Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2035 under its Medium-Term Notes, Series N program. The notes are expected to be issued on December 31, 2025 and to mature on December 14, 2035.
Holders are expected to receive interest at a fixed rate of 4.95% per annum, paid annually on the last calendar day of December and on the stated maturity date, with the first payment expected on December 31, 2026. Interest is calculated using a 30/360 (ISDA) day count convention.
Goldman Sachs may, at its option, redeem the notes in whole (but not in part) on specified quarterly redemption dates on or after June 30, 2027 at 100% of the outstanding principal amount plus accrued and unpaid interest to but excluding the redemption date. The notes are unsecured senior debt obligations, are not bank deposits, are not insured by any governmental agency, and are subject to U.S. federal income taxation rules and FATCA withholding as described.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering equity-linked notes tied to Apple and Amazon that pay no interest and may be automatically called in 2026. If both stocks are at or above their initial prices on the call observation date, holders receive $1,285.5 per $1,000 face amount and the notes end early. If not called, the 2028 maturity payment depends on the lesser performing stock: 150% participation if both finish above their initial prices, the absolute return if both stay at or above 70% but at least one is below its start, and one-for-one losses if either finishes below 70%, which can mean a total loss of principal. The estimated value at pricing is between $925 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable equity-linked notes due 2028 tied to Amazon, Alphabet Class A and NVIDIA stock. The notes pay no interest and can be automatically called quarterly if each stock is at or above its initial level on a call observation date, in which case investors receive principal plus a fixed call premium.
If the notes are not called, repayment at maturity depends on the worst-performing stock. Investors receive principal plus a 101.10% maturity premium if all final levels are at or above initial levels, full principal back if the worst stock stays at or above 50% of its initial level, and a loss matching the negative return of the worst stock if it falls below that 50% trigger, which can result in losing the entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, the S&P 500® Index and the State Street® Energy Select Sector SPDR® ETF. The notes may pay a monthly coupon of $6.667 per $1,000 face amount (0.6667% monthly, about 8% per year potential) only if on each observation date all three underliers are at or above 60% of their initial levels. If any underlier is below that level on an observation date, no coupon is paid for that month.
The notes can be redeemed by the issuer at 100% of face amount plus any due coupon on monthly payment dates from March 2026 through November 2028. If not redeemed, at maturity investors receive full principal plus the final coupon if each underlier is at or above 60% of its initial level; otherwise repayment is reduced in proportion to the loss of the worst-performing underlier, with the possibility of losing the entire investment. The indicative estimated value at pricing is expected to be $890–$920 per $1,000, below the issue price.
GS Finance Corp. is offering $20,363,000 of fixed coupon index-linked notes due June 16, 2027, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay $32.25 per $1,000 face amount on June 16, 2026, December 16, 2026 and at maturity, equal to 3.225% semi-annually, or up to 6.45% per year.
At maturity, in addition to the final coupon, each $1,000 note pays $1,000 if the Russell 2000® Index and Nasdaq-100 Index® are each at or above 75% of their initial levels of 2,559.608 and 25,776.44, respectively. If either index finishes below 75% of its initial level, the payoff is reduced using a buffer rate of approximately 133.33% based on the lesser performing index, and investors can lose some or all of their principal. Upside is capped at return of face amount; gains in the indices above their initial levels do not increase the cash settlement amount.
The notes are unsecured obligations of GS Finance Corp. and carry the credit risk of both the issuer and The Goldman Sachs Group, Inc. The estimated value at pricing is approximately $990 per $1,000 face amount, below the 100% issue price, with an additional $10 per $1,000 embedded in the initial secondary price that amortizes to zero by April 10, 2026. The notes are not bank deposits, are not insured, may have limited secondary liquidity and involve complex U.S. tax and regulatory considerations.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $7,500,000 of medium-term notes linked to the Nasdaq-100 Index®. Each note has a $1,000 face amount and pays no interest. At maturity on December 13, 2029, holders receive $1,000 plus the index return if the final index level is above the initial level, but the payoff is capped at a maximum settlement amount of $1,307.50 per $1,000. If the final index level is equal to or below the initial level, investors receive only the $1,000 face amount.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on an exchange, and may have limited secondary liquidity and volatile market value. For U.S. tax purposes they are treated as contingent payment debt instruments, with a comparable yield of 4.27% and a projected payment at maturity of $1,186.74 per $1,000, meaning investors may have to accrue taxable income before any cash is paid.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Astera Labs, Broadcom and Micron Technology. The notes pay a monthly coupon of $5.625 per $1,000 face amount (0.5625% monthly, up to 6.75% per annum) for any month in which the closing price of each index stock on the coupon observation date is at least 80% of its initial price.
The notes may be automatically called on monthly call observation dates from December 2026 through November 2027 if the closing price of each index stock is at or above its initial price, in which case investors receive the $1,000 face amount plus the applicable coupon. If not called, the notes are scheduled to mature on December 23, 2027, paying $1,000 per $1,000 face amount plus any final coupon.
The estimated value at pricing is expected to be between $925 and $955 per $1,000, below the issue price, reflecting fees and hedging costs. Key risks include the possibility of receiving no coupons, exposure to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., limited anti-dilution protection, and potentially limited or illiquid secondary market trading.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, the Nasdaq-100 Index® and the State Street® Energy Select Sector SPDR® ETF. The notes are expected to run until December 24, 2030, but may be automatically called quarterly starting in June 2026 if each underlier is at or above its initial level.
Investors can receive a contingent monthly coupon of $8.75 per $1,000 face amount (0.875% monthly, up to 10.5% per year) when all underliers are at least 70% of their initial levels on the observation date; otherwise no coupon is paid. At maturity, if not called, principal repayment depends on the worst-performing underlier: full principal is returned if each is at least 50% of its initial level, but losses match the negative return of the worst underlier below that threshold, with the possibility of losing the entire investment. The estimated value at pricing is expected to be $885–$925 per $1,000, and all payments are subject to the credit risk of the issuer and guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering long‑dated floating rate notes maturing on January 22, 2066. Each note has a $1,000 face amount and pays quarterly interest at compounded SOFR plus 0.20% per year, with a minimum interest rate of 0.00%.
Starting January 22, 2028, holders may elect to have all or part of their notes redeemed once per year on specified January interest payment dates, subject to a $10,000 minimum per redemption. Early redemptions before January 22, 2037 pay between $970 and $990 per $1,000 face amount plus accrued interest, and redemptions from January 22, 2037 onward pay $1,000 plus interest. Payments depend on the credit of GS Finance Corp. and the guarantor, and the estimated initial value of the notes is expected to be below the $1,000 issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering auto-callable notes linked to the Russell 2000 Index, the Nasdaq-100 Technology Sector Index and the VanEck Semiconductor ETF. Investors can receive a fixed coupon of $13 per $1,000 (1.3% monthly, up to 15.6% per year) on each monthly payment date if on the related observation date the level of each underlier is at least 75% of its initial level.
The notes may be automatically called starting in June 2026 if on a call observation date each underlier is at or above its initial level, in which case investors receive $1,000 per note plus the applicable coupon. If the notes are not called, principal repayment at maturity depends on the worst-performing underlier. Full principal is returned if each underlier is at least 60% of its initial level; below that, repayment is reduced one-for-one with the lesser performing underlier, and investors can lose all of their investment. The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount, reflecting embedded fees and dealer margins.