Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes that pay no interest and return a cash amount at maturity based on index performance between the expected trade date of January 30, 2026 and the determination date of July 30, 2031. The expected stated maturity date is August 4, 2031.
For each $1,000 face amount, if the S&P 500® rises, investors receive $1,000 plus 100% of the index gain, but the payout is capped at a maximum settlement amount of at least $1,480 and corresponds to a cap level of at least 148% of the initial index level. If the index is flat or down, investors receive the greater of $900 and $1,000 plus the index return, so losses are limited to 10% of face value if held to maturity.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is expected to be between $885 and $925 per $1,000, lower than the original issue price, and secondary market prices may be further reduced by underwriting discounts, fees and market factors.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable fixed and floating rate notes expected to mature on January 30, 2033. The notes pay quarterly interest at a fixed 8.00% per annum from January 30, 2026 to January 30, 2027, then switch to a floating rate tied to the 10-year Constant Maturity Treasury.
During the floating period, quarterly interest equals 8 times (5.25% minus the 10-year CMT rate), subject to a minimum rate of 0.00% and a maximum of 16.00% per annum. If the 10-year CMT is 5.25% or higher on an interest determination date, no interest is paid for that quarter. Investors are effectively betting that the base rate will stay below 5.25% on each determination date.
The issuer may redeem the notes at 100% of face amount plus accrued interest on any quarterly interest payment date on or after January 30, 2027, which can shorten the investment term. The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and the guarantor. The estimated value at pricing is expected to be between $906.5 and $956.5 per $1,000 face amount, reflecting underwriting discounts, expenses and hedging costs. The notes will be treated as contingent payment debt instruments for U.S. federal income tax purposes and may have limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon notes linked to the Russell 2000® Index and the S&P 500® Index, maturing in 2031. The notes pay a quarterly coupon of at least $18.75 per $1,000 (at least 1.875% per quarter, up to at least 7.5% per year) only if, on each observation date, the closing level of both indices is at or above 55% of its initial level; otherwise that period’s coupon is zero.
At maturity, if the notes have not been redeemed and each index is at or above its 55% trigger buffer level, investors receive back the full $1,000 principal per note. If either index finishes below its trigger buffer, repayment is reduced one-for-one with the percentage decline of the weaker index, and investors can lose their entire investment. The issuer can redeem the notes at par on any coupon payment date from August 2026 through November 2030, and investors bear the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering unsecured structured notes linked to the common stock of Western Digital, Micron Technology and Carvana Class A. The notes can pay contingent monthly coupons of $6.875 per $1,000 face amount (0.6875% per month, up to 8.25% per year) whenever all three stocks are at or above 75% of their initial prices on the relevant observation date; otherwise the coupon for that month is zero.
The notes may be automatically called starting in January 2027 if, on a call observation date, each stock is at or above its initial price, in which case investors receive $1,000 per $1,000 face amount plus the applicable coupon and no further payments. If not called, at maturity on the expected January 31, 2033 date investors receive $1,000 per $1,000 face amount plus any final coupon, but there is no protection against missing coupons. The estimated value on the trade date is expected to be between $885 and $925 per $1,000, reflecting fees, hedging costs and model assumptions, and the notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering zero-coupon structured notes linked to an equally weighted basket of 8 large-cap stocks, with an initial aggregate face amount of $5,595,000. The notes pay no interest and may be automatically called on January 22, 2027 if the basket level is at or above 100, returning $1,162.5 per $1,000 on January 27, 2027. If not called, at maturity on January 13, 2028 investors receive: enhanced upside of 125% of any positive basket return, full principal back if the basket is down by up to 15%, and buffered downside exposure below that level using a buffer rate of approximately 117.65%. The estimated value at pricing is approximately $949 per $1,000 face amount, below the 100% issue price, reflecting fees, costs and dealer economics.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, zero-coupon notes linked to an equally weighted basket of five large healthcare stocks: AbbVie, Eli Lilly, Regeneron, UnitedHealth Group and Vertex. The aggregate face amount is $8,028,000, with an original issue price of 100% of face, a 1.5% underwriting discount and 98.5% net proceeds.
The notes may be automatically called on January 22, 2027 if the basket level is at or above the initial level of 100, paying $1,120 per $1,000 on January 27, 2027. If not called, at maturity on January 13, 2028 investors get $1,000 plus 125% of any positive basket return, $1,000 if the basket has fallen by up to 15%, and a loss amplified by a buffer rate of about 117.65% for declines beyond 15%, with the potential for total principal loss.
The notes pay no interest and do not pass through dividends on the stocks. They are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The estimated value on the trade date is approximately $961 per $1,000 face amount, below the issue price, reflecting fees, hedging costs and model assumptions, and secondary market prices may be lower and less liquid.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing medium-term notes linked to the Dow Jones Industrial Average, Russell 2000 Index and S&P 500 Index, with an aggregate face amount of $16,949,000. These auto-callable notes can pay a contingent monthly coupon of $8.334 per $1,000 face amount (0.8334% monthly, up to about 10% per year) when on a coupon observation date the closing level of each index is at least 70% of its initial level.
If on any quarterly call observation date each index is at or above its initial level, the notes are automatically called and investors receive $1,000 per note plus the applicable coupon. If the notes are not called, the amount repaid at maturity in April 2030 depends on the worst-performing index. If that index is at or above 65% of its initial level, principal is returned in full. If it is below 65%, repayment is reduced one-for-one with the index loss, so investors can lose up to their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp. is offering $816,000 of auto-callable notes linked to the common stock of NVIDIA, Celestica and Tesla, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay monthly conditional coupons of $17.209 per $1,000 face amount (1.7209% monthly, with potential of about 20.65% per year) only when the closing price of each stock on an observation date is at least 50% of its initial price.
The notes can be automatically called from January 2027 through December 2028 if all three stocks are at or above their initial prices, returning the $1,000 face amount plus the applicable coupon. If not called, principal repayment in January 2029 depends on stock performance: if all final prices are below initial levels and the worst stock finishes under 50% of its initial price, repayment is reduced one-for-one with that worst return and can fall to zero, so investors may lose their entire investment. The initial issue price is 100% of face, with a 1.25% underwriting discount and 98.75% net proceeds, and the estimated value on the trade date is about $966 per $1,000.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium‑term notes linked to the lower performer of the SPDR Gold Trust and the S&P 500 Index, maturing on February 3, 2028. Each security has a $1,000 face amount and pays no interest or dividends.
At maturity, if the lowest performing underlier is above its starting value, investors receive $1,000 plus at least 175% of that percentage gain. If it is down but by no more than the 15% buffer, investors receive the $1,000 face amount. If it falls more than 15%, repayment is reduced 1‑for‑1 beyond the buffer and investors can lose up to 85% of principal. The estimated initial value is between $900 and $930 per $1,000, reflecting structuring costs and dealer compensation, and the notes are unsecured, unsubordinated obligations subject to the credit risk of GS Finance Corp. and the guarantor, with no exchange listing and are intended to be held to maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering structured notes linked to the iShares® Ethereum Trust ETF, giving indirect exposure to the price of ether. The notes pay no interest and return at least the $1,000 face amount at maturity, expected on February 4, 2031, subject to issuer and guarantor credit risk.
If the ETF rises, investors receive a positive return equal to the ETF’s gain with a 100% participation rate, but payments are capped at a maximum settlement amount of $1,690 per $1,000 when the ETF reaches 169% of its initial level. If the ETF is flat or down, only face value is paid. The estimated value at pricing is expected between $885 and $935 per $1,000, reflecting fees and dealer economics.
The filing highlights significant risks tied to ether and digital assets, including extreme volatility, regulatory uncertainty, custodial and security issues, and potential market manipulation, as well as limited liquidity for the notes and complex U.S. tax treatment as contingent payment debt instruments.