Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due 2031 tied to the Russell 2000 and S&P 500 indexes. The notes can pay a quarterly coupon of at least $15.625 per $1,000 (about 6.25% per year) if on each observation date both indexes are at or above 55% of their initial levels.
At maturity, if not earlier redeemed, investors receive $1,000 per note if each index is at or above 55% of its initial level. If either index finishes below that trigger buffer, repayment is reduced in line with the weaker index and can fall to zero, meaning a total loss of principal. The issuer may redeem the notes at par plus any due coupon on quarterly dates from August 2026 through November 2030. Investors face the credit risk of GS Finance Corp. and its parent and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon notes linked to the Russell 2000 and S&P 500 indexes, maturing in February 2031.
The notes pay a contingent quarterly coupon of at least $19.25 per $1,000 (about 1.925% quarterly, up to 7.7% per year) only if on each observation date both indexes are at or above 55% of their initial level. If either index is below this level, no coupon is paid for that quarter.
The issuer may redeem the notes early at par on any coupon payment date from August 2026 through November 2030, plus any due coupon. If the notes are held to maturity and not redeemed, investors receive par back only if both final index levels are at or above 55% of their initial levels. Otherwise, repayment is reduced in line with the weaker index’s loss, and investors can lose up to 100% of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor.
GS Finance Corp. is offering leveraged notes linked to the S&P 500® Index, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes provide 300% upside participation in the index return, but any positive payoff is capped by a maximum settlement amount expected between $1,158.70 and $1,186.60 per $1,000 face amount.
If the final S&P 500® level is above the initial level, investors receive $1,000 plus 300% of the index gain, up to the cap. If the final level is at or below the initial level, the payoff equals $1,000 plus the underlier return, so investors lose 1% of principal for every 1% index decline and could lose their entire investment. The notes pay no interest, have no dividend or shareholder rights, and their market value and repayment depend on the credit of GS Finance Corp. and its guarantor.
The Goldman Sachs Group, Inc. is offering fixed rate senior notes due 2033 that pay 4.50% interest per year. The notes are part of Goldman Sachs’ Medium-Term Notes, Series N program and will be issued in U.S. dollars in $1,000 denominations.
Interest is paid semiannually on February 13 and August 13 of each year, starting August 13, 2026, using a 30/360 (ISDA) day count convention, until the stated maturity date of February 14, 2033. The notes are not redeemable early by the issuer, will not be listed on any securities exchange, and will be issued only in book-entry form through DTC.
Goldman Sachs & Co. LLC will act as underwriter, calculation agent and market maker, and this affiliate relationship constitutes a “conflict of interest” under FINRA Rule 5121. U.S. investors will generally be taxed on interest as ordinary income, and the notes are subject to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Monolithic Power Systems, Inc. The notes pay fixed coupons of $25.625 per $1,000 quarterly (up to 10.25% per year) until maturity or automatic call.
The notes may be automatically redeemed at par plus the coupon if the stock closes at or above the initial price on specified quarterly observation dates. At maturity in 2029, if not called, investors receive par plus the final coupon if the stock has not fallen more than 40%. If the stock has declined by more than 40%, repayment of principal is reduced one-for-one with the stock loss, down to zero, so all invested principal can be lost. The estimated initial value is between $925 and $965 per $1,000, reflecting fees, hedging and structuring costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering zero-coupon notes linked to the common stock of Kratos Defense & Security Solutions, Inc. The notes pay no interest and are scheduled to mature in February 2029, unless automatically called earlier.
The notes are automatically redeemed in February 2027 for $1,470 per $1,000 face amount if the KTOS stock price on the call observation date is at or above the initial price. If not called, maturity payment depends on KTOS performance: investors get 1.5x upside if the stock rises, full principal back if it falls by up to 50%, and a proportional loss (down to a total loss) if it declines by more than 50%. The estimated initial fair value is disclosed as between $925 and $955 per $1,000, reflecting embedded fees and hedging costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $50,200,000 of unsecured Autocallable GEARS notes linked to the S&P 500® Index, maturing in 2031.
Each security has a $10 face amount. If on the February 1, 2027 call observation date the index is at or above 100% of its initial level of 6,915.61, the notes are automatically called and pay $10 plus a 10.3% call return on February 4, 2027.
If not called, at maturity investors receive $10 plus the S&P 500 return multiplied by an upside gearing of 1.85 when the final index level exceeds the initial level, $10 if it is equal, and a proportionally reduced amount if it is lower, with the possibility of losing the entire investment. The notes pay no coupons, are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and had an estimated value of approximately $9.89 per $10 at pricing. The issue price is 100% of face amount, with a 0.25% underwriting discount and 99.75% net proceeds to the issuer; minimum initial purchase is $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index, maturing in 2032. The notes do not pay periodic interest and returns depend entirely on index performance.
The notes can be automatically called semi-annually if the index is at or above its initial level on a call observation date, paying $1,000 plus a call premium (starting at least 9.50% and stepping up over time) per $1,000 face amount. If never called, and the final index level is at or above the initial level, investors receive $1,000 plus a maturity premium of at least 57%.
If the notes are not called and the final index level is below the initial level, investors receive only the $1,000 face amount, so upside is capped while downside is limited to issuer and guarantor credit risk. The issuer’s estimated value is $885–$935 per $1,000 at pricing, below the issue price, and the index itself is subject to fees, volatility and momentum controls, and significant cash allocations that can dampen performance.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due 2028 under its Medium-Term Notes, Series F program. These notes pay no interest and are designed to return at least the $1,000 face amount at maturity.
At maturity, investors receive $1,000 per note plus the S&P 500® return if the index is above its initial level, but this upside is capped by a maximum settlement amount of at least $1,180, limiting total gain to about 18%. If the index is flat or down, investors receive only the face amount, with no upside participation.
The notes carry the credit risk of GS Finance Corp. and the guarantor, may have limited or no secondary market, and will not be listed on an exchange. For U.S. tax purposes they are treated as contingent payment debt instruments, requiring accrual of ordinary income over the term based on a comparable yield, even though cash is paid only at maturity. Holders have no rights in the S&P 500® constituent stocks, including dividends.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering buffered notes linked to the Russell 2000® Index, maturing in 2031 under its Medium-Term Notes, Series F program.
At maturity, for each $1,000 note, investors receive: if the index is above its initial level, $1,000 plus the index return, capped at a maximum settlement amount of at least $2,115. If the index is between 85% and 100% of its initial level, investors receive back the $1,000 face amount. If the index falls below 85%, principal is reduced 1% for each 1% decline below that buffer, so a substantial loss of principal is possible.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, and are expected to have an initial estimated value below the issue price. Liquidity may be limited, secondary prices may be volatile, and the U.S. federal tax treatment is described as uncertain.