The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering leveraged buffered notes linked to the State Street SPDR S&P 500 ETF Trust (SPY), with cash settlement based on performance from March 11, 2026 to the determination date. Each note has a $1,000 face amount, 120% upside participation subject to a $1,610 maximum settlement amount, and a 20% downside buffer (buffer level = 80% of the initial underlier level). The notes do not pay interest, are issued by GS Finance Corp. and are unconditionally guaranteed by The Goldman Sachs Group, Inc.. Trade date is March 13, 2026, original issue date March 18, 2026, and stated maturity is July 5, 2030 (determination date July 1, 2030), each subject to adjustment. The initial underlier level is $676.33 (closing level on March 11, 2026). Investors bear issuer/guarantor credit risk, may lose a substantial portion of principal if the final underlier level declines below the buffer, and will not receive dividends or shareholder rights in the underlier.
The Goldman Sachs Group, Inc. reported a planned change on its Board of Directors. Lakshmi Mittal, a long-serving board member, will retire from the Board at the company’s 2026 Annual Meeting of Shareholders. This transition follows the Board’s Corporate Governance Guidelines, which include an age-based retirement policy.
The Board formally accepted Mr. Mittal’s retirement on March 9, 2026, with the retirement effective as of the 2026 Annual Meeting. The filing reflects routine governance succession rather than a sudden or unexpected departure.
The Goldman Sachs Group, Inc. is offering floating rate notes with an aggregate principal amount of $20,000,000 due March 13, 2031. Each note has a $1,000 principal denomination and bears interest at compounded SOFR plus a spread of 1.28%, subject to a floor of 0.00% and a cap of 6.00%. Interest is payable quarterly on March 13, June 13, September 13 and December 13, beginning June 13, 2026. Goldman Sachs & Co. LLC is the calculation agent and initial purchaser; the notes are unsecured, not FDIC insured, not listed, and may be supplemented by additional notes at the issuer’s sole option. The prospectus discloses hedging activity by the issuer and tax guidance treating the notes as variable rate debt instruments for U.S. federal income tax purposes.
The Goldman Sachs Group, Inc. is offering $5,000,000 aggregate principal of Callable Fixed Rate Notes due March 13, 2031. The notes pay interest at 4.75% per annum from the original issue date March 13, 2026 with semiannual interest dates on March 13 and September 13, and the first payment on September 13, 2026.
The notes are callable, in whole but not in part, on each redemption date on or after March 13, 2028, at a redemption price equal to 100% of principal plus accrued interest, with at least five business days’ prior notice. The initial price to public is $100 per note ($5,000,000 aggregate); underwriting discount is 0.20% and proceeds before expenses to The Goldman Sachs Group, Inc. are $4,990,000.
GS Finance Corp. is offering structured, autocallable notes linked to the Class A common stock of CoreWeave, Inc. The notes reference an initial index stock price of $81.96 (set March 11, 2026), have an expected trade date of March 13, 2026, an original issue date expected to be March 18, 2026, and an expected stated maturity of March 15, 2029 unless automatically called.
The notes pay a monthly coupon of $35.417 per $1,000 face amount (3.5417% monthly, potential for ~42.5% per annum) only if the index stock closing price on a coupon observation date is ≥ 60% of the initial index stock price. They will be automatically called if the index stock closing price on a call observation date is ≥ the initial index stock price. At maturity, cash settlement depends on the index stock return vs. buffers: no loss above a -40% return (final price ≥ 60%); principal-only outcome between -50% and -40%; and pro rata losses below -50%. The prospectus discloses an estimated value on the trade date of $925 to $955 per $1,000 face amount and notes the obligations are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. intends to issue callable S&P 500® Futures Excess Return Index‑linked notes due March 20, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 400% and a trigger buffer of 70%. If the final underlier level exceeds the initial level, holders receive 4x the index return times $1,000 per face amount; if the final level is below 70% of the initial level, holders suffer downside and could lose their entire investment. The issuer may redeem the notes on quarterly call dates from March 22, 2027 through December 20, 2030 at specified call premium amounts. Trade date and original issue date are expected to be March 17, 2026 and March 20, 2026, respectively. The estimated value at pricing is between $885 and $925 per $1,000 face amount, which is below the original issue price.
GS Finance Corp. offers index-linked notes due April 3, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes reference the lesser performing of the MSCI EAFE and STOXX® Europe 600 indices measured from the trade date (expected March 31, 2026) to the determination date (expected March 31, 2031). For each $1,000 face amount, holders will either receive (a) $1,000 plus 220% participation of the lesser performing index return if that index return is ≥ 0%, (b) $1,000 if the final level of each index is ≥ 60% of its initial level, or (c) a reduced cash payment tied to the lesser performing index return if any index falls below 60% of its initial level.
The prospectus discloses an estimated value on the trade date between $885 and $935 per $1,000 face amount and notes that the original issue price is 100% of face. Payments are subject to the issuer and guarantor credit risk, U.S. federal tax uncertainties, potential FATCA and withholding rules, and limited secondary market liquidity.
GS Finance Corp. is offering callable contingent coupon index-linked notes due December 20, 2030, guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent monthly coupon of $9.459 per $1,000 (0.9459% monthly, ~11.35% annually) only if each underlier meets a coupon trigger (70% of its initial level) on each coupon observation date.
Principal at maturity is paid in cash and determined by the lesser performing underlier (Nasdaq-100, Russell 2000, S&P 500). If that underlier is below its trigger buffer level (65% of initial), investors can incur principal loss, including loss of the entire investment. The issuer may redeem the notes in whole on coupon payment dates commencing in June 2026 — subject to the company’s redemption right.
GS Finance Corp. offers principal-protected contingent-notes linked to the S&P 500® Futures Excess Return Index and the State Street® Utilities Select Sector SPDR® ETF. The notes have an expected trade date of March 26, 2026 and an expected stated maturity date of April 2, 2031. They pay no interest and include an automatic-call feature beginning on March 29, 2027, with increasing predefined call premiums for each call date (first call premium 12.7%, rising to 60.325% on the final listed call). At maturity, if not called, payout depends on the lesser performing underlier: full face amount if each final level is >= 70% of its initial level; otherwise repayment is reduced pro rata by the lesser performing underlier return. The pricing supplement shows an estimated value range of $885 to $935 per $1,000 face amount on the trade date and emphasizes credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Autocallable Contingent Coupon Equity-Linked Notes due 2027, fully guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of NVIDIA Corporation (NVDA) and may be automatically called if the underlier's closing level on a call observation date is greater than or equal to the initial underlier level.
The notes pay a contingent monthly coupon of $12.834 per $1,000 (approx. 1.2834% monthly, ~15.4% pa) only when the underlier's closing level on a coupon observation date is at least 58% of the initial level. If not called, maturity cash is $1,000 if final level is at or above 58%; below that the cash payment equals $1,000 × (1 + underlier return), so investors could lose their entire investment if the final underlier level falls sufficiently.