Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due 2033 that pay 4.50% interest per year. The notes are part of Goldman Sachs’ Medium-Term Notes, Series N program and will be issued in U.S. dollars in $1,000 denominations.
Interest is paid semiannually on February 13 and August 13 of each year, starting August 13, 2026, using a 30/360 (ISDA) day count convention, until the stated maturity date of February 14, 2033. The notes are not redeemable early by the issuer, will not be listed on any securities exchange, and will be issued only in book-entry form through DTC.
Goldman Sachs & Co. LLC will act as underwriter, calculation agent and market maker, and this affiliate relationship constitutes a “conflict of interest” under FINRA Rule 5121. U.S. investors will generally be taxed on interest as ordinary income, and the notes are subject to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Monolithic Power Systems, Inc. The notes pay fixed coupons of $25.625 per $1,000 quarterly (up to 10.25% per year) until maturity or automatic call.
The notes may be automatically redeemed at par plus the coupon if the stock closes at or above the initial price on specified quarterly observation dates. At maturity in 2029, if not called, investors receive par plus the final coupon if the stock has not fallen more than 40%. If the stock has declined by more than 40%, repayment of principal is reduced one-for-one with the stock loss, down to zero, so all invested principal can be lost. The estimated initial value is between $925 and $965 per $1,000, reflecting fees, hedging and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering zero-coupon notes linked to the common stock of Kratos Defense & Security Solutions, Inc. The notes pay no interest and are scheduled to mature in February 2029, unless automatically called earlier.
The notes are automatically redeemed in February 2027 for $1,470 per $1,000 face amount if the KTOS stock price on the call observation date is at or above the initial price. If not called, maturity payment depends on KTOS performance: investors get 1.5x upside if the stock rises, full principal back if it falls by up to 50%, and a proportional loss (down to a total loss) if it declines by more than 50%. The estimated initial fair value is disclosed as between $925 and $955 per $1,000, reflecting embedded fees and hedging costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $50,200,000 of unsecured Autocallable GEARS notes linked to the S&P 500® Index, maturing in 2031.
Each security has a $10 face amount. If on the February 1, 2027 call observation date the index is at or above 100% of its initial level of 6,915.61, the notes are automatically called and pay $10 plus a 10.3% call return on February 4, 2027.
If not called, at maturity investors receive $10 plus the S&P 500 return multiplied by an upside gearing of 1.85 when the final index level exceeds the initial level, $10 if it is equal, and a proportionally reduced amount if it is lower, with the possibility of losing the entire investment. The notes pay no coupons, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and had an estimated value of approximately $9.89 per $10 at pricing. The issue price is 100% of face amount, with a 0.25% underwriting discount and 99.75% net proceeds to the issuer; minimum initial purchase is $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, maturing in 2032. The notes do not pay periodic interest and returns depend entirely on index performance.
The notes can be automatically called semi-annually if the index is at or above its initial level on a call observation date, paying $1,000 plus a call premium (starting at least 9.50% and stepping up over time) per $1,000 face amount. If never called, and the final index level is at or above the initial level, investors receive $1,000 plus a maturity premium of at least 57%.
If the notes are not called and the final index level is below the initial level, investors receive only the $1,000 face amount, so upside is capped while downside is limited to issuer and guarantor credit risk. The issuer’s estimated value is $885–$935 per $1,000 at pricing, below the issue price, and the index itself is subject to fees, volatility and momentum controls, and significant cash allocations that can dampen performance.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due 2028 under its Medium-Term Notes, Series F program. These notes pay no interest and are designed to return at least the $1,000 face amount at maturity.
At maturity, investors receive $1,000 per note plus the S&P 500® return if the index is above its initial level, but this upside is capped by a maximum settlement amount of at least $1,180, limiting total gain to about 18%. If the index is flat or down, investors receive only the face amount, with no upside participation.
The notes carry the credit risk of GS Finance Corp. and the guarantor, may have limited or no secondary market, and will not be listed on an exchange. For U.S. tax purposes they are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield, even though cash is paid only at maturity. Holders have no rights in the S&P 500® constituent stocks, including dividends.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the Russell 2000® Index, maturing in 2031 under its Medium-Term Notes, Series F program.
At maturity, for each $1,000 note, investors receive: if the index is above its initial level, $1,000 plus the index return, capped at a maximum settlement amount of at least $2,115. If the index is between 85% and 100% of its initial level, investors receive back the $1,000 face amount. If the index falls below 85%, principal is reduced 1% for each 1% decline below that buffer, so a substantial loss of principal is possible.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, and are expected to have an initial estimated value below the issue price. Liquidity may be limited, secondary prices may be volatile, and the U.S. federal tax treatment is described as uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes, maturing in 2028. These notes are part of its Medium-Term Notes, Series F program.
Investors receive monthly coupons only if each index stays at or above 80% of its initial level on the relevant observation date. The notes can be automatically called before maturity if all indexes are at or above their initial levels, returning principal plus the due coupon.
If not called, principal repayment depends solely on the worst-performing index. As long as that index is at or above 70% of its initial level at final observation, investors receive full principal back. Below 70%, repayment falls one-for-one with the worst index’s loss, and investors can lose their entire investment.
The filing highlights that the notes’ estimated value on the trade date is lower than the original issue price, that secondary market liquidity and pricing are uncertain, that returns are subject to the issuer’s and guarantor’s credit risk, and that U.S. tax treatment is complex and uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering trigger autocallable contingent yield notes linked to the worst performer of the SPDR S&P 500 ETF (SPY) and State Street Energy Select Sector SPDR ETF (XLE).
The notes pay a quarterly contingent coupon between $0.2125 and $0.225 per $10 (about 8.50%–9.00% per year) only if both ETFs are at or above 70% of their initial prices on each observation date. Starting July 2026, the notes are automatically called if both ETFs are at or above their initial levels, returning $10 plus the coupon. If not called and either ETF finishes below 70% on the January 29, 2029 determination date, principal is reduced one-for-one with the loss of the weaker ETF, and investors can lose their entire investment. The estimated value at pricing is $9.50–$9.80 per $10, with a 2.00% underwriting discount, and all payments depend on the credit of GS Finance Corp. and Goldman Sachs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes tied to the Russell 2000® Index and the S&P 500® Index, maturing on or about March 1, 2029. The notes pay no interest and all return comes at maturity.
For each $1,000 face amount, investors participate 100% in the lesser-performing index, with upside capped at a maximum settlement amount of at least $1,600. A 15% downside buffer applies: as long as the worst index is not below 85% of its initial level, losses are avoided and modest declines can still produce positive returns via an “absolute return” feature.
If the lesser-performing index falls more than 15%, principal is reduced by the decline beyond that buffer, so investors can lose a substantial portion of their investment. The estimated value on the trade date is expected to be $925–$965 per $1,000, reflecting fees, hedging costs, and issuer credit spreads.