Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. files its annual report describing a large, diversified global financial institution organized into three segments: Global Banking & Markets, Asset & Wealth Management and Platform Solutions. Global Banking & Markets focuses on advisory, underwriting, and FICC and Equities trading and financing for institutional clients.
Asset & Wealth Management earns mainly asset-based management fees, incentive fees and private banking and lending income, including through Marcus. Platform Solutions is now centered on the Apple Card partnership, which is being transitioned to another issuer over about 24 months after a December 2025 agreement, following the 2025 sale of the General Motors credit card program.
The report highlights extensive global regulation as a U.S. G-SIB, detailed capital and liquidity rules, and stress testing and resolution planning requirements. As of June 30, 2025, non‑affiliate common equity market value was about $213.2 billion, with 296,752,922 shares outstanding as of February 6, 2026.
GS Finance Corp. is offering autocallable, index-linked notes due March 13, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the Nasdaq-100, Russell 2000 and S&P 500, carry no interest, and repay based on the lesser performing underlier. The notes include semi-annual automatic call observation dates beginning March 8, 2027 with escalating call premiums (first call premium 8.25%) and an upside participation rate of 100%. If not called, maturity payoff uses an 80% buffer level and a 100% buffer rate, meaning investors may lose a substantial portion of principal if the lesser performing underlier falls below the buffer level. Trade date is March 6, 2026 (original issue date March 11, 2026).
GS Finance Corp. is offering autocallable index-linked notes due March 11, 2031, guaranteed by The Goldman Sachs Group, Inc. The cash payoff depends on the worst-performing of three underliers: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index. The notes pay no interest, feature monthly automatic-call opportunities beginning with observation dates in March 2027 through February 2031 with rising call premiums, and have a capped maturity upside of 60.00% of face amount. If the final level of any underlier falls below a 70% trigger buffer, holders can suffer losses equal to the lesser performing underlier return, potentially losing their entire investment.
GS Finance Corp. offers principal-at-risk, non-interest-bearing notes linked to an equally weighted basket of seven common stocks, with an initial basket level of 100. The notes have an expected trade date of March 13, 2026, an expected automatic call observation on March 22, 2027 (call payment March 25, 2027), and an expected stated maturity of March 16, 2029.
If automatically called, each $1,000 face amount pays $1,142.50. At maturity, payoffs depend on the basket return: positive returns receive 125% upside participation; modest negative returns up to -35% produce payments equal to the absolute basket loss as a positive credit; deeper losses below the trigger buffer of 65% (i.e., basket return below -35%) expose investors to downside pro rata and may result in receiving less than 65% of face amount.
GS Finance Corp. offers autocallable notes linked to the Russell 2000® Index, due and guaranteed by The Goldman Sachs Group, Inc. The notes have a strike date of February 24, 2026, a trade date of February 25, 2026, an original issue date expected on February 27, 2026, a determination date of February 26, 2029, and a stated maturity of March 1, 2029.
They carry an autocall barrier of 100.00% of the initial index level and tiered call returns based on time outstanding (a per annum rate of 13.00% yielding illustrative cash payoffs of $11.30, $12.60, and $13.90 on the three call payment dates). If not called, holders suffer full downside exposure: the cash settlement equals $10 plus $10 times the index return, which can be zero.
The original issue price is 100.00% of face amount, estimated model value is between $9.40 and $9.70 per $10 face, underwriting discount is 2.00%, net proceeds 98.00%, and minimum purchase is $1,000. Payments are unsecured and subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.; U.S. federal tax treatment is described as uncertain.
GS Finance Corp. files a preliminary prospectus supplement for market-linked notes backed by The Goldman Sachs Group, Inc. as guarantor. The notes are non‑interest bearing, reference an equally weighted basket of seven common stocks and are expected to mature on March 16, 2029, with an automatic call observation date expected on March 22, 2027. If called, each $1,000 face amount would pay $1,187.50 on the call payment date. At maturity, payments depend on the basket return with an upside participation rate of 125%, a trigger buffer at 65% of the initial basket level and potential principal loss if the final basket level is below that buffer. The estimated model value on the trade date is between $925 and $955 per $1,000 face amount; original issue price is 100% of face amount. Pricing, call/determination dates and initial basket stock prices are expected to be set on the trade date (expected March 13, 2026); terms remain subject to change.
GS Finance Corp. is offering leveraged buffered S&P 500® Futures Excess Return Index‑linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and settle in cash at maturity based on the underlier's performance.
Key economic terms set on the trade date include an upside participation rate of 130.25%, a buffer level of 80% (a 20% buffer) and a buffer rate of 100%. Trade date is March 6, 2026, original issue date March 11, 2026, determination date March 6, 2029 and stated maturity March 9, 2029. If the final underlier level exceeds the initial level, holders receive the face amount plus participation in upside. If the final level is at or above the buffer level but not above initial, holders receive the face amount. If the final level is below the buffer level, holders suffer a proportional loss and can lose a substantial portion of principal.
GS Finance Corp. is offering $ callable contingent coupon index-linked notes due 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $9.25 per $1,000 (0.925% monthly, up to 11.10% annually) when each underlier closes at or above its coupon trigger level (70% of initial).
At maturity the cash payment per $1,000 depends on the lesser performing underlier (Nasdaq-100, Russell 2000, S&P 500). If the final level of any underlier is below its trigger buffer (65%), investors may suffer substantial principal loss, including total loss. The issuer may redeem the notes on quarterly coupon dates beginning June 2026.
GS Finance Corp. is offering S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and, at maturity, will settle in cash per $1,000 face amount: either $1,000 if the underlier return is zero or negative, or $1,000 + ($1,000 × underlier return) capped at a maximum settlement amount of at least $1,127.50. Key dates: trade date March 31, 2026, original issue date April 6, 2026, determination date March 31, 2028, stated maturity April 5, 2028. The underlier is the S&P 500® Index (Bloomberg: SPX Index).
These notes are part of the Medium-Term Notes, Series F program and are subject to the credit risk of GS Finance Corp. and its guarantor. The notes will be treated as contingent payment debt instruments for U.S. federal income tax purposes. The offering price exceeds the model-derived estimated value due to underwriting discounts and fees.
GS Finance Corp. is offering leveraged buffered S&P 500® index-linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay at maturity based on the S&P 500 performance from the trade date to the determination date with an upside participation rate of 200% and a maximum settlement amount of at least $1,212.50.
Holders receive $1,000 per note if the final underlier level is at or above the buffer level of 90%; for increases above the initial level holders receive the upside participation subject to the cap; if the final level is more than the buffer decline, principal is reduced proportionately. Trade date is March 31, 2026, original issue date April 6, 2026, determination date March 31, 2028, and stated maturity April 5, 2028.