Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
A Form 144 notice for The Goldman Sachs Group, Inc. covers a proposed sale of 272 shares of common stock, par value $0.01, with an aggregate market value of $252,883.84. The planned sale is through Goldman Sachs & Co. LLC on the NYSE, with an approximate sale date of 01/28/2026.
The 272 shares were acquired on 01/28/2026 as employee compensation awards from The Goldman Sachs Group, Inc., with payment also recorded on that date as employee compensation. The filing notes that 299,928,511 shares of common stock were outstanding, providing a baseline for the company’s total share count.
GS Finance Corp. is offering S&P 500® Index-linked notes that pay no interest and mature around March 2, 2028. The payoff depends on how far the index moves from its initial level between the 2026 trade date and the 2028 determination date.
If the S&P 500 stays within a band of 80%–120% of its initial level, investors receive their principal plus the absolute index return, capped at a 20% gain, so both moderate gains and moderate declines can produce positive returns. If the index finishes below 80% or above 120%, a barrier event occurs and the notes instead pay a fixed contingent return of at least 3.5%, or at least $1,035 per $1,000 face amount.
The preliminary estimated value is between $925 and $965 per $1,000, reflecting structuring costs and dealer margins. Repayment depends on the credit of GS Finance Corp. and the guarantee from The Goldman Sachs Group, Inc., and the notes are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $3,134,800 of autocallable notes linked to the Russell 2000® Index, in $10 denominations, maturing in January 2029.
The notes can be automatically called quarterly beginning after 12 months if the index closes at or above 100% of its initial level of 2,659.674. If called, investors receive $10 plus a fixed call return based on an 11.40% per annum rate, with scheduled call payouts ranging from $11.14 to $13.42 per $10 note depending on when calling occurs. Upside is capped at these call amounts, so investors do not participate in further index gains above the barrier.
If the notes are not called, at maturity investors receive $10 plus $10 times the index return; any index decline is fully passed through, so they may receive far less than face value, including a total loss. The notes pay no coupons, are unsecured, not FDIC insured, and carry the credit risk of GS Finance Corp. and the guarantor. The original issue price is 100% of face amount, with a 2.00% underwriting discount and issuer net proceeds of 98.00%, and the initial estimated value is approximately $9.69 per $10.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked buffered digital notes under its Medium-Term Notes, Series F program. These notes pay no interest and return a cash amount at maturity based on the S&P 500® performance.
If the final index level is at or above 90% of the initial level, investors receive a capped maximum settlement amount expected to be between $1,143.30 and $1,168.50 per $1,000 face amount. If the index finishes below the 90% buffer level, repayment of principal declines at about 1.1111% for every 1% drop below the buffer, and investors can lose their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing S&P 500® Index-linked notes due August 18, 2031. The notes pay no interest and the payoff depends on S&P 500 performance between the trade date and an August 13, 2031 determination date.
For each $1,000 face amount, investors receive $1,000 plus the S&P 500 return if the index finishes above its initial level, capped at a maximum settlement amount of at least $1,422.50. If the final index level is equal to or below the initial level, investors receive only the $1,000 face amount.
The notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may trade below the issue price due to fees and pricing model effects, and are treated as contingent payment debt instruments for U.S. tax purposes, requiring annual taxation of imputed ordinary income even though no cash is paid until maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due 2031 tied to the Russell 2000 and S&P 500 indexes. The notes can pay a quarterly coupon of at least $15.625 per $1,000 (about 6.25% per year) if on each observation date both indexes are at or above 55% of their initial levels.
At maturity, if not earlier redeemed, investors receive $1,000 per note if each index is at or above 55% of its initial level. If either index finishes below that trigger buffer, repayment is reduced in line with the weaker index and can fall to zero, meaning a total loss of principal. The issuer may redeem the notes at par plus any due coupon on quarterly dates from August 2026 through November 2030. Investors face the credit risk of GS Finance Corp. and its parent and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon notes linked to the Russell 2000 and S&P 500 indexes, maturing in February 2031.
The notes pay a contingent quarterly coupon of at least $19.25 per $1,000 (about 1.925% quarterly, up to 7.7% per year) only if on each observation date both indexes are at or above 55% of their initial level. If either index is below this level, no coupon is paid for that quarter.
The issuer may redeem the notes early at par on any coupon payment date from August 2026 through November 2030, plus any due coupon. If the notes are held to maturity and not redeemed, investors receive par back only if both final index levels are at or above 55% of their initial levels. Otherwise, repayment is reduced in line with the weaker index’s loss, and investors can lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp. is offering leveraged notes linked to the S&P 500® Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes provide 300% upside participation in the index return, but any positive payoff is capped by a maximum settlement amount expected between $1,158.70 and $1,186.60 per $1,000 face amount.
If the final S&P 500® level is above the initial level, investors receive $1,000 plus 300% of the index gain, up to the cap. If the final level is at or below the initial level, the payoff equals $1,000 plus the underlier return, so investors lose 1% of principal for every 1% index decline and could lose their entire investment. The notes pay no interest, have no dividend or shareholder rights, and their market value and repayment depend on the credit of GS Finance Corp. and its guarantor.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due 2033 that pay 4.50% interest per year. The notes are part of Goldman Sachs’ Medium-Term Notes, Series N program and will be issued in U.S. dollars in $1,000 denominations.
Interest is paid semiannually on February 13 and August 13 of each year, starting August 13, 2026, using a 30/360 (ISDA) day count convention, until the stated maturity date of February 14, 2033. The notes are not redeemable early by the issuer, will not be listed on any securities exchange, and will be issued only in book-entry form through DTC.
Goldman Sachs & Co. LLC will act as underwriter, calculation agent and market maker, and this affiliate relationship constitutes a “conflict of interest” under FINRA Rule 5121. U.S. investors will generally be taxed on interest as ordinary income, and the notes are subject to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Monolithic Power Systems, Inc. The notes pay fixed coupons of $25.625 per $1,000 quarterly (up to 10.25% per year) until maturity or automatic call.
The notes may be automatically redeemed at par plus the coupon if the stock closes at or above the initial price on specified quarterly observation dates. At maturity in 2029, if not called, investors receive par plus the final coupon if the stock has not fallen more than 40%. If the stock has declined by more than 40%, repayment of principal is reduced one-for-one with the stock loss, down to zero, so all invested principal can be lost. The estimated initial value is between $925 and $965 per $1,000, reflecting fees, hedging and structuring costs.