Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering $1,287,000 of buffered index-linked notes in two tranches tied to major U.S. equity indices. One note references the S&P 500® Index with a $738,000 aggregate face amount, 100% upside participation, a 15% downside buffer (buffer level 85% of the initial level 6,602.99) and a cap that limits the maximum payment to $1,490 per $1,000 at maturity. The second note references the Russell 2000® Index with a $549,000 face amount, 100% upside participation, the same 15% buffer (buffer level 85% of the initial level 2,369.587) and a higher cap of $1,621.5 per $1,000.
The notes pay no interest and return at least principal only if the final index level on the November 21, 2030 determination date is at or above the 85% buffer; below that, losses mirror index declines beyond the 15% buffer, so holders can lose a substantial portion of principal. Maturity is scheduled for November 26, 2030. The initial issue price is 100% of face, with a 4.125% underwriting discount and net proceeds of 95.875% to the issuer. Estimated values are $931 and $923 per $1,000, reflecting structuring and distribution costs, and secondary market liquidity and pricing are not assured. The notes are unsecured obligations of GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., and are intended to be treated as pre-paid derivative contracts for U.S. federal income tax purposes.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2055 as part of its Medium-Term Notes, Series N. The notes are expected to pay fixed interest of 5.45% per annum from the original issue date, expected to be December 16, 2025, to the stated maturity date, expected to be December 16, 2055. Interest is expected to be paid once a year on December 16, with the first payment expected on December 16, 2026.
Goldman Sachs may, at its option, redeem the notes early, in whole but not in part, on each March 16, June 16, September 16 and December 16 on or after December 16, 2030, at 100% of the outstanding principal amount plus accrued and unpaid interest to but excluding the redemption date. The notes will be issued in book-entry form through DTC and will not benefit from any sinking fund. They are unsecured obligations of The Goldman Sachs Group, Inc., are not bank deposits, and are not insured by the FDIC or any governmental agency.
The Goldman Sachs Group, Inc. (GS) is offering callable fixed rate notes due 2030 as part of its Medium-Term Notes, Series N. The notes are expected to pay interest at a fixed rate of 4.20% per annum from the original issue date, expected to be December 16, 2025, to but excluding the stated maturity date, expected to be November 29, 2030, with annual interest payments expected each December 16 and at maturity.
Goldman Sachs may redeem the notes, in whole but not in part, at 100% of principal plus accrued interest on quarterly redemption dates on or after December 16, 2026, after at least five business days’ notice. The notes are unsecured senior debt obligations, issued in book-entry form through DTC, are not bank deposits, and are not insured by the FDIC or any governmental agency. U.S. holders generally will be taxed on interest as ordinary income, and the notes are subject to FATCA withholding rules.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $13,495,000 of medium‑term notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes offer 100% repayment of face amount at maturity (subject to issuer and guarantor credit) and a 100% upside participation rate if the index ends above its initial level.
The notes may be automatically called each year if the index closes at or above rising call levels, paying $1,000 plus a call premium (from 10.35% on the first call date up to 62.10% on the last). They pay no periodic interest, and index returns are reduced by an ongoing 0.65% per annum deduction and by the index’s excess‑return structure over the federal funds rate.
The original issue price is 100% of face amount, including a 4.625% underwriting discount, while Goldman’s estimated value on the trade date is $889 per $1,000 note. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, requiring accrual of ordinary income over their term based on a comparable yield.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,050,000 of structured notes linked to the common stock of Microsoft and the Class C stock of Alphabet. The notes pay no interest and return at maturity depends solely on the lesser performing stock between trade date and the November 21, 2028 determination date.
If both stocks rise, investors receive principal plus 2.4805 times the lower stock’s percentage gain, up to maturity, using initial prices of $487.12 for Microsoft and $292.99 for Alphabet set on November 19, 2025. If either stock’s return is negative, the note’s return is negative on a one‑for‑one basis, and investors can lose up to their entire principal.
The estimated value at pricing is about $974 per $1,000 face amount, below the 100% issue price, reflecting an underwriting discount of 1% of face plus up to 0.8% structuring fee. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp, guaranteed by The Goldman Sachs Group, Inc., is offering $637,000 aggregate face amount of auto-callable notes linked to Astera Labs and AMD common stock. The notes pay no interest and mature on November 29, 2030, but can be automatically called starting November 23, 2026 if both stocks close at or above their initial prices of $141.80 (ALAB) and $203.78 (AMD). In that case, investors receive $1,000 plus a call premium per note, with scheduled premiums from 12.25% up to 49%.
If the notes are never called and on the final determination date both stocks are above their initial prices, the maturity payment equals $1,000 plus 100% of the gain of the lesser-performing stock; otherwise investors receive only the $1,000 face amount. The estimated value is about $927 per $1,000 at pricing, versus a 100% issue price, reflecting structuring and distribution costs including a 3.625% underwriting discount (net proceeds 96.375%). Payments depend on the credit of GS Finance Corp and the guarantor, and the notes may have limited or illiquid secondary trading and values sensitive to stock prices, volatility, interest rates and credit spreads.
GS Finance Corp, fully guaranteed by The Goldman Sachs Group, Inc., is offering $30,651,000 of auto-callable notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes have a $1,000 face amount, do not pay interest, and can be automatically called annually if the index is at or above 101% of its initial level, paying back $1,000 plus a call premium that steps up from 7.25% to 43.50%.
If the notes are never called, at maturity investors receive $1,000 plus 100% of any positive index return; if the index is flat or down, they receive only the face amount, so principal is repaid but there is no downside participation in the index. The index itself is a rules-based, volatility- and momentum-controlled portfolio with a 0.65% per year deduction and frequent allocations to cash-like positions, which can limit upside.
The original issue price is 100% of face, but the issuer’s estimated value is $893 per $1,000, reflecting underwriting discounts and structuring costs. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, meaning taxable ordinary income accrues over time based on a 4.63% comparable yield, even though cash is typically only paid on call or at maturity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable S&P 500® Index-linked notes that do not pay interest and are scheduled to mature in late 2031 unless redeemed earlier. The notes are issued in $1,000 denominations and return at least the face amount at maturity if held to the stated maturity date.
The payoff is tied to the S&P 500® Index: if the index is higher on the determination date than on the trade date, holders receive $1,000 plus 100% of the index gain; if the index is flat or lower, they receive $1,000. The issuer may redeem the notes in whole on monthly call dates starting in 2026, paying $1,000 plus an increasing call premium. The estimated value at pricing is disclosed as between $850 and $890 per $1,000 face amount, and payments are subject to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering auto-callable structured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing on November 29, 2030. The notes pay quarterly contingent coupons of $27 per $1,000 (2.7% per quarter, up to 10.8% per year) whenever the index is at or above 60% of its initial level of 439.49 on an observation date.
Starting in November 2026, the notes are automatically called if the index is at or above the initial level on an observation date, returning the $1,000 face amount plus the due coupon. If held to maturity and not called, principal is protected only down to the 50% trigger buffer; below that, losses match the index decline and you could lose your entire investment.
The underlier uses leverage of up to 500% and a daily 6% per annum decrement, which can magnify losses and drag on performance. The aggregate face amount at issuance is $174,000, the issue price is 100% of face, the underwriting discount is 4.25%, and the estimated value is about $911 per $1,000. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $531,000 of index-linked notes due November 27, 2028 tied to the Russell 2000® Index and the S&P 500® Index. The notes pay no interest and repay a variable amount at maturity based on the lesser-performing index from the trade date to the determination date.
Each $1,000 note has a 15% downside buffer: as long as both indexes finish at or above 85% of their initial levels, holders receive at least their principal, and if either index is modestly down, they gain the absolute value of the lesser loss. Upside is fully participated but capped by a maximum settlement amount of $1,540 per $1,000, which corresponds to a 54% maximum gain.
If the lesser-performing index falls more than 15% from its initial level, principal is reduced one-for-one beyond that buffer, so investors can lose a substantial portion of their investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and their estimated value at pricing is approximately $952 per $1,000 face amount.