Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Nasdaq-100, Russell 2000 and S&P 500-linked notes with an aggregate face amount of $550,000. These notes pay a contingent quarterly coupon of $26.75 per $1,000 (2.675% quarterly, up to 10.70% per year) only if each index closes at or above 70% of its initial level on the relevant observation date.
The notes can be automatically called on specified quarterly dates starting July 23, 2026 if every index is at or above its initial level, in which case investors receive $1,000 per note plus the due coupon. If not called, at maturity in January 2031 investors receive $1,000 per note only if the worst-performing index is at or above 70% of its initial level. If any index finishes below this trigger buffer, repayment is reduced in line with the lesser performing index return, and investors may lose their entire principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited liquidity, and carry uncertain U.S. tax treatment.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is issuing $7,086,000 of equity-linked notes maturing on January 28, 2031. These notes pay no interest and the payoff depends on the lesser performer of the S&P 500 Index, State Street Consumer Staples Select Sector SPDR ETF and State Street Health Care Select Sector SPDR ETF.
If all three underliers finish at or above their initial levels, investors receive principal plus 3.2× the gain of the worst performer. If any underlier is below its start but all remain at or above 60% of initial, investors receive only the $1,000 face amount per note. If any underlier closes below 60% of its initial level, repayment is reduced one-for-one with the loss of the worst underlier and investors can lose their entire principal.
The original issue price is 100% of face amount, with a 3% underwriting discount and an additional structuring fee of up to 0.85%. The issuer’s estimated value is about $950 per $1,000 note on the trade date, reflecting offering costs and dealer margin. Repayment is an unsecured obligation subject to the credit risk of GS Finance Corp and its parent guarantor, and the notes have complex tax, market, liquidity and sector-concentration risks.
GS Finance Corp. is offering $115,000 of structured notes linked to the common stock of The Mosaic Company. Each $1,000 note can pay a contingent quarterly coupon of $37.625 (3.7625% quarterly, up to 15.05% per year) when Mosaic’s closing level is at or above 60% of the initial level.
The initial Mosaic level is $28.79, with both the coupon trigger and downside buffer set at 60% of that level. The notes are automatically called at par, plus any due coupon, if Mosaic is at or above the initial level on a call observation date. If held to maturity and Mosaic finishes below the 60% trigger buffer, investors’ principal is reduced one-for-one with the underlier return, up to a total loss of the investment.
The notes price at 100% of face amount with a 2% underwriting discount, yielding 98% net proceeds to the issuer. Payments depend on the credit of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc., and the notes are unsecured, unlisted, and carry significant market, equity and tax risks.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering unsecured, auto-callable notes linked to the common stock of Blackstone Inc. The notes pay no interest and are scheduled to mature in early 2033 unless automatically called starting in January 2027.
Each $1,000 note is called if Blackstone’s stock closes at or above 90% of its initial level on an observation date, paying $1,000 plus a call premium that starts at 12.25% and steps up over time. If never called, maturity payments depend on Blackstone’s final price: at or above 80% of the initial level pays a capped $1,857.5 per $1,000; between 75% and 80% returns only $1,000; below 75% produces a proportional loss, up to a total loss of principal.
The estimated value at pricing is expected between $885 and $925 per $1,000, reflecting fees and hedging costs. Investors face the credit risk of both GS Finance Corp. and The Goldman Sachs Group, potential illiquidity, complex anti-dilution and market‑disruption adjustments, and no shareholder rights in Blackstone.
GS Finance Corp. is offering $5,507,000 of equity-linked notes tied to a basket of eight large-cap stocks, fully guaranteed by The Goldman Sachs Group, Inc. The basket is equally weighted, with each stock starting at 12.5% and an initial basket level of 100.
The notes pay no interest and mature on January 27, 2028, but may be automatically called on February 5, 2027 if the basket is at or above its initial level, in which case investors receive $1,164 per $1,000 on February 10, 2027. If not called, maturity payments depend on basket performance: investors participate at 125% of any upside, receive full principal back if the basket is down by up to 15%, and lose principal if it falls more than 15%, with losses scaled by a buffer rate of about 117.65%.
The notes are unsecured and subject to the credit risk of GS Finance Corp. and its guarantor, offer an original issue price of 100% with a 1.5% underwriting discount, and have an estimated initial value of about $948 per $1,000 due to structuring and distribution costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Blackstone Inc. The notes have a $1,000 face amount, no periodic interest, and an initial aggregate face amount of $1,000,000, which may be increased.
The notes can be automatically called quarterly from January 2027 if Blackstone’s stock closes at or above 90% of the initial price of $150.48, paying $1,000 plus a call premium (starting at 11.9% and rising over time). If not called, they mature on January 27, 2033.
At maturity, holders receive: $1,833 per $1,000 if the final stock price is at least 80% of the initial level; $1,000 if it is between 75% and 80%; and a loss matching the stock’s decline if it falls below 75%, with the possibility of losing the entire principal. The estimated value on the trade date is about $973 per $1,000, reflecting structuring and distribution costs, and the notes are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,003,000 of five-year notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and return depends entirely on index performance between the trade and determination dates.
If the final index level is above the initial level, investors receive $1,000 plus 155% of the index gain per $1,000 note. If the index is flat or down by up to 20%, investors receive the full $1,000. If the index falls more than 20%, principal is reduced 1% for each additional 1% decline, so investors can lose a substantial portion of their investment.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. They are not bank deposits, are not insured, and will not be listed on any exchange, and any secondary market-making by Goldman Sachs & Co. LLC is discretionary.
GS Finance Corp. is offering medium-term, equity-linked notes tied to the worst performer among Alphabet Class A, JPMorgan Chase and Tesla shares. The notes have a $1,000 face amount, total offering of $1,180,000, and are guaranteed by The Goldman Sachs Group, Inc.
The notes pay no interest or dividends and can be auto‑called on January 28, 2027 for $1,500 per $1,000 if the lowest-performing stock is at or above its starting price. If not called, at maturity in January 2029 investors get 400% of any gain in the worst stock, par if the worst stock is down up to 50%, and 1‑for‑1 losses beyond that, with up to 100% principal loss. The initial estimated value is about $946 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering bear market-linked "one look" notes tied to the S&P 500® Index with a term of about fifteen months and a principal amount of $10 per unit. The notes pay no periodic interest and all payments occur at maturity.
If the S&P 500 ending level is less than or equal to its starting level, investors receive their $10 principal plus a digital payment expected to be between 15.00% and 18.00% of principal. If the index rises but by no more than 15.00%, the maturity payment increases one-for-one with the index, up to the same 15% cap.
If the index increases by more than 15.00% (above the 115% threshold), the notes provide 1-to-1 negative exposure to that excess gain, so investors lose principal and can lose their entire investment. The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by Goldman Sachs, and are subject to their credit risk.
The estimated value on the pricing date is expected to be between $9.25 and $9.55 per $10 unit, reflecting structuring and distribution costs. The minimum initial purchase is $100,000, and the notes will not be listed on an exchange, with only limited secondary market making expected.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due March 4, 2031. The notes pay no interest and the amount you receive at maturity depends on the index level on the February 27, 2031 determination date.
If the S&P 500® final level is higher than its initial level, you receive your $1,000 face amount plus the index return, but this upside is capped at a maximum settlement amount of at least $1,420 per $1,000. If the index is flat or lower, you receive only the $1,000 face amount. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, may trade below face value, will not be listed on an exchange, and are expected to be worth less than the original issue price at launch. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring holders to accrue taxable ordinary income over the term even though no cash is paid until maturity.