Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering structured, principal-at-risk notes (aggregate face amount $5,070,000) guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 195.25% and reference the Nasdaq-100 Technology Sector Index and the Russell 2000® Index.
Notes are automatically called on annual observation dates if each underlier’s closing level is ≥ its initial level; call premiums are 14% on March 22, 2027 and 28% on March 22, 2028. If not called, maturity is March 22, 2029 (determination date March 19, 2029) and the cash amount depends on the lesser performing underlier versus its initial level. A trigger buffer is set at 70% of initial levels; if any underlier closes below that buffer, investors may lose up to their entire investment.
GS Finance Corp. offers $492,000 face amount of medium‑term notes guaranteed by The Goldman Sachs Group, Inc., linked to the S&P 500® Futures Excess Return Index (Bloomberg: SPXFP). The notes pay no interest and mature on March 22, 2029 with payoff tied to the underlier level on the determination date.
Key economics: 119% upside participation, 30% buffer (buffer level = 70% of initial level), buffer rate 100%. If final underlier > initial, you receive principal plus upside participation; if final ≤ initial but ≥ buffer level, you receive the face amount; if final < buffer level you suffer downside pro rata. The notes are subject to issuer and guarantor credit risk and pricing models show the original issue price exceeds estimated model value.
GS Finance Corp. offers principal-protected contingent coupon notes guaranteed by The Goldman Sachs Group, Inc. The notes have an aggregate face amount of $980,000 on original issue, trade date March 17, 2026, original issue date March 20, 2026, stated maturity March 24, 2033, issue price 100% and an underwriting discount of 4.125% (net proceeds 95.875% of face).
Monthly coupons of up to $6 per $1,000 (up to 7.2% per annum) are paid only if the closing price of each of four index stocks meets or exceeds 80% of its initial price on coupon observation dates. The notes are subject to automatic call if each index stock equals or exceeds its initial price on any call observation date, in which case holders receive face amount plus accrued coupon. Payments are unsecured and subject to issuer and guarantor credit risk. The estimated value at pricing was approximately $936 per $1,000 face amount.
GS Finance Corp. offers $4,825,000 aggregate face amount of callable S&P 500® Futures Excess Return Index-linked notes due March 20, 2031.
The notes pay no interest, have an initial underlier level of 543.60 (trade date March 17, 2026), an upside participation rate of 400% and a trigger buffer level equal to 70% of the initial underlier level. If the final underlier level is above the initial level, holders receive 4x the index return; if the final level is between 70% and the initial level, holders receive the face amount; if below 70%, holders suffer a proportional loss and could lose their entire investment.
The issue price is 100% of face amount, estimated value at pricing ~$978 per $1,000 face amount, underwriting discount 1.125% and net proceeds to the issuer 98.875%.
GS Finance Corp. is offering autocallable Russell 2000® Index‑linked notes due 2031, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an upside participation rate of 125% and a trigger buffer at 80%.
If the notes are automatically called on the call observation date, the issuer will pay $1,202.50 per $1,000 face amount on the call payment date. If not called, the cash settlement at maturity depends on final underlier performance: upside is capped to the participation formula, full principal is returned when the final level is at or above the trigger buffer, and losses apply if the final level is below the trigger buffer, including the potential to lose the entire investment.
Key dates: trade date March 24, 2026, original issue date March 27, 2026, call observation date March 31, 2027, call payment date April 5, 2027, determination date March 24, 2031, and stated maturity date March 27, 2031. The notes are subject to issuer and guarantor credit risk and may have limited secondary market liquidity.
GS Finance Corp. priced $2,255,000 aggregate face amount of Leveraged Callable S&P 500® Futures Excess Return Index‑Linked Notes due March 18, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest, have an initial underlier level of 543.60 and an upside participation rate of 450%.
At maturity (determination date March 11, 2033 subject to adjustments), each $1,000 face amount pays $1,000 if the final underlier level is equal to or below 543.60, or $1,000 plus 4.50 times the underlier return if the final level is greater. The issuer may redeem in whole on scheduled monthly call payment dates beginning March 22, 2027 at specified capped call premiums. The trade date is March 17, 2026, original issue date March 20, 2026, and the estimated value on the trade date was approximately $940 per $1,000 face amount. Underwriting discount is 4.125% (net proceeds to issuer 95.875%).
GS Finance Corp. (guaranteed by The Goldman Sachs Group, Inc.) is offering medium-term cash-settled notes linked to the S&P 500® Futures Excess Return Index. For each $1,000 face amount, the maturity payment depends on the underlier return from the trade date to the determination date: a positive return pays $1,000 plus 205% of the underlier return; a final level between the initial level and the 85% buffer returns the face amount; a final level below the buffer reduces principal pro rata, potentially causing substantial loss. The notes pay no interest, are sold at 100% of face with a 0.75% underwriting discount, and mature in March 2032.
GS Finance Corp. offers $255,000 aggregate face amount of Buffered Russell 2000® Futures Excess Return Index-Linked Notes due March 22, 2032, guaranteed by The Goldman Sachs Group, Inc. The notes pay no interest and return at maturity depends on the underlier's change from an initial level of 340.23 (trade date March 17, 2026) to the determination date (March 17, 2032). If the final level rises, holders receive 1.85× (185%) participation in the upside. If the final level falls up to 15%, holders receive the face amount. If it falls more than 15%, losses are realized according to the formula and principal can be substantially reduced. The estimated value on the trade date is approximately $936 per $1,000 face amount; original issue price is 100% with a 0.75% underwriting discount.
GS Finance Corp. offers principal-at-risk notes linked to Palantir Technologies Inc. stock. The notes have an initial index stock price of $155.08, a call observation date of March 17, 2027 (automatic call pays $1,340 per $1,000) and a stated maturity of March 22, 2029. At maturity the upside participation rate is 125%; a trigger buffer equals 60% of the initial price. If final stock performance falls below the trigger buffer, holders absorb losses (you could lose your entire investment). The estimated value at issuance was approximately $970 per $1,000. Original issue price is 100% with an underwriting discount of 2% plus a structuring fee up to 0.8%; net proceeds shown are 98% of face amount. Payments are unsecured and subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. is offering Callable 10‑Year CMT Rate‑Linked Range Accrual Notes due March 20, 2036 with an initial aggregate principal of $14,310,000. The notes pay 8.65% per annum for the first four quarterly interest dates, then a range‑accrual interest determined by the fraction of reference dates on which the 10‑year CMT rate is within 0.00%–5.00%. The issuer may redeem the notes in whole on any quarterly interest payment date on or after March 2027 at 100% of principal plus accrued interest. The original issue price is 100.00% with a 3.50% underwriting discount; the estimated value at pricing was approximately $941 per note. The notes are unsecured obligations of GS Finance Corp. and unconditionally guaranteed by The Goldman Sachs Group, Inc.