The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Contingent Coupon Underlier-Linked Notes due 2029 under its Medium-Term Notes, Series F program. Each note has a $1,000 face amount and is linked to three underliers: the Dow Jones Industrial Average, the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF.
Investors may receive a monthly contingent coupon of $8.667 (0.8667% per month, up to about 10.40% per year) per $1,000, but only if on each coupon observation date the closing level of every underlier is at or above 70% of its initial level. The notes are automatically called, returning $1,000 plus the applicable coupon, if on a call observation date each underlier is at or above its initial level.
If the notes are not called, at maturity on August 17, 2029 investors receive $1,000 per note only if each underlier’s final level is at or above 60% of its initial level (trigger buffer level)100%. The notes are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., may have limited or no secondary market, and their estimated value at pricing will be less than the original issue price. The filing also highlights underlier-specific, market, liquidity and complex U.S. tax risks, including potential application of Section 1260 constructive ownership rules and FATCA withholding.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Callable Contingent Coupon Index-Linked Notes due 2028 tied to the Nasdaq-100, Russell 2000 and S&P 500 indices under its Medium-Term Notes, Series F program.
Investors receive a monthly contingent coupon of $8.625 per $1,000 (0.8625%, up to 10.35% per year) only if on each observation date every index is at or above its coupon trigger level of 65% of its initial level; otherwise the coupon is zero. Starting in November 2026, the issuer may redeem the notes in whole on any coupon payment date, paying $1,000 per note plus any due coupon.
If not redeemed, principal repayment on the February 10, 2028 stated maturity depends solely on the lesser performing index. If that index is at or above its 65% trigger buffer, investors receive $1,000 per note; if it is below 65%, repayment is $1,000 plus $1,000 times that index’s return, which can result in up to a 100% loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value on the trade date is lower than the original issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., offers autocallable notes due 2033 linked to the Goldman Sachs Momentum Builder Focus ER Index. The notes are issued at $1,000 face amount and may be automatically called annually starting in 2027 if the index closes at or above 101.25% of its initial level.
If called, investors receive $1,000 plus a fixed call premium (from 10.20% in 2027 up to 61.20% in 2032). If never called, at maturity holders receive $1,000 plus 100% of any positive index return; if the index is flat or down, they receive $1,000 only.
The index is a rules-based multi-asset strategy with daily rebalancing, a 5% volatility control, a momentum risk control overlay and total annual deductions of 0.65%, which can lead to large allocations to cash-like positions. The issuer’s estimated value on the trade date is $850–$890 per $1,000, below the issue price. The notes pay no interest, have limited liquidity and are subject to the credit risk of both GS Finance Corp. and its parent. For U.S. tax purposes they are treated as contingent payment debt instruments, generally requiring annual inclusion of ordinary income based on a “comparable yield.”
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable 10-Year CMT rate-linked range accrual notes due August 18, 2031. The notes are issued at 100% of face amount, with an expected trade date of August 14, 2026 and original issue date of August 18, 2026.
Monthly interest, starting around September 18, 2026, is variable and depends on the 10-year CMT rate. For each interest period, the annualized interest rate equals the 8.00% interest factor multiplied by the fraction of scheduled U.S. government securities business days when the 10-year CMT rate is at or below 5.25%. If the rate exceeds 5.25% on all such days in a period, no interest is paid for that month. Interest uses the 30/360 (ISDA) day count convention.
The issuer may redeem the notes, in whole, at 100% of face amount plus accrued interest on any monthly interest payment date on or after August 18, 2027. If not redeemed, investors receive face amount plus accrued interest at maturity. The estimated value at pricing is expected between $929.5 and $979.5 per $1,000, reflecting model-based valuation below issue price, and payments are subject to the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp. is offering index-linked notes due 2031, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the MSCI EAFE Index and the EURO STOXX 50® Index, with payoff based solely on the lesser performing underlier.
At maturity, for each $1,000 face amount, investors receive: (1) $1,000 plus 220% of the lesser performing underlier return if both final index levels exceed their initial levels; (2) $1,000 if any index is at or below its initial level but both stay at or above 70% of their initial levels (the trigger buffer level); or (3) $1,000 plus $1,000 times the lesser performing underlier return if any index finishes below its trigger buffer, exposing investors to 1:1 downside and up to 100% loss of principal. The notes do not pay interest and are subject to the credit risk of the issuer and guarantor, secondary-market and valuation risks, foreign market and currency-related risks, and uncertain U.S. tax treatment as a pre-paid derivative contract.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Buffered S&P 500 Index-Linked Notes due 2028 under its medium-term note program. The notes pay no interest and return a cash amount at maturity based on the S&P 500 Index level on the determination date relative to the initial level.
For each $1,000 note, if the index is at or above its initial level, investors receive $1,000 plus the index return, capped at a maximum upside settlement amount of $1,200. If the index is below the initial level but at or above the 80% buffer level, investors receive $1,000 plus the absolute index return, benefiting from declines up to the 20% buffer. If the index falls more than 20%, investors lose 1% of principal for every 1% the index ends below the buffer level and could lose a substantial portion of principal.
The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor. The issuer states the estimated value at pricing will be less than the 100% issue price, secondary market liquidity is uncertain, returns are capped, and the U.S. tax treatment is uncertain, with the notes intended to be treated as pre-paid derivative contracts.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering autocallable underlier-linked notes due August 29, 2031 as part of its Medium-Term Notes, Series F program. The notes are linked to the Russell 2000 Index, EURO STOXX 50 Index and the State Street Utilities Select Sector SPDR ETF.
The notes pay no interest. They are automatically called quarterly if each underlier is at or above its initial level, paying $1,000 plus a call premium (starting at 13.25% and rising to 62.9375% of face). If never called, and on the determination date each underlier is at or above its initial level, investors receive $1,000 plus a 66.25% maturity premium.
If at maturity any underlier finishes below its 60% trigger buffer level, repayment is reduced one-for-one with the lesser performing underlier’s return, and investors can lose their entire principal. Returns depend on issuer and guarantor credit, and the estimated value at pricing will be below the original issue price.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $849,000 of Medium-Term Notes, Series F, linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes. The notes pay a contingent monthly coupon of $8.625 per $1,000 (0.8625% monthly, up to 10.35% per annum) only if on each observation date every index is at or above 70% of its initial level.
The notes are subject to a quarterly automatic call if all indexes are at or above their initial levels, in which case investors receive $1,000 per note plus the applicable coupon. If not called, at maturity in July 2028 investors receive $1,000 per note only if every index is at or above its 70% trigger buffer level; otherwise repayment is reduced based on the lesser performing index, and investors can lose up to 100% of principal. The initial issue price is 100% of face amount, with a 2.225% underwriting discount and estimated value lower than the issue price, and the notes carry the credit risk of GS Finance Corp. and the guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured Trigger Autocallable GEARS linked to an equally weighted basket of 32 large-cap technology, semiconductor, data-center and payments stocks. Each security has a $10 face amount, with a minimum investment of $1,000, and matures on August 17, 2029 unless automatically called earlier.
The basket starts at an initial level of 100.00. If on the August 23, 2027 call observation date the basket is at or above 100% of its initial level, the notes are automatically called and pay $10 plus a 23.50% call return ($12.35 per $10), with no further upside. If not called, at maturity investors get $10 plus geared upside if the basket is above 100%, using an upside gearing set between 1.30 and 1.50. If the final basket level is between 75% and 100% of the initial level, principal is returned. Below 75%, repayment is reduced one-for-one with the basket loss, and investors can lose their entire investment.
The notes pay no coupons, do not provide dividends on component stocks, and are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value on the trade date is $8.90–$9.20 per $10, below the issue price, reflecting structuring costs and dealer compensation.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering equity-linked notes whose return is tied to an equally weighted basket of six alternative asset managers: Apollo Global Management, Ares Management, Blackstone, The Carlyle Group, KKR and TPG. The notes pay no interest and have an initial basket level of 100, with a determination date expected 13–15 months after trade and cash settlement on a stated maturity date two business days later.
At maturity, investors receive for each $1,000 face amount: if the basket return is positive, 300% participation in the basket gain, capped at a maximum settlement amount expected between $1,372.9 and $1,437.4; if the basket return is zero or negative, they are fully exposed one‑for‑one to basket losses and can lose their entire principal. The cap level is expected between 112.43% and 114.58% of the initial basket level. The estimated value on the trade date is expected between $930 and $960 per $1,000, reflecting upfront costs and model assumptions, and the notes are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.