Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering capped, buffered, non‑interest notes linked to the common stock of Roper Technologies, Inc.. The notes reference an initial index stock price of $346.72, trade date March 25, 2026, determination date September 25, 2028 and stated maturity September 28, 2028. Each $1,000 face amount pays at maturity based on the index stock return with a 125% upside participation capped at a $1,660 maximum settlement, a 10% buffer (buffer price = 90% of initial price) and downside exposure below the buffer. The estimated value at pricing was approximately $962 per $1,000. The prospectus highlights credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited anti‑dilution protection, potential market‑making conflicts, and limited secondary market liquidity.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering structured, non‑interest bearing notes linked to the S&P 500 Index. The notes pay at maturity based on the arithmetic average of the index on ten averaging dates; the initial underlier level is 6,506.48 (set March 20, 2026). Investors receive the face amount if the final averaged level is ≥90% of the initial level; they participate at 150% on gains up to a $1,145 maximum per $1,000 face amount. If the final level is below 90%, losses are dollar‑for‑dollar below the buffer, exposing investors to substantial principal loss. Trade date: March 25, 2026; original issue date: March 30, 2026. Aggregate face amount offered is $2,574,000.
GS Finance Corp. is offering autocallable, buffered S&P 500® index-linked notes due March 28, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a call observation date of April 1, 2027 and will be automatically redeemed at $1,100 per $1,000 face amount if the S&P 500 closing level on that date is >= 110% of the initial level 6,591.90 (trade date March 25, 2026). If not called, maturity payoffs depend on index performance: 170% upside participation if the final level is above the initial level; full principal returned if final level declines up to 10%; losses accrue at a buffer rate of ~111.11% for declines beyond 10%, potentially causing total loss. The estimated value at pricing was approximately $990 per $1,000 face amount.
The Goldman Sachs Group, Inc. is issuing callable fixed rate notes due January 17, 2030 with a stated interest rate of 5.00% per annum from and including the original issue date (expected April 17, 2026) to but excluding maturity.
Interest is payable each April 17 and October 17 and at maturity, with the first payment expected on October 17, 2026. The issuer may redeem the notes in whole (but not in part) on quarterly redemption dates on or after October 17, 2026, at 100% of principal plus accrued interest, with at least five business days’ notice. The initial offering price will vary for certain investors and the underwriters may sell notes at varying prices; purchasers who commit before the issuer’s earnings release (expected on April 13, 2026) may withdraw their orders before the trade date.
GS Finance Corp. is offering EURO STOXX 50® Index-linked Notes due 2029, with payment at maturity tied to the EURO STOXX 50 Index and fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount, pays no interest, and will settle in cash at maturity.
If the final index level exceeds the initial level, holders receive $1,000 plus the index return on each $1,000 face amount, capped at a maximum settlement amount of $1,510. If the final index level is equal to or below the initial level, holders receive the face amount only. Trade date and original issue date are set in late March/early April 2026, with a stated maturity in April 2029; key terms will be finalized on the trade date.
GS Finance Corp. offers principal‑at‑risk Digital Equity‑Linked Notes due September 15, 2031 linked to the common stock of Blackstone Inc.. Each note has a $1,000 face amount, does not pay interest, and pays at maturity either a capped $2,000 maximum settlement or an amount equal to the face amount multiplied by the underlier return. The initial underlier level is $109.63 (as of March 26, 2026), the trigger buffer level is 60% of that level, and the determination date is September 10, 2031. If the final underlier level is below the trigger buffer level, holders lose pro rata principal and could lose their entire investment. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to the issuer and guarantor credit risk and to underwriting/structuring fees included in the offering price.
GS Finance Corp. is offering structured, cash‑settled notes tied to the Russell 2000® Index with an aggregate face amount of $3,244,000. The notes pay no interest, carry a 125% upside participation rate and a trigger buffer level of 85%. If the index on the call observation date (March 25, 2027) is greater than or equal to the initial level, the notes will be automatically called and pay $1,149 per $1,000 on the call payment date. If not called, maturity is scheduled for April 2, 2029 (determination date March 26, 2029) and the cash payoff depends on final index performance: participation in gains above the initial level, principal preserved down to the 85% buffer, and full downside exposure below the buffer (you could lose your entire investment). The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc.. Original issue price equals face amount; underwriting discount is 3.4%, net proceeds 96.6%.
The offering is a cash-settled, principal-at-risk structured note issued by GS Finance Corp. and fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500® Futures Excess Return Index, pay no interest, and mature on September 30, 2030.
At maturity each $1,000 face amount will pay: (1) $1,000 + ($1,000 × 180.5% × underlier return) if the final underlier level is above the initial level; (2) $1,000 if the final level is between 80% and 100% of the initial level (the buffer); or (3) a reduced cash amount if the final level is below 80%, producing losses pro rata (buffer rate 100%). Trade date: March 25, 2026; original issue date: March 30, 2026. Aggregate face amount shown: $1,415,000. The original issue price is 100% of face with a 0.7% underwriting discount and net proceeds of 99.3%.
GS Finance Corp. is offering capped, principal-at-risk notes due April 12, 2027, guaranteed by The Goldman Sachs Group, Inc. Each $1,000 face amount returns either a maximum settlement of $1,160 if the final basket level is >= 80% of the initial level or a reduced cash amount tied to basket performance if it falls below 80%.
The notes are linked to an equally-weighted basket of six stocks with an initial basket level of 100 (initial prices set March 24, 2026). The determination date is April 7, 2027. Original issue price is 100% with an underwriting discount of 1% and net proceeds of 99%. The estimated value on the trade date is approximately $965 per $1,000 face amount.
GS Finance Corp. is offering $2,550,000 aggregate face amount of Trigger Autocallable GEARS due 2029, guaranteed by The Goldman Sachs Group, Inc. The securities are unsecured notes linked to the common stock of SLB N.V. (SLB UN) with a face denomination of $10 per security.
The securities include an automatic call on the call observation date of April 1, 2027 (payment on April 6, 2027) if the underlying closing price is at or above the autocall barrier (100% of the initial price). If not called, the determination date is March 26, 2029 and the stated maturity is March 29, 2029. Key economic terms: initial index stock price $51.89, upside gearing 1.80, downside threshold 60% of initial price, and call return 20%.
These securities do not pay coupons, have an estimated value of approximately $9.59 per $10 face amount on the trade date, and expose holders to both the market performance of the underlying stock and the credit risk of GS Finance Corp. and Goldman Sachs. The original issue price is 100% of face amount with a 2.50% underwriting discount; minimum purchase is $1,000.