Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. (NYSE: GS) files a wide range of documents with the U.S. Securities and Exchange Commission that provide detailed insight into its operations across Global Banking & Markets, Asset & Wealth Management and Platform Solutions. On this SEC filings page, you can review Forms 10-K and 10-Q for comprehensive annual and quarterly financial statements, along with segment operating results that break out net revenues, provision for credit losses, operating expenses and pre-tax earnings by business segment.
Goldman Sachs also uses Form 8-K to report material events and updates. Recent 8-K filings cover quarterly and annual earnings releases, changes to business segment presentation, information about the Apple Card program and its planned transition to a new issuer, and details of specific debt offerings under the firm’s shelf registration statement. Other 8-Ks describe the issuance of floating rate and fixed/floating rate notes with various maturities, along with related legal opinions and consents.
Investors can also use SEC filings to track the firm’s capital structure, including common stock, preferred stock depositary shares and listed medium-term notes, all registered under Section 12(b) of the Exchange Act. Segment disclosures explain how activities such as advisory and underwriting, FICC and Equities intermediation and financing, asset and wealth management services, investments, and Platform Solutions consumer activities contribute to overall results.
Stock Titan enhances access to these filings by providing real-time updates from EDGAR and AI-powered summaries that highlight key points from lengthy documents. This can help readers quickly understand how new 10-K, 10-Q and 8-K filings affect Goldman Sachs’ business mix, segment performance, credit costs, funding activities and strategic initiatives, without having to parse every line of the original SEC reports.
GS Finance Corp. is offering callable, equity‑linked medium‑term notes maturing on March 26, 2029 that reference the Class A common stock of Robinhood Markets, Inc., the common stock of TG Therapeutics, Inc. and the common stock of SoFi Technologies, Inc.
The notes pay monthly contingent coupons only if each index stock meets a 60% coupon trigger of its initial price and are automatically called beginning in March 2027 if each index stock equals or exceeds its initial price. At maturity, if not called, cash settlement depends on the lesser performing index stock versus its initial price, with a 50% trigger buffer and potential principal loss if that stock falls below -50%. The original issue price is 100% and the aggregate initial face amount is $1,170,000; the estimated value at pricing was approximately $935 per $1,000 face amount.
GS Finance Corp. offers index-linked notes due April 19, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes are non‑interest bearing and pay a cash settlement tied to the lesser performing of the Russell 2000® and the S&P 500® as measured from the trade date (expected April 15, 2026) to the determination date (expected April 16, 2029).
For each $1,000 face amount at maturity: if both indices are >= their initial levels you receive $1,000 plus the lesser performing index return times the upside participation rate of 111.25%. If any index is down but >= 82% of its initial level you receive $1,000 plus the absolute value of the lesser performing index return. If any index is below 82% of its initial level the payoff equals $1,000 times (lesser performing index return + 18%), which can produce a material loss of principal. The estimated value at pricing is between $925 and $965 per $1,000 face amount.
GS Finance Corp. offers principal-at-risk notes linked to the State Street® SPDR® S&P® Bank ETF and the VanEck Semiconductor ETF due December 26, 2028. The notes pay a monthly coupon of $8.959 per $1,000 face amount (0.8959% monthly, ~10.75% annual) only if both ETFs close at or above 75% of their initial levels on each coupon observation date.
The notes are automatically called on any call observation date (monthly from September 2026 through November 2028) if both underliers close at or above 95% of initial levels ($58.22 for KBE; $396.88 for SMH). At maturity, if not called, repayment depends on the lesser performing underlier: full principal if each final level ≥ 75%, otherwise principal is reduced proportionally down to as low as 25% of face. Trade date: March 17, 2026; original issue date: March 20, 2026; original issue price: 100% of face; underwriting discount: 3.25%; estimated note value at pricing: $959 per $1,000 face amount.
GS Finance Corp. is offering S&P 500®-linked, principal-at-risk notes with an aggregate face amount of $4,900,000 and a stated maturity of March 22, 2033 (determination date March 17, 2033). Each $1,000 face amount pays no interest and returns at maturity depend on the S&P 500 final level versus the initial level of 6,716.09.
If the final level is above the initial level you receive the underlier return up to a $2,765 maximum settlement amount per $1,000 face. If the final level is between 80% and 100% of the initial level you receive the face amount. If the final level is below 80%, losses accrue pro rata and you may lose a substantial portion of principal. The notes are senior unsecured obligations of GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., and are subject to issuer/guarantor credit risk and limited secondary-market liquidity.
GS Finance Corp. is offering $5,200,000 aggregate face amount of autocallable, contingent-coupon, index-linked notes guaranteed by The Goldman Sachs Group, Inc. The notes reference the Russell 2000®, S&P 500® and Nasdaq-100®, mature on September 21, 2028 (determination date September 18, 2028), and may be automatically called on quarterly observation end dates beginning June 2026 through June 2028.
Coupons equal $35 per $1,000 (a 3.5% quarterly rate, up to 14% per annum) are payable for a quarter only if each index closes at or above 70% of its initial level on every trading day of the quarterly observation period. At maturity, if not called, holders receive $1,000 per $1,000 face amount if each index is at or above 60% of its initial level; otherwise the cash payment equals $1,000 plus the lesser performing index return times $1,000, which can result in substantial loss of principal.
Trade date: March 17, 2026; original issue date: March 20, 2026; issue price: 100%; underwriting discount: 0.7%; net proceeds to issuer: 99.3%. Payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc.
GS Finance Corp. offers principal-at-risk, equity-linked notes due March 22, 2029, guaranteed by The Goldman Sachs Group, Inc. The notes reference Alphabet, NVIDIA, Broadcom and Meta stock performance and have an aggregate original face amount of $2,177,000 on the original issue date. Coupons (up to 2.0209% monthly) are paid only if all four index stocks meet a 70% trigger on monthly observation dates. If any index stock finishes below 70% of its initial price at maturity, repayment is reduced proportionally to the lesser performing stock return. The issuer may redeem notes at 100% of face plus any coupon on scheduled coupon payment dates commencing March 2027 through December 2028. The estimated value at pricing was approximately $980 per $1,000 face amount.
GS Finance Corp. offers Airbag In‑Digital Securities linked to the S&P 500® Index, guaranteed by The Goldman Sachs Group, Inc. The securities pay a capped digital return expected between 10.00% and 13.00% if the final index level is at or above a downside threshold equal to 90.00% of the initial index level. Key dates: Trade date March 25, 2026, Original issue date March 30, 2026, Determination date June 25, 2027, Stated maturity date June 30, 2027. If the final index level falls below the threshold, holders lose approximately 1.1111% of face amount for each 1.00% decline beyond the 10.00% threshold; investors may lose their entire investment. The estimated value on the trade date is between $9.65 and $9.95 per $10 face amount. Payments at maturity are subject to the issuer’s and guarantor’s creditworthiness; there is limited secondary market liquidity and specific, uncertain U.S. federal tax treatment.
GS Finance Corp. offers $1,621,000 Autocallable Buffered S&P 500® Index‑Linked Notes due March 20, 2031, guaranteed by The Goldman Sachs Group, Inc. The notes were priced at 100% of face ($1,000 denominations) with a trade date of March 17, 2026 and original issue date March 20, 2026.
The notes feature an automatic call on the call observation date March 24, 2027 if the S&P 500 closing level is ≥ 105% of the initial level (6,716.09), producing a capped cash payment of $1,100 per $1,000 face. If not called, maturity payoff on the determination date March 17, 2031 pays 1.83× the index return if positive, returns face amount for declines up to 10%, and applies a buffer rate of approximately 111.11% for declines beyond 10%, which can result in a total loss of principal.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due 2029, guaranteed by The Goldman Sachs Group, Inc., linked to the common stock of Intel Corporation. The notes pay contingent monthly coupons when the underlier closes at or above 60% of the initial level and will be automatically called if the underlier closes at or above the initial level on a call observation date. At maturity (stated maturity April 9, 2029), if not called, payment depends on the final underlier level versus a 50% trigger buffer: payments are capped at 100% of face if the final level is at or above the buffer, but can decline pro rata below that and may result in a total loss of principal if the final level is far below the buffer. Trade date is April 1, 2026 and original issue date is April 6, 2026. The notes are subject to issuer and guarantor credit risk, model-based pricing that may exceed estimated value, limited liquidity, tax uncertainty, and other structural risks described in the supplement.
GS Finance Corp. is offering $1,725,000 aggregate face amount of Trigger Autocallable Contingent Yield Notes due 2027, guaranteed by The Goldman Sachs Group, Inc. The notes reference the common stock of DexCom, Inc. and pay quarterly contingent coupons of $0.27125 per $10 face amount (up to 10.85% per annum) only if the index stock meets the coupon barrier.
The initial underlying stock price is $66.34 (strike date March 16, 2026; trade date March 17, 2026; original issue date March 20, 2026). Call observation dates begin June 16, 2026, and the determination date is March 16, 2027 with stated maturity March 19, 2027. The coupon barrier and downside threshold equal 50% of the initial price; if the final price is below that threshold at maturity, principal is reduced proportionally to the stock return and investors may lose all or a substantial portion of their investment. Payments are subject to the creditworthiness of GS Finance Corp. and The Goldman Sachs Group, Inc.