Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering income-bearing notes linked to the stock prices of Meta Platforms Class A, Amazon.com, and Palantir Technologies Class A. The notes pay quarterly contingent coupons of $40 per $1,000 face amount (4% per quarter, up to 16% per year) only if on the relevant observation date each stock is at least 60% of its initial price.
The notes can be automatically called starting in January 2027 through October 2028 if all three stocks are at or above their initial prices, returning the $1,000 face amount plus the applicable coupon. If not called, they mature on an expected February 1, 2029 date. At maturity, if no trigger event occurs (at least one stock at or above its initial price), investors receive full principal back and, if each stock is at least 60% of its initial price, the final coupon.
If a trigger event occurs (all three final prices below initial) and any stock finishes below 60% of its initial price, repayment is reduced in proportion to the worst-performing stock, and investors can lose up to their entire investment and receive no coupon. The estimated value on the trade date is expected between $925 and $955 per $1,000 face amount, reflecting structuring costs and dealer compensation, and the notes are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500 Index, Nasdaq-100 Index and iShares Russell 2000 ETF. The notes pay a conditional monthly coupon of $9.5 per $1,000 face amount (0.95% monthly, up to 11.4% per year) only if on each observation date all three underliers are at or above 70% of their initial levels.
Starting in July 2026, the notes are automatically called on quarterly call dates if all underliers are at or above their initial levels, returning principal plus the coupon. If held to the expected January 2029 maturity and not called, principal repayment depends on the worst-performing underlier: if each is at or above 70% of its initial level, investors receive full principal plus the final coupon; if any is below 70%, repayment is reduced 1-for-1 with the lowest underlier’s loss, with the potential to lose the entire investment and no coupon. The estimated value on the trade date is expected to be $925–$955 per $1,000, reflecting fees, hedging and issuer funding costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to the Class A common stock of Roblox Corporation. These notes pay monthly coupons only when Roblox’s closing level on each observation date is at or above 70% of its initial level; otherwise, no coupon is paid.
The notes are automatically called early if Roblox’s closing level on specified call observation dates from July 2026 through December 2028 is at or above its initial level, in which case investors receive principal plus the applicable coupon. If the notes are not called and Roblox’s final level on the January 2029 determination date is at or above 70% of the initial level, investors receive full principal back; if it is below 70%, repayment is reduced in line with the underlier’s loss and investors can lose their entire investment.
Upside is capped at return of principal plus coupons, so investors do not benefit from stock gains above the initial level. The document highlights that the estimated value of the notes on the trade date will be lower than the original issue price, that secondary market values can be volatile, and that payments are subject to the credit risk of GS Finance Corp. and its parent guarantor. U.S. tax treatment is uncertain and is described under an income-bearing prepaid derivative contract approach.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2027 under its Medium-Term Notes, Series N program. The notes are expected to pay interest at a fixed rate of 3.725% per annum from the original issue date, expected to be January 29, 2026, to the stated maturity date, expected to be March 29, 2027. Interest is expected to be paid on the stated maturity date, unless the notes are redeemed earlier.
The notes are callable at Goldman Sachs’ option, in whole but not in part, on monthly redemption dates starting on or after July 29, 2026 at 100% of principal plus accrued interest, calculated using the 30/360 (ISDA) day count convention. The notes are expected to be issued as global securities through DTC, may be issued with original issue discount for U.S. tax purposes, and are subject to FATCA withholding rules. Distribution is through Goldman Sachs & Co. LLC, which has a FINRA Rule 5121 conflict of interest, and sales are restricted in the EEA, UK, Hong Kong, Singapore, Japan and Switzerland.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the Russell 2000® Index and the S&P 500® Index with an aggregate face amount of $5,267,000. The notes pay a contingent quarterly coupon of $22.75 per $1,000 (2.275% quarterly, up to 9.10% per annum) only if on each coupon observation date both underliers close at or above 70% of their initial levels.
The notes are subject to an automatic call: if on any call observation date both indices are at or above their initial levels (2,677.738 for the Russell 2000® and 6,940.01 for the S&P 500®), investors receive $1,000 per note plus the coupon then due, and the notes terminate early. If the notes are not called, the maturity payment on January 22, 2031 depends on the lesser performing index. If that index finishes at or above 70% of its initial level, investors receive full principal; if it finishes below 70%, the payoff equals $1,000 plus $1,000 times the lesser performing underlier return, and investors can lose up to their entire investment.
The notes are unsecured obligations exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and their estimated value at pricing is less than the original issue price due to fees, commissions and structuring costs.
Goldman Sachs Group Inc. director David A. Viniar reported a series of indirect open-market sales of the company’s common stock on January 16, 2026. The transactions involved multiple blocks of shares, with weighted average sale prices ranging from about $968.60 to $975.68 per share, and underlying trade prices between $968.14 and $975.88 per share.
The sold shares were held through a limited liability company, so the activity is attributed to that entity rather than directly to Viniar personally. After these reported sales, an additional 72,693 shares are reported as held through trusts for which Viniar’s spouse is sole trustee and immediate family members are beneficiaries, and Viniar disclaims beneficial ownership of those trust-held shares.
Goldman Sachs Group Inc. director David A. Viniar reported multiple transactions in the company’s common stock on January 16, 2026. He executed a series of open-market sales of common stock at weighted average prices generally between $957.16 and $975.28 per share, leaving him with 555,000 shares held directly after one of the reported sales and additional shares held indirectly.
Some of the sales involved indirect holdings that are held through a limited liability company, with one line showing 103,390 shares indirectly owned after the latest reported indirect sale. In addition, Viniar received a grant of 364 Restricted Stock Units for his 2025 annual grant, increasing his RSU holdings to 5,075 units, which will settle in common stock approximately 90 days after his retirement from the board.
The Goldman Sachs Group Inc. director Jan E. Tighe reported a grant of 364 Restricted Stock Units (RSUs) on common stock. The RSUs were awarded as part of the director’s 2025 annual grant and are recorded at a price of $0 per unit, reflecting that this is an equity compensation award rather than an open-market purchase.
After this grant, Tighe beneficially owns a total of 5,607 RSUs related to Goldman Sachs common stock in direct form. The shares underlying these RSUs are scheduled to be delivered in common stock approximately 90 days after Tighe retires from the company’s Board of Directors, tying the award to continued board service.
Goldman Sachs Group Inc. director Peter Oppenheimer reported a stock-based compensation grant in the form of derivative securities. On 01/16/2026, he was awarded 423 Restricted Stock Units (RSUs) at a price of $0 per unit, increasing his directly held RSUs to 7,229.
The RSUs represent his 2025 annual grant, fourth quarter 2025 board retainer and committee chair fee for service on the Goldman Sachs board, as well as his fourth quarter 2025 retainer for service on the board of Goldman Sachs Bank USA. Shares of Goldman Sachs common stock underlying these RSUs will be delivered about 90 days after he retires from either board.
The Goldman Sachs Group Inc. director Thomas K. Montag reported an award of derivative equity-based compensation. On January 16, 2026, he received 364 Restricted Stock Units (RSUs) as part of his 2025 annual grant. Each RSU represents a right to receive one share of Goldman Sachs common stock.
The filing states that the shares underlying these RSUs will be delivered approximately 90 days after his retirement from the company’s Board of Directors. Following this grant, Montag beneficially owns 1,397 derivative securities in the form of RSUs, held in direct ownership.