Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2038 under its Medium-Term Notes, Series N program. The notes are expected to bear interest at 5.25% per annum from the original issue date, expected to be February 9, 2026, to the stated maturity date, expected to be February 9, 2038.
Interest is expected to be paid annually on February 9 of each year, beginning February 9, 2027. Goldman Sachs may, at its option, redeem the notes in whole (but not in part) on specified quarterly redemption dates on or after February 9, 2028 at 100% of principal plus accrued interest. The notes are issued in book-entry form through DTC and are subject to various selling and investor eligibility restrictions in multiple jurisdictions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500 Index, Nasdaq-100 Technology Sector Index and iShares Russell 2000 ETF. The notes are expected to mature on February 8, 2029, unless automatically called starting in August 2026.
Investors may receive a monthly contingent coupon of $7.709 per $1,000 face amount (0.7709% monthly, about 9.25% per year) when the closing level of each underlier is at least 60% of its initial level. If on a call observation date each underlier is at or above its initial level, the notes are automatically redeemed at face amount plus that month’s coupon.
If the notes are not called, principal at maturity depends on the worst-performing underlier. If each underlier’s final level is at least 60% of its initial level, holders receive full principal plus any final coupon. If any underlier finishes below 60%, repayment is reduced in proportion to the worst underlier’s loss and holders can lose most or all of their investment, with no coupon. The notes carry the unsecured credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes due February 16, 2029 linked to three equity indexes: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
The notes may pay a $10 coupon per $1,000 each month (1% monthly, up to 12.00% per annum) only if, on the relevant observation date, each index is at or above 70% of its initial level. Beginning August 2026, the notes are automatically called at $1,000 plus coupon if all indexes are at or above their initial levels.
If the notes are not called and on the final determination date any index finishes below 70% of its initial level, the maturity payment is reduced one-for-one with the worst-performing index, and investors can lose their entire principal. The pricing supplement highlights that the notes’ estimated value on the trade date is lower than the original issue price and that returns are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., with no listing and uncertain secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering digital equity-linked notes due March 2, 2029, tied to the common stock of Netflix, Inc.
For each $1,000 note, investors receive a cash payment at maturity based on the Netflix stock level on the February 27, 2029 determination date. If the final level is at or above the initial level set on the February 27, 2026 trade date, the payout is capped at a maximum settlement amount of $1,244.50. If the final level is below the initial level, investors receive only the $1,000 face amount, and the notes pay no periodic interest.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor, and the initial issue price is higher than the model-based estimated value. The notes are treated as contingent payment debt instruments for U.S. federal income tax purposes, which can require recognizing taxable ordinary income each year before any cash is received.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering leveraged buffered notes linked to the Invesco QQQ ETF, maturing around February 8, 2029. The notes pay no interest and repayment depends on QQQ’s level at a single determination date near maturity.
If QQQ finishes above the initial level of 626.14, investors receive principal plus 68% of the ETF’s percentage gain. If QQQ is flat or down by up to 30%, investors receive only their principal. If QQQ falls by more than 30%, repayment is reduced dollar‑for‑dollar beyond this buffer, and losses can be substantial.
The issuer’s estimated value at pricing is between $925 and $955 per $1,000 face amount, reflecting fees and hedging costs. Payments are unsecured and subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group. The product also involves tax uncertainty and does not pass through QQQ dividends.
The Goldman Sachs Group, Inc. is offering unsecured floating rate notes that pay interest based on compounded SOFR plus 0.93% per annum, subject to a minimum rate of 0.00% and a maximum of 5.50% per annum. Interest is expected to be paid quarterly until the stated maturity date of February 5, 2031, when principal is due.
Each note is expected to have a $1,000 denomination and will be treated as a variable rate debt instrument for U.S. federal income tax purposes. The notes are not bank deposits, are not FDIC insured, and will not be listed on any securities exchange or be subject to issuer redemption, so liquidity and pricing will depend on any developing secondary market and Goldman Sachs’ creditworthiness.
GS Finance Corp. offers S&P 500®-linked, principal-at-risk notes under a pricing supplement dated January 30, 2026. The offering is for an aggregate face amount of $831,000 in notes with a face amount of $1,000 each, trade date January 30, 2026, original issue date February 4, 2026, and stated maturity February 4, 2031.
Payment at maturity depends on the S&P 500 Index performance from the trade date to the determination date (January 30, 2031), with a 15% buffer (buffer level = 85% of initial level), a maximum settlement amount of $1,750 per $1,000 face, and no periodic interest. The notes are unsecured senior debt of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc.
GS Finance Corp. is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and are scheduled to mature in March 2031 unless Goldman redeems them early.
At maturity, investors receive $1,000 per note plus 1.5 times any positive index return; if the index return is zero or negative, they receive only the $1,000 face amount. Goldman may redeem the notes on monthly call dates from March 2027 through January 2031 at $1,000 plus a fixed call premium that steps up from 12% to 59%. The estimated value at pricing is expected between $885 and $935 per $1,000 face amount, reflecting structuring costs and dealer compensation, and investors are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500®-linked notes with an aggregate face amount of $477,000. The notes pay no interest and return at maturity depends entirely on S&P 500 performance between the trade date and determination date.
For each $1,000 note, if the final S&P 500 level is at or above 80% of the initial level of 6,969.01, investors receive a capped maximum settlement amount of $1,135. If the index finishes below the 80% trigger buffer level, principal is exposed 1-for-1 to index losses relative to the initial level, and investors can lose up to their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing market-linked notes tied to the EURO STOXX 50 Index and the iShares MSCI EAFE ETF with a total face amount of $1,397,000.
The notes offer 173% upside participation on the worst-performing underlier if both finish above their initial levels. If either underlier finishes at or below its initial level but both stay at or above 90% of initial (a 10% buffer), investors simply receive back face value. If any underlier closes below its 90% buffer, principal is reduced 1% for each 1% decline of the lesser-performing underlier beyond the buffer, so a large loss of principal is possible.
The notes pay no interest, are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, may trade at a discount to issue price, and involve additional risks from foreign markets, ETF tracking, currency moves and uncertain, potentially complex U.S. tax treatment.