Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Ovintiv Inc. The notes have a face amount of $1,000 each, a scheduled maturity in January 2027, and pay a contingent quarterly coupon of $38.25 per $1,000 (3.825%) when Ovintiv’s stock is at or above 65% of the initial price of $39.52 on the relevant observation date.
The notes can be automatically called starting in April 2026 if Ovintiv’s stock is at or above the initial price, returning the face amount plus the applicable coupon. If held to maturity and not called, investors receive the full face amount plus any final coupon if the final stock price is at least 65% of the initial price; otherwise principal is reduced one-for-one with Ovintiv’s decline, with the potential for a total loss and no coupon. The estimated initial value is between $920 and $950 per $1,000 note, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to the common stock of Intel Corporation, maturing on January 18, 2029, at an original offering price of $1,000 per security.
The notes pay a contingent coupon of $41.25 per $1,000 (16.50% per annum) on quarterly dates only if Intel’s stock closes at or above 60% of the starting price of $44.06 on the relevant calculation day. Beginning with the April 2026 calculation day, the notes are automatically called if Intel’s stock is at or above 90% of the starting price, returning face amount plus the final contingent coupon.
If the notes are not called and Intel’s final price is below 60% of the starting price, the maturity payment is $1,000 multiplied by the stock performance, so holders lose more than 40% and up to all principal. The estimated value at pricing is about $958 per $1,000, reflecting structuring and distribution costs, including a 2.325% underwriting discount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked medium-term notes with an aggregate face amount of $5,135,000. The notes pay a contingent monthly coupon of $8.709 per $1,000 (0.8709% monthly, up to approximately 10.45% per annum) only when the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index each close at or above 70% of their initial level on the relevant observation date.
At maturity on January 15, 2030, if the notes have not been redeemed and every index finishes at or above its 70% trigger buffer level, investors receive $1,000 per note plus any final coupon. If any index is below its trigger buffer level, the repayment is reduced in line with the lesser performing index return, and investors can lose up to their entire principal.
The issuer may redeem the notes at par (plus any due coupon) at its option on any coupon payment date from April 2026 through December 2029. Investors are exposed to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., have no equity ownership or dividend rights in the underlying indices, and do not benefit from index gains above return of principal.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable structured notes linked to three market underliers: the Russell 2000 Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF.
Investors can receive a fixed coupon of $13.417 per $1,000 (1.3417% monthly, or up to about 16.1% per year) on each monthly payment date, but only if on the related observation date every underlier is at least 75% of its initial level. If any underlier is below that threshold, no coupon is paid for that month.
The notes can be automatically called starting in July 2026 if all underliers are at or above their initial levels, in which case holders receive $1,000 per note plus the applicable coupon. If not called, principal repayment at maturity in 2032 depends on the worst-performing underlier: full principal is returned if each underlier is at least 60% of its initial level, but if any underlier falls more than 40%, repayment is reduced in line with that loss and investors can lose their entire investment. The estimated value on the trade date is expected to be $885–$925 per $1,000 face amount.
GS Finance Corp. is offering $8,211,000 of callable S&P 500® Index-linked notes due January 18, 2028, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and may be redeemed by the issuer at par plus a call premium of 12%–23% on monthly call dates from January to December 2027.
If not redeemed, the maturity payment per $1,000 depends on S&P 500® performance from the January 12, 2026 trade date to the January 10, 2028 determination date. Gains are leveraged at 120% when the index finishes above the 6,977.27 initial level. If the final level is between 85% and 100% of the initial level, investors receive $1,000. Below 85%, losses accelerate at an effective buffer rate of about 117.65%, and investors can lose their entire principal.
The estimated value at pricing is approximately $983 per $1,000, reflecting fees and hedging costs. Investors bear the unsecured credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc., and face complex and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2028 tied to the Nasdaq-100, Russell 2000 and S&P 500 indexes. Investors receive monthly contingent coupons of at least $8.542 per $1,000 face amount when the closing level of each index is at least 80% of its initial level on the relevant observation date. The notes can be automatically called quarterly if each index is at or above its initial level, returning $1,000 per note plus the due coupon. If held to maturity and the worst-performing index finishes at or above 70% of its initial level, investors receive full principal; if it finishes below 70%, repayment is reduced one-for-one with that index’s loss, and investors may lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and the issuer states the estimated value on the trade date is less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due 2031 tied to the Russell 2000® Index and the S&P 500® Index. These notes are unsecured debt of the issuer and guarantor.
The notes pay a quarterly coupon of at least $15 per $1,000 face amount (at least 1.5% per quarter, up to at least 6.00% per year) only if on each observation date both indexes are at or above 55% of their initial levels. If either index is below that trigger, the coupon for that quarter is $0.
At maturity, if not redeemed earlier, investors receive $1,000 per note only if the final level of each index is at or above 55% of its initial level. If either index finishes below this trigger buffer, repayment is reduced in line with the weaker index, and investors can lose up to 100% of principal. The issuer may redeem the notes at par plus any due coupon on any coupon payment date from August 2026 through November 2030.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $2,269,000 of medium-term notes linked to three equity indexes: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
The notes can pay a contingent monthly coupon of $9.167 per $1,000 face amount (0.9167% monthly, up to about 11.00% per year) if on each observation date all three indexes are at least 70% of their initial levelsautomatically called and repaid at $1,000 plus the coupon.
If the notes are never called, at maturity investors receive $1,000 per $1,000 face amount only if the worst-performing index is at or above 70% of its initial level. If the worst index finishes below that threshold, repayment is reduced in line with its loss, down to zero in extreme declines, so investors can lose their entire principal and may receive no coupons. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value at pricing is less than the 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes due in 2030. These notes pay no interest; instead, your payoff at maturity depends on the S&P 500® performance between an expected trade date of January 30, 2026 and an expected determination date of July 30, 2030.
If the index rises, you receive your $1,000 face amount plus 100% of the index gain, but this is capped at a maximum settlement amount of at least $1,483 per $1,000. If the index is flat or down, you receive the greater of the index-based amount or a minimum settlement amount of $900, so you can lose up to 10% of principal.
The estimated value on the trade date is expected to be between $895 and $945 per $1,000, below the issue price, reflecting dealer compensation, structuring fees and other costs. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes that pay no interest and return a cash amount at maturity based on index performance between the expected trade date of January 30, 2026 and the determination date of July 30, 2031. The expected stated maturity date is August 4, 2031.
For each $1,000 face amount, if the S&P 500® rises, investors receive $1,000 plus 100% of the index gain, but the payout is capped at a maximum settlement amount of at least $1,480 and corresponds to a cap level of at least 148% of the initial index level. If the index is flat or down, investors receive the greater of $900 and $1,000 plus the index return, so losses are limited to 10% of face value if held to maturity.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is expected to be between $885 and $925 per $1,000, lower than the original issue price, and secondary market prices may be further reduced by underwriting discounts, fees and market factors.