Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk contingent income buffered auto-callable securities linked to the common stock of Freeport-McMoRan Inc. The notes are expected to price around January 23, 2026 and mature on January 28, 2027.
The initial share price is set at $58.85, with a 25% buffer so the buffer price is 75% of that level. Monthly coupons are contingent: for each $1,000, the coupon equals $13.334 multiplied by the number of observation dates to date minus coupons already paid, but only if the stock closes at or above the buffer price on the relevant observation date; otherwise the coupon is zero.
The notes are automatically called if, on any call observation date, the stock closes at or above the initial share price, returning principal plus the then-due coupon and ending further payments. If the notes are not called and the final share price is below the buffer price, investors lose approximately 1.3333% of principal for every 1% decline beyond the 25% buffer, and no final coupon is paid. Investors do not participate in any stock appreciation and are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. reports that its Board set 2025 total annual compensation for Chairman and CEO David Solomon at $47 million, up from $39 million for 2024. The package includes a $2.0 million base salary, $31.5 million in performance stock units, $3.4 million in Carried Interest Program allocation and $10.1 million in cash.
The Compensation Committee based its decision on strong 2025 performance, including a 57% total shareholder return, a 33% increase in the quarterly dividend, 6.2% book value per share growth and nearly $17 billion of capital returned to common shareholders. For the year ended December 31, 2025, Goldman Sachs reported full-year net revenues of $58.28 billion, net earnings of $17.18 billion, diluted EPS of $51.32 and 15.0% return on average common shareholders’ equity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Coinbase Global, Inc. (COIN). Each note has a $1,000 face amount and an initial underlier level of $223.14.
The notes pay a monthly contingent coupon of $18.709 (about 1.8709% per month, up to roughly 22.45% per year) only if COIN’s closing level on the observation date is at least 60% of the initial level. The notes are automatically called on specified quarterly dates if COIN is at or above the initial level, returning $1,000 per note plus the due coupon.
If the notes are not called and COIN’s final level on the determination date is at least 50% of the initial level, investors receive back the full face amount. If the final level is below 50%, repayment is reduced one-for-one with COIN’s decline, and investors can lose their entire principal. The document highlights that the notes’ estimated value at pricing is lower than the original issue price, that secondary market prices may be weak or unavailable, that investors have no shareholder rights in COIN, and that complex, uncertain U.S. tax treatment applies.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering $3,000,000 of notes linked to the iShares Bitcoin Trust ETF. The notes mature on January 25, 2027 and may be redeemed early at 100% of face amount plus any due coupon on monthly payment dates from April through December 2026.
The notes pay a contingent monthly coupon of $10.834 per $1,000 (1.0834% monthly, about 13% per year) only when the ETF is at or above 65% of the initial level of $50.76; otherwise no coupon is paid. At maturity, investors receive full principal plus the final coupon if the ETF is at or above the 65% buffer level, but suffer leveraged losses (up to losing their entire investment) if it finishes below that level. The estimated value is about $977 per $1,000 at pricing, and the filing highlights substantial risks tied to bitcoin’s volatility, complex tax treatment, secondary market liquidity, and the credit risk of both GS Finance Corp. and its guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable 10-year notes whose interest depends on the 10-year Constant Maturity Treasury (CMT) rate. Interest is paid monthly from an expected original issue date of February 11, 2026 to an expected maturity on February 11, 2031.
For each interest period, the annualized rate equals a 7.00% interest factor multiplied by the fraction of scheduled U.S. government securities business days when the 10-year CMT rate is at or below 4.82%. If the rate exceeds 4.82% on every such day in a period, no interest is paid for that month.
The notes are callable at the issuer’s option at par plus accrued interest on any monthly interest payment date on or after February 11, 2027. They are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value at pricing is expected to be between $921.6 and $971.6 per $1,000 face amount, reflecting structuring and distribution costs and GS&Co.’s pricing models.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered basket-linked notes due in February 2028. These notes pay no interest and their maturity value depends on an equally weighted basket of the S&P 500, Russell 2000 and EURO STOXX 50 indices, each starting at about one-third of the basket.
At maturity, for each $1,000 note, investors receive upside at 150% of the basket’s positive return, capped at a maximum settlement amount of $1,242.5. If the basket falls by up to 10%, the notes pay the same percentage in positive return. If the basket falls by more than 10%, losses are linear beyond that buffer and investors can lose a substantial portion of principal.
The initial basket level is set to 100, the buffer level is 90% of that, and the cap level is approximately 116.167%. The estimated value of the notes on the trade date is expected to be between $900 and $930 per $1,000 face amount, reflecting model-based pricing and embedded costs. Repayment depends on the credit of GS Finance Corp. and the guarantee from The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked notes with an aggregate face amount of $4,110,000 tied to the Nasdaq-100, Russell 2000 and S&P 500 indexes. The notes pay a contingent monthly coupon of $9.75 per $1,000 face amount (0.975% per month, up to 11.70% per year) only if each index closes at or above 70% of its initial level on the relevant observation date.
The notes are subject to an automatic call: if on any call observation date each index is at or above its initial level, investors receive $1,000 per $1,000 note plus the coupon, and the notes terminate early. At maturity, if not called, investors receive $1,000 per $1,000 note if every index is at or above 70% of its initial level; otherwise repayment is reduced in line with the worst-performing index, and investors could lose their entire principal. The product carries the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., features limited liquidity, complex tax treatment and sensitivity to equity market levels, volatility, rates and the issuer’s credit spreads.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes maturing on or about February 2, 2029 whose return is linked to the common stock of NVIDIA, Exxon Mobil and Amazon.com. The notes may be automatically called starting in January 2027 if on any monthly call observation date the closing price of each stock is at or above its initial price; in that case investors receive the $1,000 face amount per note plus the applicable coupon.
While outstanding, the notes pay a conditional coupon of $10 per $1,000 (1% monthly, up to 12% per year) only if on the related observation date every stock closes at or above 54% of its initial price. At maturity, if the notes have not been called and at least one stock finishes below its initial price, principal repayment depends on the “lesser performing” stock. If all three finish below their initial prices and any is below 54% of its initial price, repayment is reduced one-for-one with that stock’s loss and investors can lose most or all of their principal. The preliminary estimated value is disclosed as $925–$955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Index, maturing in January 2029. The notes pay no interest and repayment depends entirely on index performance between January 22, 2026 and the January 23, 2029 determination date.
If the S&P 500® final level is above its initial level, investors receive enhanced upside at a 150% participation rate, but the payoff per $1,000 is capped at a maximum settlement amount of $1,340. If the index is flat or down by up to the 10% buffer (index at or above 90% of the initial level), investors receive back the $1,000 face amount.
If the index falls more than 10%, investors lose principal on a 1-for-1 basis beyond the buffer, potentially resulting in a substantial loss. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may trade below face value, and will not be listed on any exchange.
The Goldman Sachs Group, Inc. is offering $4,270,000 of unsecured callable notes due January 23, 2032. The notes do not pay periodic interest. Instead, investors receive $1,000 principal plus a fixed premium at redemption or maturity.
Goldman Sachs may redeem the notes in whole (not in part) on specified annual call payment dates from January 23, 2027 through January 23, 2031. For each $1,000 note, the call amount equals $1,000 plus a call premium of 5% in 2027, rising in 5% steps to 25% in 2031. If the notes are held to the stated maturity date of January 23, 2032, the cash payment per $1,000 note will be $1,000 plus a 30% maturity date premium, corresponding to a 4.47% yield to maturity based on annual compounding and the Actual/365 (Fixed) day count convention.
The original issue price is 100% of principal, with a 1.1% underwriting discount and 98.9% of principal as net proceeds to the issuer. The notes are not insured by the FDIC, will not be listed on any exchange, and are subject to the credit risk of Goldman Sachs, market value volatility, potential illiquidity, original issue discount tax rules and FATCA. Sales are restricted in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland under local regulations.