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GOLDMAN SACHS GROUP INC (GS) SEC Filings, Aug 4-5, 2026

GS NYSE

The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.

The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering $2,000,000 of Medium-Term Notes, Series F, whose payoff is linked to the common stock of Micron Technology, Inc. The notes have a $1,000 face amount, no interest, and mature on September 9, 2027.

At maturity, investors receive cash based on Micron’s performance versus the $874.66 initial underlier level. Gains equal Micron’s return times a 300% upside participation rate, capped at a maximum settlement amount of $1,640 per $1,000 note. Principal is protected only down to a trigger buffer level of 40% of the initial level; if Micron falls more than 60%, losses match the underlying decline and investors can lose their entire investment.

The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent guarantor. They will not be listed, may have limited liquidity, are expected to be initially valued below the issue price, and carry uncertain U.S. tax treatment as pre-paid derivative contracts.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Medium-Term Notes, Series F linked to the common stock of Western Digital Corporation. The aggregate face amount is $2,000,000, with each note having a $1,000 face amount and no periodic interest.

At maturity on September 9, 2027, the cash payment per $1,000 depends on Western Digital’s stock performance versus the $533.04 initial level. If the final level is above the initial level, investors receive $1,000 plus 300% of the underlier return, capped at a maximum settlement amount of $1,891.50. If the final level is between 40% and 100% of the initial level, investors receive the $1,000 face amount. If the final level is below 40% of the initial level, principal is exposed 1-for-1 to the full decline and investors can lose their entire investment.

The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, do not confer any shareholder rights in Western Digital, will not be listed on an exchange, and may have limited or no secondary market liquidity. U.S. tax treatment is uncertain; counsel views them as a pre-paid derivative contract in respect of the underlier.

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GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to the S&P 500 Futures Excess Return Index. The notes have a $1,000 face amount, trade date August 31, 2026, and mature on September 6, 2029.

At maturity, investors receive cash based on index performance: 135% participation in positive index return; if the index falls up to the 20% buffer, investors gain the absolute value of that loss; below an 80% buffer level, losses mirror further index declines, potentially reducing repayment to as little as 20% of face in extreme scenarios. The notes pay no interest, are unsecured obligations subject to the credit risk of the issuer and guarantor, and are not equivalent to owning the index, its component stocks, or futures. Valuation is complex, the initial issue price exceeds the modeled estimated value, secondary market liquidity is uncertain, and tax treatment is uncertain, with the notes intended to be treated as a pre-paid derivative contract for U.S. federal income tax purposes.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the common stock of Microsoft, Oracle and Palantir Technologies. The notes are expected to trade from an August 7, 2026 trade date to an August 10, 2029 stated maturity, unless automatically called starting in August 2027 when each stock is at or above its initial price.

Investors receive a contingent monthly coupon of $17.709 per $1,000 face amount (1.7709% monthly, up to about 21.25% per year) only if on the relevant observation date each stock is at least 50% of its initial price. If the notes are not called and, on the determination date, all three stocks are below their initial prices and any is below 50%, the maturity payment is reduced based on the worst-performing stock and can be far below principal, down to zero. If a trigger event has not occurred, principal is returned at maturity and the final coupon is paid if all stocks are at or above 50% of their initial prices. The estimated value on the trade date is expected to be $925–$955 per $1,000, and all payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Autocallable Leveraged Buffered Notes linked to the iShares Semiconductor ETF (SOXX). The notes pay no interest and are scheduled to mature on August 10, 2028, unless automatically called earlier.

If on the call observation date (expected August 19, 2027) SOXX is at or above its initial level, the notes are automatically redeemed for $1,250 per $1,000 face amount. If not called, the maturity payment depends on the ETF’s average level on five August 2028 averaging dates. Investors participate in upside at a 176.5% rate if the final level exceeds the initial level, receive full principal back if the ETF has fallen by up to 35%, and incur leveraged losses below a 65% buffer level, potentially losing the entire investment. The estimated initial economic value is $900–$930 per $1,000, below the issue price, and repayment is subject to the credit risk of GS Finance Corp. and its guarantor.

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GS Finance Corp., fully guaranteed by The Goldman Sachs Group, Inc., is offering AMD-linked trigger buffered notes under its Medium-Term Notes, Series F program with an aggregate face amount of $2,000,000. Each note has a $1,000 face amount, is issued at 100% of face (underwriting discount 0.75%, net proceeds 99.25%), and pays no interest.

The payoff at the September 9, 2027 stated maturity depends on the performance of Advanced Micro Devices, Inc. stock from the July 30, 2026 initial level of $485.39. If the final underlier level is above the initial level, investors receive $1,000 plus 300% of the underlier return, capped by a maximum settlement amount of $1,387.50 per note. If the final level is at or above the trigger buffer level, set at 40% of the initial level, investors receive their $1,000 principal. If the final level is below the trigger buffer level, repayment is $1,000 plus $1,000 times the underlier return, so principal losses are 1-for-1 with AMD’s decline and investors could lose their entire investment.

The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, will not be listed on any exchange, and may trade at values below face, particularly if AMD is volatile, interest rates rise, or the issuers’ perceived creditworthiness weakens. The U.S. federal income tax treatment is uncertain; counsel views treatment as a pre-paid derivative contract, but the IRS could assert a different approach.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged buffered notes linked to the S&P 500 Futures Excess Return Index, maturing in 2029. The notes provide 170% upside participation in the index return if the final level exceeds the initial level, with no interest payments.

A 10% buffer protects principal as long as the index does not fall below 90% of its initial level; below this buffer, principal loss is linear and can be substantial, down to as little as 10% of face amount in extreme declines. Payment at maturity is made in cash per $1,000 face amount using the disclosed formulas.

The underlier tracks E-mini S&P 500 futures rather than the S&P 500 Index itself, so returns are affected by futures pricing, financing costs, interest rates and roll yields, which may cause underperformance versus the underlying index. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor and may have limited or no secondary market liquidity. U.S. tax treatment is uncertain and based on a pre-paid derivative contract characterization.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable variable-coupon notes linked to the common stock of Oracle, Tesla and Palantir Technologies. The notes have an aggregate face amount of $400,000 on the original issue date and mature on July 31, 2031, unless automatically called.

Investors receive a monthly coupon per $1,000 face amount that depends on each stock’s closing price relative to 75% of its initial price: a maximum coupon of $5.417 (0.5417% monthly, ~6.5% per annum) if all three are at or above this level, and a minimum coupon of $0.834 (0.0834% monthly, ~1% per annum) otherwise. A redemption event and automatic call occur if, on any call observation date from July 2027 through June 2031, each stock closes at or above 75% of its initial level, triggering repayment of face amount plus the due coupon.

The initial stock prices are $119.90 for Oracle, $309.22 for Tesla and $131.53 for Palantir. The estimated value at pricing is approximately $935 per $1,000 note, versus a 100% issue price, reflecting underwriting and structuring costs. Payments are subject to the unsecured credit risk of GS Finance Corp. and the guarantor.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering callable buffered monthly notes linked to the Russell 2000® Index. Interest is a range‑accrual coupon: for each interest period, the annualized rate equals 7.35% multiplied by the fraction of scheduled trading days when the index is at or above 85% of the initial level. If the barrier is never met in a period, the interest rate for that month is 0%.

The notes are callable at the issuer’s option at 100% of face amount plus accrued interest on any monthly interest payment date on or after August 26, 2027. If not redeemed early, at maturity on the expected August 26, 2031 date, investors receive $1,000 per note if the final index level is at least 85% of the initial level; below that buffer, principal is reduced according to index performance and investors can lose a substantial portion of principal. Upside in the index above the initial level is not passed through. The estimated value at pricing is expected to be $886–$936 per $1,000, less than the original issue price, and payments are subject to the credit risk of GS Finance Corp. and the guarantor.

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GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $5,271,000 of unsecured "Jump Securities" linked to a weighted basket of five international equity indices: EURO STOXX 50® (40%), TOPIX (25%), FTSE® 100 (17.5%), Swiss Market Index (10%) and S&P/ASX 200 (7.5%). The notes are issued at $1,000 denomination, pay no interest, price on July 31, 2026, and mature on August 6, 2031.

The initial basket value is 100. At maturity, if the final basket value is at least 125% of the initial value, investors receive $1,000 plus 175% of the basket’s percentage gain. If the basket is between 100% and 125% of the initial value, investors receive a fixed 25% gain ($1,250 per $1,000). If the basket is below the initial value, principal is reduced one-for-one with the basket decline and can fall to zero, with no minimum repayment.

The original issue price is 100% of principal, with a 3.50% underwriting discount and issuer net proceeds of 96.50%. The estimated value is approximately $935 per $1,000 at pricing, reflecting structuring and distribution costs. Returns and repayment depend on both basket performance and the credit of GS Finance Corp. and its parent guarantor.

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FAQ

How many GOLDMAN SACHS GROUP (GS) SEC filings are available on StockTitan?

StockTitan tracks 8718 SEC filings for GOLDMAN SACHS GROUP (GS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for GOLDMAN SACHS GROUP (GS)?

The most recent SEC filing for GOLDMAN SACHS GROUP (GS) was filed on August 5, 2026.