Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® Index-linked notes with an aggregate face amount of $402,000 under its Medium-Term Notes, Series F program.
The notes return the face amount at maturity if the S&P 500® final level is equal to or below the initial level of 6,602.99. If the final level is higher, the payoff equals the index return on a 1:1 basis but is capped at a maximum settlement amount of $1,142.50 per $1,000 face amount, limiting upside to 14.25%, and the notes pay no periodic interest.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and may trade below face value before maturity. For U.S. tax purposes they are treated as contingent payment debt instruments; holders must accrue ordinary income over the term based on a comparable yield of 4.1217% per annum and a projected maturity payment of $1,120.30 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $4,018,000 of leveraged callable notes linked to the S&P 500® Futures Excess Return Index, maturing on November 26, 2031. The notes pay no interest and return at least the $1,000 face amount at maturity.
If the index rises above the initial level of 539.99, investors receive $1,000 plus 1.25 times the positive index return; if the index is flat or down, they receive $1,000. Goldman may redeem the notes monthly starting in 2026 at 100% of face value plus a fixed call premium that steps up from 12% to 71% over the call schedule.
The original issue price is 100% of face amount, with a 4.125% underwriting discount and net proceeds of 95.875% to the issuer. The estimated value at pricing is approximately $917 per $1,000, reflecting fees, hedging and model assumptions. Payments depend on the index and the credit of GS Finance Corp. and its guarantor; the notes are unsecured, not insured, and will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $2,383,000 of leveraged buffered index-linked notes in two tranches tied separately to the S&P 500 Index and the Russell 2000 Index. The S&P 500 tranche has a $2,113,000 face amount and the Russell 2000 tranche has $270,000 face amount, each in $1,000 denominations and maturing on May 25, 2028.
The notes pay no interest. At maturity, investors get $1,000 plus or minus an amount based on index performance from the November 21, 2025 trade date, with 200% upside participation but capped at a maximum of $1,204 per $1,000 for the S&P 500 notes and $1,265 for the Russell 2000 notes. A 10% downside buffer (buffer level 90% of the initial index level) partially protects principal, but if the final index level falls below this buffer, principal loss is linear beyond that point and can be substantial.
The estimated value at issuance is $952 per $1,000 for the S&P 500 notes and $949 for the Russell 2000 notes, below the 100% issue price due to fees and structuring costs. Repayment depends on the unsecured credit of GS Finance Corp. and its guarantor, and there may be limited or no secondary market liquidity.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering index-linked notes with an aggregate face amount of $504,000. The notes pay no interest and return at least the face amount at the stated maturity date of November 27, 2028, subject to the issuer’s and guarantor’s credit risk.
The payoff depends on the Goldman Sachs Momentum Builder ® Focus ER Index. If the final index level exceeds the initial level of 109.44, investors receive $1,000 plus $1,000 × the 267.5% upside participation rate × index return; otherwise they receive $1,000 per note. The index is a daily rebalanced, multi-asset strategy that targets 5% volatility and is calculated on an excess return basis over the federal funds rate, with an additional 0.65% per annum deduction that can materially reduce performance, especially when the index allocates heavily to cash-like positions.
The original issue price is 100% of face amount, with a 3.18% underwriting discount and 96.82% net proceeds to the issuer. For U.S. tax purposes, the notes are treated as contingent payment debt instruments, with a comparable yield of 4.12% per annum and a projected maturity payment of $1,132.31 per $1,000 note used to compute taxable income over the term.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $1,305,000 of callable buffered notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are scheduled to mature on November 26, 2030, unless redeemed early at 100% of face amount plus a call premium on specified monthly call payment dates.
At maturity, if not called, each $1,000 note pays based on index performance from the November 21, 2025 trade date to the November 12, 2030 determination date. Returns are 1.53x the positive index return when the final level is at or above the initial 539.99 level; if the final level is between 80% and 100% of the initial level, investors receive the absolute value of the index return. Below 80% of the initial level, principal is reduced beyond a 20% buffer and losses can reach 80% of face amount.
The estimated value is approximately $926 per $1,000 face amount, below the 100% original issue price. The underwriting discount is 4.125% of face amount, with net proceeds of 95.875% to the issuer. Payments depend on the credit of GS Finance Corp. and the guarantor, and the notes will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering an autocallable structured note linked to Arm Holdings ADS, Vistra Corp. and Dow Inc. stock. The note has an aggregate face amount of $667,000 and matures on November 29, 2028, unless automatically called starting in November 2026 if each stock is at or above its initial price.
Investors may receive a conditional monthly coupon of $12.084 per $1,000 face amount (about 14.5% per year) only when all three stocks are at or above 60% of their initial prices. Principal repayment depends on a trigger and buffer structure based on the worst-performing stock, and investors can lose a substantial portion of principal if a trigger occurs and that stock finishes below 80% of its initial price. The estimated value at pricing is about $914 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and Goldman Sachs.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged callable notes linked to the S&P 500® Futures Excess Return Index. The notes pay no interest and are expected to mature on January 2, 2031, unless redeemed early.
The issuer may redeem the notes monthly from January 2027 to December 2030 at 100% of face amount plus a call premium that starts at least at 10.0008% and reaches at least 49.1706%. If not redeemed, each $1,000 note pays $1,000 plus 1.9 times any positive index return; if the index return is zero or negative, investors receive $1,000.
The estimated value at pricing is expected between $850 and $890 per $1,000 face amount, reflecting fees and hedging costs. Payments depend on the performance of E-mini S&P 500 futures, the credit of GS Finance Corp. and Goldman Sachs, and complex tax rules for contingent payment debt instruments.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $1,475,000 of index-linked notes due November 26, 2027 tied to the S&P 500 Index and the Russell 2000 Index. The notes pay no interest. At maturity, investors receive $1,000 per note if either index finishes below its initial level, or a capped amount of $1,128.50 per $1,000 if both indices are at or above their initial levels, regardless of how far they rise. The initial index levels are 6,602.99 for the S&P 500 and 2,369.587 for the Russell 2000, measured on the November 21, 2025 trade date. The estimated value is about $986 per $1,000 at pricing, reflecting fees and hedging costs, and market value can fluctuate with index performance, interest rates and the credit of GS Finance Corp. The underwriting discount is 0.5%, so net proceeds to the issuer are 99.5% of face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER. The notes pay quarterly contingent coupons of at least $27.25 per $1,000 (2.725% per quarter, up to at least 10.9% per year) whenever the index is at or above 60% of its initial level on an observation date; otherwise no coupon is paid.
The notes can be automatically called starting in December 2026 if the index is at or above its initial level, returning the $1,000 face amount plus the due coupon. If not called, principal protection depends on the final index level: investors are fully repaid at maturity so long as the index is at or above 50% of its initial level, but lose one-for-one below that, up to a 100% loss of principal.
The underlier uses up to 500% leverage, volatility targeting and calendar-based signals, and is reduced by a 6.0% per annum daily decrement, which drags performance and can worsen losses. The estimated value on the trade date is expected between $850 and $890 per $1,000 face amount, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $399,000 of index-linked notes tied to the Goldman Sachs Momentum Builder® Focus ER Index. The notes can be automatically called after roughly one year if the index is at or above its initial level, paying $1,080 per $1,000 face amount (an 8% call payout). If not called, at maturity investors receive at least the $1,000 face amount, with upside of 300% of any positive index return; if the index is flat or lower, only principal is repaid. The issuer’s estimated value is $904 per $1,000, below the issue price, reflecting fees and structuring costs. The index uses daily rebalancing, volatility and momentum controls, and a 0.65% annual deduction, and can be heavily allocated to cash-like positions, which can limit performance. The notes pay no periodic interest and are subject to the credit risk of GS Finance Corp. and the guarantor.