Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering buffered digital notes linked to the S&P 500® Futures Excess Return Index, due March 31, 2031, guaranteed by The Goldman Sachs Group, Inc. The trade date is March 26, 2026 and determination date is March 26, 2031.
Payment at maturity is cash per $1,000 face amount and depends on the underlier return: if the final level is at or above the initial level you receive at least a $1,468 threshold settlement amount or $1,000 plus the indexed return; if the final level is below the initial level but within a 15% buffer you receive the absolute underlier return; if below the buffer you incur losses tied to the downside beyond the 15% buffer. The notes pay no interest.
GS Finance Corp. is offering autocallable, index-linked notes due April 2, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100 Index and the Russell 2000 Index and will pay no interest.
Key economic features: annual automatic call tests with call premiums of at least 13.5% (first call) and 27% (second call); a stated maturity premium amount of at least 40.50%; and a trigger buffer set at 80% of each initial underlier level. If not called, final cash at maturity depends solely on the lesser performing underlier and may result in complete loss of principal if that underlier falls below the trigger buffer.
GS Finance Corp. is offering leveraged S&P 500® Futures Excess Return Index-linked notes due March 31, 2031, fully guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note, do not bear interest, and pay at maturity either the face amount or, if the final underlier level is greater than the initial level, $1,000 plus the face amount multiplied by the upside participation rate and the underlier return. The upside participation rate is set at least at 109.7%. The trade date is March 26, 2026, the original issue date is March 31, 2026, and the determination date is March 26, 2031. The underlier tracks E-mini S&P 500 futures (Bloomberg symbol: "SPXFP Index"), not the S&P 500® Index; negative roll yields, futures financing costs and market disruptions can reduce the underlier level and therefore the cash payable at maturity. The notes are subject to the credit risk of the issuer and guarantor and to special U.S. federal tax rules for contingent payment debt instruments.
GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due March 31, 2031, fully guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and settles in cash based on the underlier measured from the trade date to the determination date.
Key terms expected: trade date March 26, 2026, upside participation rate at least 146.7%, buffer level 70% (buffer amount 30%), buffer rate 100%. Notes pay no interest. If the final underlier level is above the initial level, holders receive $1,000 plus the upside participation times the underlier return. If the final level is between the buffer level and initial level, holders receive the face amount. If the final level is below the buffer level, holders suffer a pro rata loss; hypothetical examples show cash settlement as low as 30.000% of face at a 0% final underlier level. Investors bear the credit risk of the issuer and guarantor, and the underlier is linked to E‑mini S&P 500 futures (not the cash S&P 500® Index), exposing holders to roll/financing effects and potential negative roll yields.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering index-linked medium-term notes due April 5, 2029. Each $1,000 note pays no interest and will settle in cash at maturity based solely on the lesser performing underlier of the Russell 2000® and the S&P 500®. If both final underlier levels are greater than or equal to their initial levels, holders receive the maximum settlement amount (at least $1,217.50 per $1,000 face). If the final level of any underlier is below its initial level, holders receive the face amount of $1,000.
Key dates: trade date March 31, 2026, original issue date April 6, 2026, determination date April 2, 2029. The notes are subject to issuer and guarantor credit risk, limited upside by the cap, and special U.S. federal tax treatment as contingent payment debt instruments.
GS Finance Corp. offers Buffered S&P 500® Index‑Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a $1,000 face amount per note and are referenced to the S&P 500® Index. Trade date is March 31, 2026 and stated maturity is April 3, 2031. The notes pay no interest and repay a cash settlement at maturity that depends on the underlier return: full participation of at least 100% on upside; a 15% buffer (buffer level 85%) that preserves principal if the underlier falls up to 15%; losses occur for declines beyond the buffer, with the hypothetical examples showing material principal loss at deep declines.
GS Finance Corp. is offering S&P 500® Index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and repay the $1,000 face amount at maturity if the final index level is equal to or below the initial level. If the S&P 500 closes above the initial level on the determination date, the cash payment equals the face amount plus the underlier return, capped at a maximum settlement amount of at least $1,440 per $1,000 face amount. Trade date is March 31, 2026, original issue date April 6, 2026, determination date March 31, 2031, and stated maturity date April 3, 2031. Key terms will be set on the trade date and the estimated value per GS&Co.’s pricing models is lower than the original issue price; secondary market liquidity and the notes’ value will be influenced by the issuer and guarantor creditworthiness and market factors.
GS Finance Corp. is offering Goldman Sachs Momentum Builder® Focus ER Index‑Linked Notes due March 29, 2029 guaranteed by The Goldman Sachs Group, Inc.. The cash payment at maturity depends on the index return from the trade date to the determination date.
If the final index level is greater than the initial index level, holders receive $1,000 plus $1,000 × the upside participation rate × the index return (the upside participation rate is at least 320%). If the final index level is equal to or less than the initial index level, holders receive the face amount of $1,000. The index is subject to a 0.65% per annum deduction and may allocate substantial exposure to cash positions. Credit risk remains with the issuer and guarantor; trade date is March 26, 2026.
GS Finance Corp. is offering leveraged buffered EURO STOXX 50® index-linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest; cash at maturity depends on the EURO STOXX 50 performance from the trade date to the determination date.
Key economics shown: an upside participation rate of at least 160%, a buffer equal to 25% (buffer level at 75% of initial level) and a buffer rate of 100%. If the index ends below the buffer level, investors can lose a substantial portion of principal; purchasers are also exposed to issuer and guarantor credit risk.
GS Finance Corp. is offering Market Linked Securities — auto-callable, leveraged upside participation notes linked to the Class A common stock of CoreWeave, Inc. Each security has a $1,000 face amount; the original offering price is $1,000 and the estimated value at pricing is between $890 and $920 per $1,000 face amount. The starting price is $79.56 (set on the strike date February 27, 2026), the pricing date is March 3, 2026, the automatic call date is March 8, 2027, and the stated maturity is March 8, 2029.
The notes provide 170.00% upside participation if not called, an automatic call feature that pays at least a 50.00% call premium if the call threshold (69% of the starting price) is met on the call date, and a threshold price equal to 60% of the starting price (a 40% decline). If the ending price is below the threshold price, holders have 1-to-1 downside exposure and may lose up to 100% of principal. Payments are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; all payments are subject to issuer/guarantor credit risk.