Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering principal-protected but capped S&P 500–linked notes with an aggregate face amount of $3,200,000. Each $1,000 note pays no interest and settles in cash at maturity based on the S&P 500’s performance from March 17, 2026 to the determination date with a 20% buffer, an 80% buffer level, and a $1,200 maximum settlement amount. If the final index level is above the initial level, investors receive the index return up to the cap; if the final level is between the buffer and the initial level, investors receive the face amount; if the final level falls below the buffer, investors absorb losses pro rata. The notes are sold at 100% of face amount, carry a 1.75% underwriting discount, and rely on the issuer’s and guarantor’s creditworthiness.
GS Finance Corp. priced a primary offering of Market Linked Securities—auto-callable medium-term notes guaranteed by The Goldman Sachs Group, Inc. The offering totals $1,917,000 aggregate face amount with a $1,000 face amount per security. Each security pays a contingent quarterly coupon of $40.00 per $1,000 (equivalent to a contingent coupon rate of 16.00% per annum) if the closing price of Palantir Technologies Inc. Class A common stock meets the coupon threshold. The starting price is $155.08, the coupon threshold and downside threshold are each 50% of the starting price, and the estimated value at pricing was approximately $964 per $1,000 face amount. If not automatically called, principal at maturity is subject to full downside exposure to the underlying stock and may result in loss of more than 50% or all of principal.
GS Finance Corp. offers a $500,000 aggregate face amount of callable, index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Goldman Sachs Momentum Builder® Focus ER Index (GSMBFC5 Index) and pay based on index performance with a 100% upside participation rate.
The notes have a trade date of March 17, 2026, original issue date March 20, 2026, and a stated maturity on March 24, 2033 (determination date March 17, 2033). They are subject to an annual automatic call if the index closing level meets or exceeds rising call levels; call premiums increase each year. The offering price is 100% of face amount (underwriting discount 4.25%); GS&Co. estimates an initial model value of $901 per $1,000 face amount and discloses an additional amount of $56.5 that declines to zero by June 16, 2026.
GS Finance Corp. offers autocallable S&P 500® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and reference the S&P 500 Index with an upside participation rate of 110%. If the closing level of the underlier on the call observation date of March 29, 2027 is greater than or equal to the initial level, the notes will be automatically called and holders will receive $1,072.50 per $1,000 face amount on the call payment date.
If not called, the cash settlement at maturity on March 31, 2031 will pay $1,000 + ($1,000 × 110% × underlier return) when the final underlier level exceeds the initial level; otherwise holders will receive the $1,000 face amount. The notes are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., to market-value fluctuations, and to special U.S. tax rules for contingent payment debt instruments.
GS Finance Corp. offers Autocallable S&P 500® Futures Excess Return Index‑Linked Notes due April 14, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes have a 200% upside participation rate, a 70% trigger buffer level and an automatic‑call feature that, if met on the call observation date, pays $1,187.50 per $1,000 face amount on the call payment date. Trade date is April 9, 2026 and original issue date is April 14, 2026. The cash settlement at maturity depends on the final underlier level relative to the initial level and may result in full loss of principal if the final underlier level is below the trigger buffer. The underlier is the S&P 500® Futures Excess Return Index (futures‑based, not the cash S&P 500® Index). The notes pay no interest, are cash‑settled, and the pricing models and market value reflect issuer and guarantor credit risk; tax treatment is described as uncertain in the supplement.
GS Finance Corp. is offering Leveraged EURO STOXX 50® Index-Linked Notes due 2030, fully guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and produce a cash payment at maturity per $1,000 face amount tied to the EURO STOXX 50 performance.
The notes feature a 156.3% upside participation rate and a 30% trigger buffer (trigger buffer level = 70% of initial level). If the final index level is at or above initial, you receive $1,000 plus upside participation times the index return; if the final level is below initial but not below the trigger buffer, you receive $1,000 plus the absolute underlier return; if below the trigger buffer you suffer losses equal to the index decline, potentially losing your entire investment. Pricing, initial underlier level, issue price, and certain fees will be set on the trade date.
GS Finance Corp. is offering leveraged buffered Russell 2000® Index-linked notes due May 6, 2027, guaranteed by The Goldman Sachs Group, Inc. Each note has a $1,000 face amount and pays no interest. If the final underlier level exceeds the initial level, investors receive 110% participation in the upside capped at a $1,230 maximum settlement per $1,000. If the final level is between 90% and 100% of the initial level, investors receive the face amount. If the final level falls below 90%, losses occur pro rata below the buffer (buffer amount 10%, buffer rate 100%). Trade date is April 2, 2026 and original issue date is April 7, 2026. The calculation agent is Goldman Sachs & Co. LLC. The notes are subject to issuer and guarantor credit risk, limited secondary-market liquidity, model-based valuation differences versus original issue price, and uncertain U.S. federal income tax treatment.
GS Finance Corp. offers Buffered Digital S&P 500® Index-Linked Notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes reference the S&P 500 Index with an initial underlier level of 6,624.70, a 10% buffer (buffer level 90% of the initial level) and a capped maximum settlement of $1,187.10 per $1,000 face amount. Payment at maturity depends on the underlier return measured from March 18, 2026 to the determination date (March 20, 2028), with losses of approximately 1.1111% of face for each 1% decline below the buffer level. Trade date is March 19, 2026; original issue date is March 24, 2026. The notes pay no interest, carry issuer and guarantor credit risk, and have an original issue price equal to 100% of face less an underwriting discount of 1.5%.
GS Finance Corp. is offering Leveraged S&P MidCap 400® Index-Linked Notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and provide a cash settlement at maturity tied to the S&P MidCap 400 index performance. Key terms include an 129% upside participation rate, a 80% trigger buffer level (20% buffer amount), a trade date of March 31, 2026, and a stated maturity of April 3, 2031. If the final index level on the determination date exceeds the initial level, holders receive the face amount plus upside participation times the index return; if the final level is at or above the trigger buffer level but not above the initial level, holders receive the face amount; if the final level is below the trigger buffer level, holders suffer downside pro rata and could lose their entire investment.
GS Finance Corp. is offering callable structured notes guaranteed by The Goldman Sachs Group, Inc. with an aggregate face amount of $784,000 on the original issue date. The notes mature on March 24, 2031 (earlier if automatically called) and are linked to ADS/share prices for TSM, NVDA, GOOG and AMD.
The notes pay a monthly coupon of either $7.917 (maximum) or $0.209 (minimum) per $1,000 face amount depending on whether each index stock is at or above 80% of its initial price on observation dates. Initial index stock prices are specified in the terms. Issue price is 100% of face amount, underwriting discount 4%, and net proceeds to the issuer 96%. The estimated value on the trade date was approximately $948 per $1,000 face amount.