Welcome to our dedicated page for GOLDMAN SACHS GROUP SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
The Goldman Sachs Group, Inc. is issuing $14,750,000,000 of senior fixed/floating rate notes in four tranches maturing in 2029, 2032, 2037 and 2047. The 2029, 2032, 2037 and 2047 notes pay fixed coupons of 4.148%, 4.516%, 5.065% and 5.541% per year, respectively, on a semi-annual basis from January 21, 2026 until roughly one year before maturity.
During each final year the notes switch to a floating rate of Compounded SOFR plus 0.710%, 0.960%, 1.190% and 1.320%, with interest paid quarterly until maturity. The notes are offered at 100% of principal, with underwriting discounts ranging from 0.250% to 0.875%, providing proceeds before expenses of $3,740,625,000, $3,736,875,000, $4,479,750,000 and $2,725,937,500 for the four series.
Goldman Sachs may redeem the notes early, including tax-based redemptions at 100% of principal plus accrued interest, make-whole redemptions starting July 21, 2026, and par calls on specified dates near the start of each floating-rate period. The notes are senior unsecured obligations, not bank deposits and not insured by any governmental agency.
The Goldman Sachs Group, Inc. is issuing $750,000,000 floating rate notes due 2029 and $500,000,000 floating rate notes due 2032, both paying interest quarterly at Compounded SOFR plus a spread.
The 2029 notes pay Compounded SOFR plus 0.710% and mature on January 21, 2029, while the 2032 notes pay Compounded SOFR plus 0.960% and mature on January 21, 2032. Interest starts accruing from January 21, 2026 with the first payment on April 21, 2026, using an Actual/360 day-count convention.
Goldman Sachs may redeem the notes at 100% of principal plus accrued interest if it must pay additional amounts due to changes in U.S. withholding tax, and has par call rights on the 2029 notes from January 21, 2028 and on the 2032 notes from January 21, 2031 and specified dates thereafter. The notes are senior unsecured debt, issued as DTC global notes, not bank deposits and not insured by any governmental agency.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, Nasdaq-100 Technology Sector Index and State Street® Utilities Select Sector SPDR® ETF. The notes pay no interest and may be automatically called starting on the January 29, 2027 observation date if all three underliers are at or above their initial levels, returning the $1,000 face amount per note plus a call premium that starts at 12% and steps up on later call dates.
If the notes are not called, they mature on the expected February 5, 2031 stated maturity date. At maturity, each $1,000 note pays $1,600 if every underlier is at or above its initial level, $1,000 if each is at or above 70% of its initial level, or a reduced amount based on the worst-performing underlier if any finishes below 70%, which can result in a substantial or total loss of principal. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and its parent, and their estimated value on the trade date is expected to be $885–$925 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering unsecured Trigger Autocallable GEARS notes linked to the Class A common stock of Robinhood Markets, Inc. The notes are issued in $10 denominations and may be automatically called on the January 28, 2027 call observation date if Robinhood’s share price is at or above the autocall barrier, set at 100% of the initial price. If called, investors receive $10 plus a call return expected to be between 38.70% and 40.70%.
If not called, at maturity in January 2029 investors get $10 plus 1.5 times any positive stock return. If the final stock price is between the initial price and a 75% downside threshold, principal is repaid. Below the threshold, repayment falls one-for-one with the stock, and investors can lose their entire investment. The notes pay no coupons, have limited liquidity, and are subject to the credit risk of GS Finance Corp. and Goldman Sachs. The estimated value on the trade date is expected to be $9.20–$9.50 per $10 face amount, below the issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering medium-term notes linked to Alphabet Class C, NVIDIA, Meta Platforms Class A and AMD common stock. The notes mature on February 3, 2031, but can be automatically called starting in January 2027 if the closing price of each stock on a call observation date is at or above its initial price, in which case holders receive the $1,000 face amount plus a coupon.
Monthly coupons depend on stock performance. If on a coupon observation date each stock closes at or above 80% of its initial price, the note pays a maximum coupon of $7.292 per $1,000 face amount (0.7292% monthly, about 8.75% per annum). If any stock closes below 80% of its initial price, the coupon drops to the minimum of $0.209 (0.0209% monthly, about 0.25% per annum). At maturity, holders receive $1,000 per note plus the final coupon.
The notes are unsecured obligations of GS Finance Corp., subject to the credit risk of both the issuer and guarantor, and are not bank deposits or FDIC insured. The estimated value on the trade date is expected to be between $850 and $890 per $1,000 face amount, reflecting structuring costs and dealer compensation, and secondary market prices may be lower and influenced by many market and credit factors.
A holder of Goldman Sachs Group common stock filed a notice of proposed sale under Rule 144 for 68,186 shares of common stock, par value $0.01 per share. The planned sale, through Goldman Sachs & Co. LLC on the NYSE, has an aggregate market value of $66,539,990.00 and references 299,928,511 shares of common stock outstanding. The shares to be sold were acquired on 01/16/2026 as employee compensation awards, with the same date shown for payment. The filer represents that they are not aware of any undisclosed material adverse information about the issuer’s operations.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon equity-linked notes due 2029 tied to Monolithic Power Systems, Inc. common stock. These notes pay a contingent quarterly coupon only if the stock’s closing level on each observation date is at least 50% of the initial level, using a formula based on $29.375 per $1,000 face amount per elapsed observation date minus prior coupons. The notes are automatically called, returning $1,000 per $1,000 face amount plus the due coupon, if on any call observation date the stock is at or above its initial level. At maturity, if not called, investors receive $1,000 per $1,000 face amount if the final stock level is at or above 50% of the initial level; otherwise, repayment is reduced one-for-one with the stock’s decline, and investors can lose their entire investment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due 2029 tied to the Nasdaq-100, Russell 2000 and S&P 500 indices. The notes pay a contingent monthly coupon of $9.584 per $1,000 (0.9584% per month, up to about 11.5% per year) only if on each observation date all three indices are at least 75% of their initial levels.
The notes can be automatically called, returning principal plus the applicable coupon, if on a call observation date all indices are at or above their initial levels. If not called, at maturity in January 2029 investors receive full principal back only if each index is at least 70% of its initial level. Otherwise, repayment is reduced based on the worst-performing index, and investors can lose their entire investment.
The supplement highlights that the notes’ estimated value at pricing will be below the issue price, there may be limited or no secondary market, payments are subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., investors have no rights in the underlying stocks, and U.S. tax treatment is complex, with coupons generally expected to be taxed as ordinary income.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon index-linked notes due January 26, 2029. Payments are tied to three equity indexes: the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
Investors can receive a contingent monthly coupon of $8.459 per $1,000 face amount (0.8459% monthly, about 10.15% per year), but only if on each observation date the closing level of every index is at least 60% of its initial level. The notes are automatically called early, at $1,000 per note plus the coupon, if on any call observation date all indexes are at or above their initial levels.
If the notes are not called, principal repayment at maturity depends solely on the worst-performing index. If that index is at or above 60% of its initial level, investors receive full principal back; if it is below 60%, repayment is reduced one-for-one with that index’s decline, and investors can lose their entire investment. Key risks include issuer and guarantor credit risk, potentially large losses from modest index declines below the buffer, uncertain secondary market liquidity, and complex, uncertain tax treatment.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the Nasdaq-100, Russell 2000 and S&P 500 indexes and maturing in 2029. These notes can pay a monthly coupon of $8.125 per $1,000 (0.8125% per month, up to 9.75% per year) whenever each index is at or above 70% of its initial level on the observation date.
The notes are automatically called, returning principal plus the due coupon, if on a call observation date each index is at or above its initial level. If the notes are not called and, at maturity, any index is below 60% of its initial level, repayment of principal is reduced based on the worst-performing index and investors can lose their entire investment. Investors do not receive dividends from the indexes and are exposed to the credit risk of both GS Finance Corp. and The Goldman Sachs Group, Inc.