The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. proposes non-interest medium-term notes guaranteed by The Goldman Sachs Group, Inc. linked to three stocks: Robinhood Class A, AppLovin Class A and Oracle common stock. The notes mature March 26, 2029 unless automatically called on specified observation dates beginning March 19, 2027. If automatically called, each $1,000 face amount pays principal plus a call premium; call levels step down and call premiums step up over time. At final maturity the cash payment depends on the lesser performing index stock: if its final price is at least 50% of its initial price, the cash payment equals $2,408.5 per $1,000 face amount; otherwise payment equals $1,000 plus the lesser performing index stock return times $1,000, which can result in losses down to and below 50% of face. The estimated value on the trade date is between $925 and $955 per $1,000 face amount. The notes are unsecured obligations subject to issuer and guarantor credit risk and limited anti-dilution protections.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering S&P 500® index-linked notes with an expected trade date of March 27, 2026 and a stated maturity expected on October 2, 2030.
Each note has a face amount of $1,000. The notes pay no interest and deliver a cash settlement at maturity based on the S&P 500® performance from the initial level to the determination date. Key terms set on the trade date include an upside participation rate of 100%, a cap level of 155.7%, a maximum settlement amount of $1,557 per $1,000, and a minimum settlement amount of $900. The estimated value on the trade date is stated as between $895 and $945 per $1,000, which is below the original issue price of 100% of face amount. The notes are unsecured obligations subject to the credit risk of the issuer and guarantor. Market making by GS&Co. is possible but not guaranteed and the notes will not be exchange-listed.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk, non-interest-bearing indexed notes linked to an equally weighted basket of seven common stocks. The notes have an initial basket level of 100, an upside participation rate of 125%, a trigger buffer level of 65%, an expected trade date of March 27, 2026, an expected call observation date of March 29, 2027 (automatic call pays $1,186 per $1,000 face amount), and an expected stated maturity of March 30, 2029. If not called, payoff at maturity depends on the basket return: positive returns receive 125% participation; declines greater than 35% result in proportional losses. The estimated value at pricing is between $925 and $965 per $1,000 face amount. Credit risk is that of GS Finance Corp. and The Goldman Sachs Group, Inc.
Goldman Sachs provides an index supplement addendum for the S&P 500® Futures 40% VT Adaptive Response Index (USD) ER, describing the index methodology, historical and hypothetical performance, and key metrics used for securities linked to the index. The index launched on December 27, 2024 and uses a rules-based overlay to adjust exposure to the S&P 500® Futures Excess Return Index with a maximum exposure of 500% and a maximum daily change in leverage of 100%.
The addendum discloses comparative annualized returns and annualized volatility through February 27, 2026, including a 1-year annualized return of 2.12% and annualized volatility of 44.04%. The document states the index exposure on February 27, 2026 was 383.15%. The filing notes that performance prior to the launch date is hypothetical and was obtained from the index sponsor.
GS Finance Corp. is offering principal-protected contingent notes linked to an equally weighted basket of seven stocks (AMD, Alphabet, Analog Devices, CDW, Coherent, Kratos, NVIDIA). The initial basket level is 100; trade date is expected March 27, 2026, call observation date expected March 29, 2027, and stated maturity expected March 30, 2029.
If the basket is at or above 100 on the call observation date the notes are automatically called and pay $1,140 per $1,000. At maturity, if not called, upside participates at 125% for positive basket returns; a trigger buffer of 65% protects against moderate declines; losses occur if the final basket level is below the trigger buffer.
GS Finance Corp. is registering $10,000,000 aggregate principal amount of floating rate notes due March 11, 2033, guaranteed by The Goldman Sachs Group, Inc. The notes pay quarterly interest at compounded SOFR plus 1.20%, subject to a 0.50% minimum, with an original issue price of 100% and an underwriting discount of 0.35%.
Trade date is March 9, 2026 and original issue (settlement) date is March 11, 2026. Interest payments are scheduled each March 11, June 11, September 11 and December 11 beginning June 11, 2026. The calculation agent is Goldman Sachs & Co. LLC.
The Goldman Sachs Group, Inc. is offering floating rate notes tied to compounded SOFR. The notes are expected to be issued on March 13, 2026, pay interest quarterly beginning June 13, 2026, and mature on March 13, 2031.
Interest will equal compounded SOFR plus a 1.28% spread, floored at 0.00% per annum and capped at 6.00% per annum. The notes are unsecured obligations, not FDIC insured, and Goldman Sachs & Co. LLC will act as calculation agent and initial purchaser.
GS Finance Corp. offers autocallable S&P 500® Index‑linked notes due 2028, guaranteed by The Goldman Sachs Group, Inc. The notes have an initial underlier level of 6,781.48, an 150% upside participation rate and an 80% trigger buffer. If the call observation condition is met on March 23, 2027, each $1,000 face amount will be redeemed on the call payment date for $1,118.60. If not called, maturity is March 15, 2028, and the cash settlement depends on final underlier performance on March 10, 2028. The notes pay no interest, carry issuer and guarantor credit risk, and may result in a total loss if the final underlier level is below the trigger buffer.
Goldman Sachs published an index supplement addendum dated March 11, 2026 for the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER (Bloomberg: SPAR4V6). The supplement describes an index that seeks volatility‑adjusted exposure to the S&P 500® Futures Excess Return Index with a rules‑based overlay, subject to a maximum exposure of 500%, a maximum daily leverage change of 100%, and a daily decrement of 6.0% per annum.
The index launch date is December 27, 2024, with historical/hypothetical data shown back to January 4, 2000; hypothetical performance is used for periods prior to the launch. The supplement reports the index exposure to the futures index was 383.15% on February 27, 2026 and includes comparative annualized returns and volatility versus the S&P 500® and the S&P 500® Futures Excess Return Index.
Goldman Sachs published an index supplement addendum for the S&P 500® Futures 40% VT Adaptive Response 4% Decrement Index (USD) ER (Bloomberg: SPAR4V4) describing a rules-based, volatility-adjusted exposure overlay to the S&P 500® Futures Excess Return Index with a 4.0% per annum daily decrement. The index permits up to 500% exposure and a maximum daily leverage change of 100%, and it adjusts exposure daily based on calendar signals and price patterns.
The supplement reports index metrics through February 27, 2026: annualized returns of -1.94% (1 year), 16.96% (3 years), and 11.23% (5 years); annualized volatility near 42%; and index exposure of 383.15% on February 27, 2026. Historical data prior to the index launch on December 27, 2024 are hypothetical and were produced by the index sponsor.