Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing commodity ETF-linked medium-term notes tied to the worst performer of the SPDR® Gold Trust and iShares® Silver Trust, maturing January 26, 2029. Each security has a $1,000 face amount and offers a quarterly contingent coupon of $39.00 (15.60% per annum) only if the lowest performing ETF on the calculation day is at or above 70% of its starting price, with a memory feature for previously skipped coupons.
The notes are auto-callable from April 2026 through October 2028 if the lowest performing ETF is at or above its starting price, returning face value plus the applicable coupon and any unpaid coupons. If not called, investors receive $1,000 at maturity only if the lowest performer on the final calculation day is at or above 70% of its starting price; otherwise, repayment is reduced in full proportion to the decline and investors can lose most or all of principal.
The offering size is $18,528,000, with a 2.325% underwriting discount and proceeds to the issuer of $18,097,224. The initial estimated value is approximately $927 per $1,000, below the issue price, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The notes are not listed and are designed to be held to maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $5,210,000 of structured notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes. These notes pay a contingent monthly coupon of $8.75 per $1,000 (0.875% monthly, up to 10.5% per year) only if each index closes at or above 70% of its initial level on the relevant observation date.
At maturity in January 2029, if the notes have not been redeemed early and the worst-performing index is at or above 70% of its initial level, investors receive full principal back plus any final coupon. If the worst index finishes below 70%, repayment is reduced one-for-one with that index’s loss, and investors can lose their entire investment. Goldman has the right to redeem the notes at par plus any due coupon on specified quarterly dates starting April 2026, and the notes are subject to the credit risk of both the issuer and guarantor, limited liquidity, model-based pricing and complex, uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes with an aggregate face amount of $790,000, linked to the iShares Silver Trust and shares of NVIDIA, AMD and Broadcom. The notes mature on January 30, 2031, but can be automatically called monthly from January 2027 through December 2030 if each underlier’s closing level is at or above its initial level.
For each $1,000 face amount, investors receive a monthly coupon of $7.625 (0.7625%, up to 9.15% per year) only when every underlier is at or above 70% of its initial level on the observation date; otherwise the coupon is zero. If the notes are not called, investors receive $1,000 per note at maturity plus any final coupon, so principal depends on issuer and guarantor credit rather than underlier levels.
The original issue price is 100% of face amount, with a 3.8% underwriting discount and 96.2% net proceeds to the issuer. The estimated value on the trade date is about $934 per $1,000, reflecting structuring costs and dealer margin. Investors face credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., potential illiquidity, foregone dividends on the underliers, and commodity and regulatory risks related to silver and the ETF.
Kathryn H. Ruemmler, Chief Legal Officer and General Counsel of Goldman Sachs Group Inc. (GS), reported a series of open-market sales of the company’s common stock on January 23, 2026. The transactions were executed in multiple tranches, including sales of 580, 1,494 and 2,660 shares, at weighted average prices ranging from $921.91 to $935.79 per share. After these sales, she directly beneficially owns 18,533 shares of Goldman Sachs common stock. Footnotes explain that each reported price is a weighted average within a disclosed price range, and that detailed trade-level pricing is available upon request.
Goldman Sachs CFO Denis P. Coleman reported RSU-related share activity in the issuer’s common stock. On January 23, 2026, 5,249 shares underlying previously granted Restricted Stock Units were delivered to him without any cash payment, and the filing states these shares are not related to 2025 compensation.
On the same date, 2,467 shares were withheld at a price of $954.65 per share to cover tax withholding obligations, leaving 21,262 common shares held directly after the transactions. The filing also notes 4,232 additional shares held through trusts whose sole beneficiaries are his immediate family members, with beneficial ownership of those trust-held shares disclaimed.
Goldman Sachs Group Inc. chief accounting officer Sheara J. Fredman reported a series of transactions in the company’s common stock. On January 23, 2026, Fredman received 530 shares at a price of $0, then executed multiple open-market sales of Goldman Sachs common stock in small blocks ranging from 10 to 875 shares each.
The reported sale prices include weighted average prices such as $917.88, $918.88, and $933.69 per share, with additional trades at $934.50 and $935.96 per share. After these transactions, Fredman directly held 10,301 shares of Goldman Sachs common stock.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $400,000 of three-year notes linked to the common stock of GE Vernova Inc. The notes can pay a contingent quarterly coupon of $34 per $1,000 (3.4% per quarter, up to 13.6% per year) when the stock closes at or above 50% of its initial level on each observation date.
The notes may be automatically called on any quarterly call observation date from April 2026 through October 2028 if the stock closes at or above the initial level, returning $1,000 per note plus the applicable coupon. If the notes are not called and the final stock level on January 23, 2029 is at least 50% of the initial level, investors receive $1,000 per note (plus any final coupon).
If the final level is below 50% of the initial level, principal is reduced one-for-one with the stock decline, and investors can lose up to their entire investment. The filing highlights that the notes’ estimated value at pricing is below the 100% issue price, that secondary market values may be volatile and discounted, and that investors bear both underlier performance risk and the credit risk of GS Finance Corp. and its guarantor.
Goldman Sachs Group Inc. chief risk officer Alex S. Golten reported routine equity compensation activity. On January 23, 2026, 5,482 shares of Goldman Sachs common stock were delivered to him upon the vesting and settlement of previously granted restricted stock units awarded in connection with compensation prior to 2025, with no cash payment required. To cover withholding obligations tied to this delivery, 2,904 shares were withheld at a value of $954.65 per share. After these transactions, Golten directly holds 6,009 shares of Goldman Sachs common stock and has 1,092 shares reported as indirectly held through family trusts, for which he disclaims beneficial ownership.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes with an aggregate face amount of $1,394,000 linked to the Goldman Sachs Momentum Builder® Focus ER Index.
The notes provide 100% principal repayment at maturity (subject to issuer and guarantor credit risk) and no periodic interest. If the index on any annual call observation date is at or above 101% of its initial level, the notes are automatically called, paying $1,000 per note plus a fixed call premium (from 9.40% on the first call date up to 37.60% on the last).
If not called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or lower, the payment is $1,000. The index uses daily rebalancing, volatility control at 5%, and a momentum risk control feature, and it is reduced by the federal funds rate (on the base index) and a 0.65% per annum deduction. The estimated value on the trade date is $934 per $1,000 face amount, below the 100% issue price, reflecting fees and hedging costs.
Goldman Sachs Group Inc. reported an insider equity transaction by Global Treasurer Halio Carey. On January 23, 2026, 4,034 shares of common stock were delivered to Carey upon the conversion of previously granted Restricted Stock Units, with no cash paid, and the company notes these shares were not related to 2025 compensation.
To cover withholding obligations tied to this RSU delivery, 1,966 shares were withheld at a price of $954.65 per share. On the same day, Carey executed several open-market sales of common stock at weighted average prices ranging from $917.78 to $924.08 per share. After these transactions, Carey directly beneficially owned 4,863 shares of Goldman Sachs common stock.