Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Bloom Energy Corporation. These notes are unsecured obligations and are not principal protected.
Investors may receive quarterly coupons only when Bloom Energy’s stock closes at or above a coupon trigger level set at 50% of the initial level. If on any call observation date the stock closes at or above its initial level, the notes are automatically redeemed early at face value plus the applicable coupon.
If the notes are not called and Bloom Energy’s final level on the determination date is below the trigger buffer level (also 50% of the initial level), repayment of principal is reduced one-for-one with the stock’s decline, and investors can lose their entire investment. Upside in Bloom Energy beyond the initial level does not increase principal repayment.
The pricing supplement highlights that the notes’ estimated value at pricing will be lower than the original issue price, reflects secondary market and liquidity risks, and stresses exposure to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc. It also notes complex and uncertain U.S. federal tax treatment.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due 2028, linked to the common stock of NVIDIA Corporation and fully guaranteed by The Goldman Sachs Group, Inc.
Each $1,000 note can pay a quarterly coupon of at least $39.75 (3.975%) if, on the observation date, NVIDIA’s share level is at or above 60% of its initial level. If on any call observation date the share level is at or above the initial level, the notes are automatically called at $1,000 plus the coupon.
At maturity, if not called and NVIDIA is at or above 60% of its initial level, investors receive $1,000 plus any final coupon; below that 60% “trigger buffer,” repayment is reduced one-for-one with the stock’s loss, down to a complete loss of principal. Investors face the credit risk of GS Finance Corp. and the guarantor, potential illiquidity, an initial value below the issue price, and complex, uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured structured notes whose return depends on the worst performer among three ETFs: KraneShares CSI China Internet, State Street SPDR S&P Biotech and VanEck Semiconductor.
The notes pay no interest and mature on an expected date of February 14, 2028. For each $1,000 note, investors receive a maximum of $1,238.5 if each ETF stays at or above 60% of its initial level on the determination date. If any ETF finishes below 60% but all are at or above 50%, investors receive $1,000. If any ETF ends below 50%, repayment is reduced in line with the worst ETF’s loss and investors can lose their entire principal.
The estimated value at pricing is expected to be $925–$965 per $1,000, below the 100% issue price, reflecting fees, hedging costs and issuer credit spreads. Investors are exposed to GS Finance Corp. and Goldman Sachs credit risk and do not receive dividends or ownership rights in the ETFs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the EURO STOXX 50® Index, maturing in 2031. The payoff at maturity depends on index performance between the trade date and the determination date.
If the index rises, holders receive their face amount plus an enhanced return based on an upside participation rate of at least 157.5%. If the index falls but not below 75% of its initial level, investors receive only their face amount back. If the index drops more than the 25% buffer, principal is reduced in line with the index decline below the buffer, and investors can lose a substantial portion of their investment.
The notes pay no interest, carry the credit risk of GS Finance Corp. and its guarantor, and may trade below the issue price because their initial estimated value is lower than the original price. Liquidity is not assured, market value can be volatile, and the U.S. tax treatment is described as uncertain, with the notes intended to be treated as pre-paid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the common stock of Chipotle Mexican Grill, Inc.
The notes pay quarterly contingent coupons only if the stock is at or above a coupon trigger level set at 60% of the initial stock level on each observation date. The same 60% level acts as a trigger buffer for principal at maturity.
If the notes are not automatically called and the final stock level is at or above the trigger buffer, holders receive back face amount plus any final coupon. If it is below the buffer, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment.
The notes can be automatically called on specified dates if the stock is at or above its initial level, in which case investors receive face amount plus the coupon then due. The product is unsecured, subject to the credit risk of GS Finance Corp. and its guarantor, will not be listed on an exchange, and may have limited secondary liquidity. The estimated value at pricing is lower than the original issue price, and tax treatment is complex and uncertain.
The Goldman Sachs Group, Inc. is offering senior unsecured fixed rate notes due February 13, 2031 as part of its Medium-Term Notes, Series N program. The notes pay interest at a fixed rate of 4.30% per annum from the original issue date.
Interest is paid semiannually on February 13 and August 13 of each year, starting August 13, 2026, using a 30/360 (ISDA) day count convention. The notes are issued in U.S. dollars in $1,000 minimum denominations, will settle through DTC in book-entry form, and will not be listed on any securities exchange.
The notes are not redeemable at the issuer’s option before maturity and are eligible for both full and covenant defeasance under the existing senior debt indenture. Distribution is through Goldman Sachs & Co. LLC as underwriter and market maker, with related conflicts of interest disclosed and extensive selling and marketing restrictions in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes maturing in 2030. These notes return the index performance from trade date to determination date, but gains are capped by a maximum settlement amount of $1,395 per $1,000.
If the final S&P 500® level is above the initial level, holders receive $1,000 plus index return, up to the cap. If the final level is equal to or below the initial level, holders receive only the $1,000 face amount, so downside is limited to foregone return rather than loss of principal at maturity.
The notes pay no periodic interest and may be worth less than face value if sold before maturity. The economic value at pricing is lower than the issue price due to underwriting discounts, structuring fees and issuance costs. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor and are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp. is offering $1,499,000 of Autocallable Buffered Notes linked to the iShares Russell 2000 ETF, maturing on January 30, 2031 and guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be automatically called on February 2, 2027; if the ETF is at least 105% of the $263.98 initial level, holders receive $1,100 per $1,000 on the call payment date. If not called, maturity payment depends on ETF performance: 176% participation in gains; full principal back if declines are within 10%; and leveraged losses (about 1.1111% loss per 1% drop beyond the 10% buffer), with the possibility of losing the entire investment. The estimated value at pricing is about $984 per $1,000, and payments are subject to the credit risk of GS Finance Corp. and its guarantor.
GS Finance Corp. is offering 345,000 units of senior unsecured autocallable contingent coupon barrier notes linked to the Class A common stock of Palantir Technologies Inc., each with a $10 principal amount, for total proceeds of $3,450,000 before discounts and expenses.
The notes pay a quarterly contingent coupon of $0.6025 per unit (a 24.10% per annum rate) only if Palantir’s share price on each observation date is at least 65% of the starting value of $167.47, which sets both the coupon barrier and threshold at $108.86. They are automatically called if the stock is at or above the starting value on specified call dates, returning principal plus that period’s coupon.
If not called, the notes mature in about three years on February 2, 2029. At maturity, investors receive full principal only if Palantir’s ending value is at or above the 65% threshold; otherwise, repayment falls 1‑to‑1 with the stock’s decline, with up to 100% of principal at risk.
The initial estimated value is about $9.64 per $10 unit, reflecting structuring and distribution costs. The notes are fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., have a minimum initial purchase of $100,000, are not listed on any exchange, and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering auto-callable, principal-at-risk notes linked to the EURO STOXX 50® Index, maturing in March 2029. Each security has a $1,000 face amount and is sold at an original offering price of $1,000.
The notes may be automatically called in March 2027 if the index is at or above its starting level, paying $1,000 plus a call premium of at least 10%. If not called, at maturity investors get 150% of any index gain, full principal back if losses are within a 15% buffer, and 1‑to‑1 losses beyond that, up to an 85% loss of face amount.
The estimated value on the pricing date is expected between $900 and $930 per $1,000, reflecting structuring costs and dealer compensation. The notes pay no interest or dividends, are unsecured obligations subject to issuer and guarantor credit risk, and are designed to be held to maturity without exchange listing.