Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked notes with an aggregate face amount of $477,000. The notes pay no interest and return at maturity depends entirely on S&P 500 performance between the trade date and determination date.
For each $1,000 note, if the final S&P 500 level is at or above 80% of the initial level of 6,969.01, investors receive a capped maximum settlement amount of $1,135. If the index finishes below the 80% trigger buffer level, principal is exposed 1-for-1 to index losses relative to the initial level, and investors can lose up to their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing market-linked notes tied to the EURO STOXX 50 Index and the iShares MSCI EAFE ETF with a total face amount of $1,397,000.
The notes offer 173% upside participation on the worst-performing underlier if both finish above their initial levels. If either underlier finishes at or below its initial level but both stay at or above 90% of initial (a 10% buffer), investors simply receive back face value. If any underlier closes below its 90% buffer, principal is reduced 1% for each 1% decline of the lesser-performing underlier beyond the buffer, so a large loss of principal is possible.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, may trade at a discount to issue price, and involve additional risks from foreign markets, ETF tracking, currency moves and uncertain, potentially complex U.S. tax treatment.
GS Finance Corp. is offering callable, principal-at-risk notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes have a stated maturity date of January 31, 2031 and may be automatically called on observation dates beginning July 2026 through October 2030 if the index closes at or above the initial underlier level of 515.80.
Quarterly coupons of up to $40.25 per $1,000 (i.e., 4.025% quarterly, potential 16.1% per annum) are payable only when the index closing level on an observation date is at least 65% of the initial underlier level; a 6.0% per annum decrement is deducted daily from the index. The estimated value at pricing was approximately $973 per $1,000 face amount.
GS Finance Corp. is offering $2,381,000 aggregate face amount of autocallable, buffered notes linked to the State Street SPDR S&P Bank ETF (KBE), guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and mature February 3, 2028, unless automatically called.
If on the call observation date (February 5, 2027) the closing level of KBE is greater than or equal to the initial level of $64.05, the notes will be automatically redeemed on the call payment date for $1,132 per $1,000 face amount. If not called, the maturity payoff is: (1) if the final level > initial, $1,000 plus 125% of the ETF return; (2) if final level ≥ 90% of initial, $1,000; (3) if final level < 90% of initial, a downside payoff that can result in substantial loss. The estimated value at pricing was approximately $965 per $1,000; original issue price was 100% with an underwriting discount of 1.75%.
The Goldman Sachs Group, Inc. filed an 8-K describing the issuance of subordinated debt securities under its shelf registration statement on Form S-3. The issuance includes 5.387% Fixed-Rate Reset Subordinated Notes due 2041, adding long-term subordinated funding to the company’s capital structure.
The filing mainly attaches technical exhibits, including the form of the 5.387% notes, a legal opinion from Sullivan & Cromwell LLP on the securities, and the related consent. It also provides iXBRL-formatted cover page data to support electronic reporting requirements.
GS Finance Corp. is offering $8.7 million of fixed coupon index-linked notes due August 3, 2027, guaranteed by The Goldman Sachs Group, Inc. The notes pay a fixed coupon of $35.25 per $1,000 face amount (3.525% semi-annually, up to 7.05% per year).
At maturity, investors receive $1,000 per note plus the final coupon if both the Russell 2000® and Nasdaq-100 Index® are at or above 80% of their initial January 27, 2026 levels. Below that 20% buffer, principal is reduced based on the lesser-performing index at a 125% downside rate, and investors can lose their entire investment. The original issue price is 100% of face, with an underwriting discount of 0.5% and an estimated value of about $985 per $1,000.
GS Finance Corp. is offering auto-callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing in February 2031, with The Goldman Sachs Group, Inc. as guarantor.
Investors can receive a monthly coupon of $12.084 per $1,000 (about 14.5% per year) when the index closes at or above 50% of its initial level on an observation date. The notes are automatically called, returning face amount plus coupon, if the index is at or above its initial level on designated call observation dates starting in February 2027.
If the notes are not called and the final index level falls below 50% of the initial level, principal is repaid in proportion to the index performance, and investors can lose up to 100% of their investment. The index itself uses up to 500% leverage, volatility targeting, calendar-based signals and a 6% per annum decrement, which together can magnify losses and cause the index to trail a similar strategy without a decrement. The estimated value on the trade date is expected between $885 and $925 per $1,000 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $3,680,000 of medium-term notes linked to Broadcom, NVIDIA and SoFi common stock. Investors may receive contingent quarterly coupons of $70.75 per $1,000 face amount when all three shares stay at or above 60% of their initial levels.
The notes can be automatically called if all underliers are at or above their initial levels on specified observation dates, returning $1,000 per note plus any due coupon. If the notes are not called and any stock ends below 60% of its initial level at maturity, principal is reduced in line with the worst performer and investors can lose their entire investment. The issuer highlights that the notes’ estimated value at pricing is below the issue price, that secondary market liquidity and pricing are uncertain, and that U.S. tax treatment is complex and not definitively settled.
GS Finance Corp. is issuing zero-coupon, auto-callable notes linked to the Russell 2000® Index, Nasdaq-100 Technology Sector Index and State Street® Utilities Select Sector SPDR® ETF, with an aggregate face amount of $3,835,000, guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest and may be automatically called starting on January 29, 2027 if all three underliers are at or above their initial levels, delivering $1,000 plus a call premium of 12% to 59% depending on the call date. If not called, at maturity on February 5, 2031 investors receive $1,600 per $1,000 if every underlier is at or above its initial level, $1,000 if each is at or above 70% of its initial level, or a loss based on the worst-performing underlier if any finishes below 70%. A severe decline in the weakest underlier can result in a complete loss of principal. The estimated value on the trade date is approximately $935 per $1,000, reflecting fees including a 4.125% underwriting discount and net proceeds of 95.875% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
The notes pay a monthly contingent coupon of $8.334 per $1,000 face amount (0.8334% monthly, up to about 10% per year) only when each index is at or above 60% of its initial level on the observation date. The notes can be automatically called starting in August 2026 if all indices are at or above their initial levels, returning principal plus the applicable coupon.
If the notes are not called and any index ends below 60% of its initial level at maturity, repayment of principal is reduced one-for-one with the worst-performing index and can fall to zero, so investors may lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, have an estimated value below the issue price, will not be listed on an exchange and may have limited or no secondary market liquidity.