Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering unsecured notes linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, maturing in December 2030 with monthly observation dates. The notes pay a contingent coupon of $11.25 per $1,000 face amount (1.125% monthly, up to 13.5% per annum) whenever the index closes at or above 50% of its initial level; otherwise no coupon is paid. Beginning in December 2026, the notes are automatically called if the index is at or above its initial level, returning the $1,000 face amount plus the coupon.
If the notes are not called, at maturity investors receive $1,000 per note when the final index level is at least 50% of its initial level, but lose principal in proportion to any decline below that threshold and can lose their entire investment. The index uses rules-based, leveraged exposure of up to 500% to S&P 500® futures and deducts a 6.0% per annum decrement, features that can magnify losses and cause underperformance versus the S&P 500® Index. The estimated value on the trade date is expected to be between $885 and $925 per $1,000 face amount, and all payments are subject to the credit risk of GS Finance Corp. and its guarantor, The Goldman Sachs Group, Inc.
GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering callable contingent coupon index-linked notes due 2027 tied to the Nasdaq-100, Russell 2000 and S&P 500 indexes.
The notes pay a monthly coupon of $8.625 per $1,000 face amount (0.8625% monthly, with the potential for up to 10.35% per annum) only if on each coupon observation date the closing level of every index is at or above 70% of its initial level; otherwise, no coupon is paid for that month. The issuer may redeem the notes at its option on specified quarterly coupon payment dates from March 2026 through September 2027 at $1,000 per note plus any coupon then due.
If the notes are not redeemed, principal repayment at maturity depends solely on the lesser performing index. If each index’s final level is at or above 70% of its initial level, investors receive $1,000 per note; if any index finishes below 70%, repayment is reduced in line with the worst index’s loss, and investors could lose their entire investment. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, may trade below the original issue price, offer no rights to the underlying index stocks, and carry uncertain U.S. tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Nasdaq-100 Index®, Russell 2000® Index and S&P 500® Index with an aggregate face amount of $3,591,000. The notes pay a contingent monthly coupon of $9.667 per $1,000 (0.9667% monthly, about 11.6% per year) only if on each observation date all three indexes stay at or above 70% of their initial levels.
The notes can be automatically called on scheduled dates starting March 9, 2026 if each index is at or above its initial level, in which case investors receive $1,000 per note plus the applicable coupon. If the notes are not called, the maturity payment on December 14, 2028 depends on the worst-performing index. If any index finishes below 70% of its initial level, principal is reduced one-for-one with that decline and investors can lose their entire investment.
The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and expose holders to both market risk in the three indexes and the issuers’ credit risk. The original issue price is 100% of face amount, with a 0.2% underwriting discount and 99.8% net proceeds to the issuer.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering stock-linked notes tied to shares of The Trade Desk, Oracle and Wix.com. The notes can pay contingent monthly coupons of $21 per $1,000 face amount (2.1% per month, up to 25.2% per year) whenever each stock closes at or above 50% of its initial price on the relevant observation date.
The notes may be automatically called from June 2026 through November 2028 if, on a call observation date, each stock is at or above 90% of its initial price. If that happens, holders receive $1,000 per $1,000 face amount plus the applicable accrued coupon and no further payments. If the notes are not called, principal repayment in December 2028 is based on the worst-performing stock: if each stock is at least 50% of its initial price, holders receive $1,000 plus the final coupon; if any stock is below 50%, repayment is reduced in line with the decline of the worst stock, no coupon is paid, and the entire investment can be lost.
The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount, below the 100% issue price, and secondary market values may differ from both the issue price and this estimated value.
GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes whose payments are tied to three stocks: Rocket Companies Class A, TG Therapeutics, and Constellation Brands Class A. The notes pay a contingent monthly coupon of $21.459 per $1,000 (2.1459% per month, up to about 25.75% per year) only when each stock closes at or above 60% of its initial price on the observation date.
The notes can be automatically called monthly from December 2026 to November 2028 if each stock is at or above its initial price, returning $1,000 per note plus the due coupon. If not called, at maturity in December 2028 investors receive $1,000 plus any final coupon if every stock is at or above 60% of its initial price; if the worst stock has fallen below 50%, principal is reduced in line with that stock’s loss and investors may lose most or all of their investment. The estimated value at pricing is expected between $925 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
The Goldman Sachs Group, Inc. is offering callable fixed rate notes due 2035 under its Medium-Term Notes, Series N program. The notes are expected to be issued on December 31, 2025 and to mature on December 14, 2035.
Holders are expected to receive interest at a fixed rate of 4.95% per annum, paid annually on the last calendar day of December and on the stated maturity date, with the first payment expected on December 31, 2026. Interest is calculated using a 30/360 (ISDA) day count convention.
Goldman Sachs may, at its option, redeem the notes in whole (but not in part) on specified quarterly redemption dates on or after June 30, 2027 at 100% of the outstanding principal amount plus accrued and unpaid interest to but excluding the redemption date. The notes are unsecured senior debt obligations, are not bank deposits, are not insured by any governmental agency, and are subject to U.S. federal income taxation rules and FATCA withholding as described.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering equity-linked notes tied to Apple and Amazon that pay no interest and may be automatically called in 2026. If both stocks are at or above their initial prices on the call observation date, holders receive $1,285.5 per $1,000 face amount and the notes end early. If not called, the 2028 maturity payment depends on the lesser performing stock: 150% participation if both finish above their initial prices, the absolute return if both stay at or above 70% but at least one is below its start, and one-for-one losses if either finishes below 70%, which can mean a total loss of principal. The estimated value at pricing is between $925 and $955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable equity-linked notes due 2028 tied to Amazon, Alphabet Class A and NVIDIA stock. The notes pay no interest and can be automatically called quarterly if each stock is at or above its initial level on a call observation date, in which case investors receive principal plus a fixed call premium.
If the notes are not called, repayment at maturity depends on the worst-performing stock. Investors receive principal plus a 101.10% maturity premium if all final levels are at or above initial levels, full principal back if the worst stock stays at or above 50% of its initial level, and a loss matching the negative return of the worst stock if it falls below that 50% trigger, which can result in losing the entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, the S&P 500® Index and the State Street® Energy Select Sector SPDR® ETF. The notes may pay a monthly coupon of $6.667 per $1,000 face amount (0.6667% monthly, about 8% per year potential) only if on each observation date all three underliers are at or above 60% of their initial levels. If any underlier is below that level on an observation date, no coupon is paid for that month.
The notes can be redeemed by the issuer at 100% of face amount plus any due coupon on monthly payment dates from March 2026 through November 2028. If not redeemed, at maturity investors receive full principal plus the final coupon if each underlier is at or above 60% of its initial level; otherwise repayment is reduced in proportion to the loss of the worst-performing underlier, with the possibility of losing the entire investment. The indicative estimated value at pricing is expected to be $890–$920 per $1,000, below the issue price.
GS Finance Corp. is offering $20,363,000 of fixed coupon index-linked notes due June 16, 2027, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes pay $32.25 per $1,000 face amount on June 16, 2026, December 16, 2026 and at maturity, equal to 3.225% semi-annually, or up to 6.45% per year.
At maturity, in addition to the final coupon, each $1,000 note pays $1,000 if the Russell 2000® Index and Nasdaq-100 Index® are each at or above 75% of their initial levels of 2,559.608 and 25,776.44, respectively. If either index finishes below 75% of its initial level, the payoff is reduced using a buffer rate of approximately 133.33% based on the lesser performing index, and investors can lose some or all of their principal. Upside is capped at return of face amount; gains in the indices above their initial levels do not increase the cash settlement amount.
The notes are unsecured obligations of GS Finance Corp. and carry the credit risk of both the issuer and The Goldman Sachs Group, Inc. The estimated value at pricing is approximately $990 per $1,000 face amount, below the 100% issue price, with an additional $10 per $1,000 embedded in the initial secondary price that amortizes to zero by April 10, 2026. The notes are not bank deposits, are not insured, may have limited secondary liquidity and involve complex U.S. tax and regulatory considerations.