Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2029 as part of its Medium-Term Notes, Series N program. The notes are expected to pay interest at 4.25% per annum from the expected original issue date of January 30, 2026 to the expected stated maturity date of July 30, 2029, with interest payable semiannually on January 30 and July 30 each year.
Goldman Sachs may redeem the notes, in whole but not in part, on specified quarterly redemption dates starting on July 30, 2026 at a price equal to 100% of the outstanding principal amount plus accrued and unpaid interest. The notes will be issued only in book-entry form through DTC and are unsecured senior debt of The Goldman Sachs Group, Inc., not bank deposits and not insured by any governmental agency. Sales are subject to various distribution and investor eligibility restrictions in the EEA, United Kingdom, Hong Kong, Singapore, Japan and Switzerland, and Goldman Sachs & Co. LLC will act as underwriter, with the relationship treated as a conflict of interest under FINRA Rule 5121.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering trigger autocallable GEARS linked to the common stock of Advanced Micro Devices, Inc. (AMD). The $10-denominated notes offer 1.50x leveraged upside participation if, at maturity, AMD’s final price is above its initial price and the notes have not been called. A downside threshold is set at 75.00% of the initial AMD price; if AMD finishes below this level, investors are fully exposed to AMD’s decline and can lose their entire principal.
The notes may be automatically called after about one year if AMD’s price is at least 100.00% of its initial level, paying $10 plus a call return expected to be between 34.50% and 36.50%. The securities pay no coupons, are unsecured and unsubordinated obligations, are not listed on any exchange, and carry both market risk tied to AMD and credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is expected to be between $9.35 and $9.65 per $10 face amount, below the 100.00% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured Trigger Autocallable GEARS notes linked to the common stock of Broadcom Inc. The notes are issued at 100% of face amount in $10 denominations, with underwriting discounts of 2.50% of face and net proceeds of 97.50% of face to the issuer. The estimated value is between $9.30 and $9.60 per $10 face amount.
The notes may be automatically called on the call observation date on January 28, 2027 if Broadcom’s share price is at or above 100% of the initial price, paying $10 plus $10 times a call return expected between 30.50% and 32.50%. If not called, at maturity on January 25, 2029 holders get $10 plus 1.5 times any positive stock return, $10 back if the final price is between 75.00% and 100.00% of the initial price, or a loss matching the full negative stock return if the final price is below the 75.00% downside threshold.
The notes pay no interest or dividends, can result in a total loss of principal, and all payments depend on the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc. The minimum initial investment is $1,000, and the securities are not listed on any exchange, so liquidity may be limited.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering notes whose payoff depends on the worst performer among L3Harris, RTX and Lockheed Martin common stocks. The notes pay no interest and return cash only at maturity, expected to be January 26, 2028.
If all three stocks finish at or above their initial prices, investors receive $1,000 plus 4.025 times the return of the worst-performing stock. If any stock is down but all remain at or above 90% of their initial prices, investors receive only the $1,000 face amount. If any stock closes below 90% of its initial price, repayment is reduced in line with the worst stock’s loss, and investors can lose their entire investment.
The estimated value at pricing is expected to be between $925 and $965 per $1,000 face amount, reflecting upfront fees and hedging costs, and the notes carry the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable equity-linked notes maturing in February 2029. The notes pay no interest and return at least the $1,000 face amount at maturity, subject to the credit risk of the issuer and guarantor.
The payoff is linked to the lesser performer of Alphabet Class C, Meta Class A, and NVIDIA common stock. If on the determination date the final price of each stock is above its initial price, investors receive $1,000 plus 3 times the percentage gain of the worst-performing stock, applied to $1,000. If any stock finishes at or below its initial price, only the $1,000 face amount is paid.
GS Finance Corp. may redeem the notes in whole on monthly call dates from February 2027 through January 2029 at $1,000 plus a preset call premium, capping upside if called. The estimated value on the trade date is expected to be $890–$920 per $1,000, and the notes are treated as contingent payment debt instruments for U.S. tax purposes.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering ETF-linked notes due on an expected stated maturity date of January 25, 2029. These notes pay no interest and their payoff depends on the least performing of three State Street sector ETFs: Energy (XLE), Utilities (XLU) and Consumer Staples (XLP).
If, on the determination date, all three ETFs are at or above their initial levels, holders receive $1,000 plus 5.495 times the return of the worst-performing ETF. If any ETF is below its initial level but all remain at or above 85% of initial, investors receive only the $1,000 face amount. If any ETF finishes below 85% of its initial level, principal is reduced using a buffer rate of approximately 117.65%, so losses accelerate below that threshold and investors could lose their entire investment.
The notes expose holders to equity market risk in these sectors and to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is expected to be between $925 and $955 per $1,000 face amount, reflecting fees, hedging and issuer funding costs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500® Index. These notes pay no interest and the cash you receive at maturity depends entirely on index performance between the trade date and the determination date.
If the S&P 500 final level is above its initial level, you receive your $1,000 face amount plus 300% of the index gain, but only up to a maximum settlement amount expected to be between $1,177.90 and $1,208.80 per $1,000 note. If the index finishes at or above 90% of its initial level, you get back your full face amount. If it falls below 90%, you lose principal, at roughly 1.1111% of face for every 1% the index ends below the buffer level, and you could lose your entire investment.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The notes will not be listed on any exchange, their estimated value at pricing will be less than the issue price, secondary market liquidity may be limited, and the U.S. federal income tax treatment is uncertain.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable 10-year notes whose interest depends on the 10-year Constant Maturity Treasury (CMT) rate. Interest is paid quarterly from an expected original issue date of January 22, 2026 to an expected maturity on January 22, 2031, using a range-accrual formula.
For each interest period, the annualized rate equals the fraction of scheduled U.S. government securities business days when the 10-year CMT rate is at or below 4.50%, multiplied by an interest factor of 7.65%. If the 10-year CMT rate is above 4.50% on every reference date in a period, no interest is paid for that quarter. The notes are callable at 100% of face amount plus accrued interest on any quarterly interest payment date on or after January 22, 2028. At maturity, if not redeemed, investors receive the face amount plus any accrued interest, subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
The estimated value at pricing is expected to be between $935.5 and $975.5 per $1,000 face amount, reflecting structuring costs, dealer compensation and model-based valuation. The document highlights risks including potential zero-interest periods, issuer call risk, limited or no secondary market, sensitivity to interest rate movements and reference-rate volatility, and uncertainty in U.S. federal income tax treatment, which is expected to follow variable rate debt instrument rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes tied to Class A shares of Rivian Automotive, Inc. The notes run to January 2029 unless they are automatically called earlier.
Investors receive quarterly contingent coupons only when Rivian’s share price on the observation date is at or above 55% of the initial level. The notes are automatically called, returning principal plus the applicable coupon, if Rivian’s price is at or above the initial level on any call observation date.
If the notes are not called, and Rivian’s final level is at least 55% of the initial level, investors receive full principal back. If the final level is below 55%, repayment is reduced in line with the stock’s loss, and investors can lose their entire investment. The documents highlight credit risk of GS Finance Corp. and Goldman Sachs, limited liquidity, estimated value below issue price, and uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Alphabet Class C, NVIDIA, Meta Platforms Class A and AMD common stock. The notes mature on an expected stated maturity date of February 6, 2031, unless automatically called between January 2027 and December 2030 when the closing price of each stock is at or above its initial price on a call observation date.
The notes pay variable monthly coupons. If on an observation date each stock closes at or above 80% of its initial price, holders receive a maximum coupon of $7.5 per $1,000 face amount (0.75% monthly, up to 9% per year). If any stock is below 80% of its initial price, only a minimum coupon of $0.209 per $1,000 (0.0209% monthly, up to about 0.25% per year) is paid. At maturity, investors receive $1,000 per $1,000 face amount plus the final coupon.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and the guarantor. The estimated value on the trade date is expected to be between $850 and $890 per $1,000 face amount, reflecting costs and dealer compensation, and may differ from secondary market prices.