Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering structured notes linked to the Class A common stock of Palantir Technologies Inc., AppLovin Corporation and CoreWeave, Inc.. Each $1,000 note may pay a monthly coupon of $30 if each index stock closes at or above 50% of its initial price on an observation date. Notes may be automatically called if, on a call observation date, each index stock closes at or above its initial price; if called you receive face amount plus coupon. At maturity, if a trigger event (all index stocks below initial price) occurs, payment is based solely on the least-performing index stock and may be significantly less than principal. Trade date is expected April 6, 2026 and stated maturity is expected April 11, 2028. The notes are unsecured obligations of GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc.; holders are exposed to issuer and guarantor credit risk.
GS Finance Corp. is offering principal-protected notes linked to an ordinary share of CRH public limited company (ticker "CRH UN"). The notes pay a monthly coupon of $12.75 per $1,000 (1.275% monthly) only if the index stock closing price on each coupon observation date is at least 70% of the initial index stock price. The notes may be automatically called on observation dates beginning October 2026 if the index stock closes at or above the initial index stock price; called notes pay face amount plus the coupon on the next payment date. If not called, maturity (expected May 11, 2027) cash settlement depends on the final index stock return with a downside buffer at -30% (70% of initial): final index stock prices below that result in proportional principal losses. Estimated value on the trade date is expected to be between $925 and $955 per $1,000; original issue price is 100% of face amount.
The offering describes GS Finance Corp. notes due April 10, 2031, guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Futures Excess Return Index. For each $1,000 face amount, holders receive $1,000 plus 135% of the underlier return if positive; otherwise they receive the face amount. Trade date is April 7, 2026 and original issue date is April 10, 2026. The notes pay no interest, are cash-settled, and are subject to issuer and guarantor credit risk, market disruption adjustments, negative roll yields from futures linkage, and special tax rules for contingent payment debt instruments.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes with a principal amount of $1,000,000 carrying a 5.50% per annum interest rate, payable annually, with a stated maturity date of March 27, 2046.
Notes priced at 100% of principal at original issue, with an underwriting discount of 2.5% and net proceeds to the issuer of 97.5% of principal. The notes will be issued in book-entry form, not listed on any exchange, and settle through DTC.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes with a principal amount of $2,659,000 under its Medium-Term Notes, Series N program. The notes pay interest at 5.10% per annum from March 27, 2026 and mature on March 27, 2036.
The notes will be issued at an original issue price of 100% of principal, with an underwriting discount of 1.062%, yielding net proceeds to the issuer of 98.938% of principal. Interest is payable annually on each March 27, commencing March 27, 2027. The notes will be issued in book-entry form through DTC and will not be listed on any exchange.
The Goldman Sachs Group, Inc. is offering $10,352,000 of Callable Fixed Rate Notes due March 27, 2030. The notes pay interest at 4.65% per annum from the original issue date March 27, 2026, with semiannual payments on March 27 and September 27.
The issuer may redeem the notes in whole, but not in part, on scheduled quarterly redemption dates beginning on or after March 27, 2028, at 100% of principal plus accrued interest, subject to at least five business days’ prior notice. Initial price to public equals $10,352,000.
The Vanguard Group filed Amendment No. 9 to Schedule 13G/A reporting 0 shares of Common Stock of Goldman Sachs Group Inc. The amendment states that, following an internal realignment on January 12, 2026, certain Vanguard subsidiaries now report holdings separately in reliance on SEC Release No. 34-39538.
The filing lists amount beneficially owned: 0 and percent of class: 0%, and is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026. The disclosure notes that the subsidiaries pursue the same investment strategies previously used by The Vanguard Group, Inc.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering indexed, autocallable notes linked to the Class A common stocks of Palantir Technologies, AppLovin and CoreWeave. The notes reference initial prices set on the trade date (April 6, 2026), have an expected original issue date around April 9, 2026 and an expected stated maturity of April 11, 2028.
Monthly coupon mechanics: each $1,000 face amount may accrue a coupon based on $25.084 per coupon observation accumulation (2.5084% monthly, ~30.1% annualized potential), paid only if each index stock's closing price on a coupon observation date is >= 50% of its initial price. The notes can be automatically called on specified observation dates beginning October 2026. At maturity, if a trigger event occurs (all final prices below initial prices), settlement is based on the lowest-performing index stock; losses can be large, potentially exceeding 50% of face amount. The estimated value at pricing is between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering basket-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference a weighted basket of TOPIX, the S&P 500® and the EURO STOXX 50®; trade date is expected to be April 30, 2026, original issue date May 5, 2026, and stated maturity is expected to be May 7, 2029.
Each note has a $1,000 face amount; at maturity you receive either (a) $1,000 plus any positive participation (an upside participation rate of at least 100% times the weighted return), (b) $1,000 if the weighted return is between 0% and -15%, or (c) $1,000 plus $1,000 times the weighted return if the weighted return is below -15% (which can result in a total loss). The estimated value at pricing is between $925 and $965 per $1,000 face amount.
GS Finance Corp. offers an automatic‑callable, principal‑linked note backed by a Goldman Sachs guarantee. The notes mature on April 15, 2031 with automatic call observation dates beginning April 8, 2027. Call payments depend on the closing levels of the VanEck Semiconductor ETF (SMH) and the VanEck Gold Miners ETF (GDX) and the applicable call premium (25.7% in 2027, 51.4% in 2028, 77.1% in 2029, 102.8% in 2030). At maturity the cash payment per $1,000 face amount is determined by the lesser performing ETF versus its initial level and includes an 85% buffer level / 15% buffer amount; the maturity date premium amount is 128.5%. If the lesser performing ETF falls below 85% of its initial level, holders may receive less than principal; if not called, outcomes are capped per the schedule. The notes pay no interest, carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and had an estimated value of $885–$925 per $1,000 face amount on the trade date models; original issue price is 100% of face amount.