Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Index, maturing in 2028 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and pays no interest.
At maturity, if the S&P 500 final level is above its initial level, investors receive $1,000 plus 200% of the index gain, capped by a maximum settlement amount of $1,205. If the index is flat or down by up to the 10% buffer (final level at or above 90% of the initial level), investors receive their full $1,000 back. If the index falls more than 10%, principal is reduced 1-for-1 beyond the buffer, so investors can lose a substantial portion of their investment.
The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and involve uncertain U.S. federal income tax treatment, which counsel currently views as consistent with a pre-paid derivative contract on the S&P 500.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the S&P 500® Futures Excess Return Index, maturing in 2030. The notes provide upside exposure with an expected at least 198% participation rate in any positive index return from the trade date to the determination date.
If the final index level is higher than the initial level, investors receive $1,000 plus the upside participation rate times the index gain. If the final level is equal to or below the initial level, the payoff is $1,000 plus $1,000 times the index return, so losses match index declines and investors can lose their entire principal. The notes pay no interest and are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.
The underlier tracks E-mini S&P 500 futures, not the cash S&P 500 Index, so returns are affected by futures pricing, financing costs, and roll yields, which can depress performance even if the equity index is flat or rising. The issuer highlights that the initial issue price exceeds its internal estimated value, secondary market prices may be lower, liquidity is not assured, and the U.S. tax treatment is uncertain, with the notes intended to be treated as prepaid derivative contracts.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $6,000,000 of autocallable contingent coupon notes linked to the Dow Jones Industrial Average®, the S&P 500® Index and the Russell 2000® Index, maturing in January 2031.
Investors receive a quarterly coupon of $21.375 per $1,000 (2.1375%, up to 8.55% per year) only if on each observation date the closing level of every index is at least 65% of its initial level; otherwise the coupon for that quarter is zero. Starting in January 2027, the notes are automatically called if on a call observation date each index is at or above its initial level, paying back face amount plus that quarter’s coupon.
If the notes are not called, principal repayment at maturity depends on the worst-performing index. If each index is at least 70% of its initial level, investors receive full principal plus any final coupon. If the worst index finishes between 65% and 69.99% of its initial level, investors receive between 65% and 69.99% of face amount plus any final coupon. If any index ends below 65% of its initial level, repayment is reduced in line with the worst index return and investors can lose up to their entire investment, with no final coupon. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Alphabet Inc. Each note has a $1,000 face amount and pays a quarterly coupon of $31 (3.1%) only if Alphabet’s share price on the observation date is at or above 70% of the initial level.
The notes may be automatically called on quarterly dates if Alphabet’s share price is at or above the initial level, in which case investors receive $1,000 per note plus any due coupon, ending the investment early. If the notes are not called and Alphabet’s final level is at or above 70% of the initial level, investors receive $1,000 back at maturity; if it is below 70%, repayment is reduced in line with Alphabet’s loss and investors can lose their entire principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. The estimated value at issuance is lower than the original issue price, they will not be listed on an exchange, and their market value can be affected by many factors including equity volatility, interest rates and the issuers’ perceived creditworthiness.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $413,000 of callable buffered notes linked to the S&P 500® Futures Excess Return Index, maturing on January 27, 2031. The notes pay no interest and are sold at 100% of face amount, with an underwriting discount of 0.58% and net proceeds of 99.42% of face.
At maturity, investors receive $1,000 per note plus a performance-based amount. If the index is above the initial level of 561.57, the gain is 2.165× the index return. If the index is between 80% and 100% of the initial level, investors get the absolute value of the index move. Below 80%, losses exceed a 20% buffer and a substantial portion of principal can be lost.
The issuer can redeem the notes in full on specified dates from January 2027 through December 2030 at $1,000 plus a preset call premium that steps up from 17.5008% to 86.0456%. The estimated value at pricing is about $971 per $1,000, and returns depend on both index performance and the credit of GS Finance Corp. and its guarantor.
GS Finance Corp. describes the S&P 500® Futures Excess Return Index, which tracks the nearest maturing quarterly E-mini S&P 500 futures contract on the Chicago Mercantile Exchange. The index, calculated by S&P Dow Jones Indices, has a base value of 100 as of September 9, 1997 and is quoted in U.S. dollars.
The supplement shows historical performance through January 2, 2026, with the index posting annualized returns of 12.58% over 1 year, 16.62% over 3 years and 10.50% over 5 years, alongside annualized volatility between about 15% and 19%. Over the same periods, the S&P 500® Index had higher annualized returns of 16.87%, 21.50% and 13.13%. The document emphasizes that past performance is not a guide to future results and highlights risks of securities linked to this index, including issuer and guarantor credit risk, lack of dividends and shareholder rights, futures-specific risks such as negative roll yield, and potential market disruptions.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable equity-linked notes due in 2031 that pay no interest and return at least the face amount at maturity, subject to issuer credit risk. The notes’ payoff depends on the worst performer among Alphabet Class C, Meta Class A and NVIDIA common stock. If, on the determination date in January 2031, the closing price of each stock is above its initial price set on the trade date, investors receive $1,000 plus 3.1× the percentage gain of the worst-performing stock. If any stock finishes at or below its initial price, investors receive only the $1,000 face amount.
GS Finance Corp. may redeem the notes monthly from February 2027 through January 2031 at $1,000 plus a fixed call premium that steps up over time. The estimated value at pricing is expected to be between $885 and $925 per $1,000 face amount, reflecting fees and hedging costs. The notes are unsecured obligations, do not provide dividends or shareholder rights in the underlying stocks, and are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-protected notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The aggregate face amount is $1,439,000, with an original issue price of 100% of face, a 4.375% underwriting discount and 95.625% net proceeds to the issuer.
The notes may be automatically called on January 29, 2027 if the index on the January 22, 2027 observation date is at or above the initial level, in which case investors receive $1,179.70 per $1,000. If not called, at maturity on January 31, 2033 investors receive at least the $1,000 face amount, plus 300% of any positive index return; if the index is flat or down, only face value is repaid.
The index uses daily rebalancing, a 5% volatility control, momentum risk controls and a 0.65% annual fee, and can allocate heavily to cash-like positions, which can significantly dampen performance. The estimated value on the trade date is $891 per $1,000, below the issue price, and the notes pay no periodic interest and are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp. is offering autocallable index-linked notes due 2028, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. These notes are linked to the Russell 2000 Index and the S&P 500 Index, and your result is based on the performance of the worse-performing index.
The notes pay no interest. They may be automatically called in March 2027 if each index is at or above its initial level, in which case you receive at least $1,105 for each $1,000 face amount. If held to maturity and not called, you get $1,000 plus 200% of the gain of the lesser-performing index when both indexes finish above their initial levels, or $1,000 back if both stay above an 85% buffer level.
If either index finishes below its 85% buffer, your repayment is reduced one-for-one with the decline beyond the 15% buffer, so you could lose a substantial portion of your investment. The estimated value on the trade date is lower than the issue price, the notes are subject to issuer and guarantor credit risk, will not be listed on an exchange, and have uncertain U.S. tax treatment.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering $3,300,000 of equity-linked notes tied to an equally weighted basket of 8 large-cap stocks. The notes pay no interest and mature on January 26, 2028, but will be automatically called on February 3, 2027 if the basket level is at or above its initial level 100, in which case holders receive $1,165 per $1,000 on February 8, 2027.
If not called, maturity payments depend on the basket return. For gains, investors receive $1,000 plus 125% of the basket's positive performance. For flat to moderate losses down to a 15% decline (basket at or above 85), principal is returned. Below that buffer, losses accelerate, with payoff calculated using a buffer rate of about 117.65%, so substantial declines can lead to large principal losses, up to 100% of invested amount.
The initial issue price is 100% of face amount with a 1.5% underwriting discount, and the estimated value at pricing is about $950 per $1,000. Investors face the credit risk of GS Finance Corp and The Goldman Sachs Group, Inc., give up dividends on the underlying stocks, and are exposed to market volatility, limited liquidity, and complex anti-dilution and market disruption adjustment provisions.