeds the initial level; (2) the $1,000 face amount if the final level is down but within the 10% buffer; or (3) a pro rata loss if the final level falls more than the 10% buffer, exposing holders to substantial principal loss. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer and guarantor credit risk and model/structuring discounts embedded in the original issue price.
GS Finance Corp. is offering S&P 500® index-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and will pay at maturity either the face amount or a cash payment equal to $1,000 plus the underlier return, capped at a maximum settlement amount of $1,188.50 per $1,000. The trade date is April 27, 2026, original issue date April 30, 2026, the determination date for the final underlier level is January 29, 2029, and the stated maturity date is February 1, 2029. The notes pay no interest, are payable in cash only, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and are treated for U.S. federal income tax purposes as contingent payment debt instruments.
GS Finance Corp. offers $2,824,000 of callable S&P 500® Index-Linked Notes due March 31, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 100%, and reference an initial underlier level of 6,477.16 measured from the trade date March 26, 2026 to the determination date March 26, 2031.
Holders receive at maturity either the face amount or, if the final index level exceeds the initial level, $1,000 plus $1,000 times the index return. The issuer may redeem the notes on scheduled quarterly call payment dates from April 1, 2027 through December 31, 2030 at 100% plus a specified call premium. The estimated value on the trade date was approximately $961 per $1,000 face amount; original issue price is 100% with an underwriting discount of 2.5%.
GS Finance Corp. priced cash-settled, S&P 500®-linked medium-term notes with an aggregate face amount of $1,564,000, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return either the face amount or a capped upside (the maximum settlement amount of $1,167.50 per $1,000 face) based on the underlier return from the trade date to the determination date. The notes trade on a 100% original issue price with an underwriting discount of 2.07%, and maturity is tied to a determination date of December 26, 2028 and a stated maturity of December 29, 2028 (subject to adjustment).
The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes with a disclosed comparable yield of 4.65% per annum and a projected payment at maturity of $1,136.83 based on a $1,000 investment. Secondary-market liquidity and payments depend on issuer and guarantor creditworthiness and market conditions.
GS Finance Corp. offers $8,040,000 of structured, callable notes guaranteed by The Goldman Sachs Group, Inc. The notes reference Salesforce, Inc. common stock with an initial underlier level of $185.64, a coupon trigger and trigger buffer set at 60% of that level, and monthly contingent coupons of $11.125 per $1,000 face amount (potentially 13.35% per annum). The notes pay cash at maturity based on the underlier return unless automatically called; if the final underlier level falls below the trigger buffer, principal can be substantially or wholly lost. Trade date is March 26, 2026, original issue date March 31, 2026, and stated maturity April 29, 2027. Terms include an automatic call if the underlier closes at or above the initial level on a call observation date, underwriting discount of 2.15%, and net proceeds of 97.85% of face amount.
GS Finance Corp. offers $8,403,000 of callable, contingent‑coupon notes guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $11.584 per $1,000 (1.1584% monthly, up to ~13.90% per annum) when the IBM closing level on each coupon observation date is at or above 70% of the initial level (initial underlier level $241.67). The notes are subject to an automatic call if IBM’s closing level on any call observation date is at or above the initial level; if not called, maturity is April 29, 2027, and the cash settlement at maturity depends on the final underlier level (you could lose your entire investment if the final underlier level is below 70%). Original issue price is 100% of face, underwriting discount 2.15%, net proceeds to issuer 97.85%.
GS Finance Corp. prices two separate tranches of Buffered Index-Linked Notes guaranteed by The Goldman Sachs Group, Inc., each linked to one index: the S&P 500 Index and the Russell 2000 Index. Terms set on the trade date (expected April 27, 2026), original issue date expected April 30, 2026, and stated maturity expected May 1, 2031. Each $1,000 face amount pays at maturity based on the applicable index return, a 100% participation rate, an 85% buffer level (15% buffer amount) and a capped payout: at least $1,767.50 for the S&P 500 tranche and at least $2,050 for the Russell 2000 tranche. The pricing supplement discloses an estimated value range of $885 to $935 per $1,000 face amount at term-setting and states that the original issue price will be between a disclosed range and 100%, with underwriting discounts varying by investor class. The notes do not bear interest; payments are subject to the issuer's and guarantor's credit risk and to index performance only on the determination date (expected April 28, 2031).