The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp. is offering auto-callable, income-bearing notes linked to the Nasdaq-100 Index, the Russell 2000 Index and the State Street Energy Select Sector SPDR ETF, guaranteed by The Goldman Sachs Group, Inc. The notes pay a monthly coupon of $10.834 per $1,000 face amount (1.0834% monthly, about 13% per year) only if on each observation date all three underliers are at or above 70% of their initial levels.
The notes can be automatically called starting in August 2026 if each underlier is at or above its initial level, returning principal plus the applicable coupon. If held to the expected February 22, 2028 maturity and any underlier has fallen more than 30% from its initial level, repayment of principal is reduced in line with the worst-performing underlier, and investors can lose most or all of their investment. The estimated value at pricing is expected to be between $925 and $955 per $1,000 face amount.
GS Finance Corp. is offering Intel-linked medium-term notes that pay a contingent monthly coupon and can be automatically called before their February 2029 maturity. Each $1,000 note pays $14.584 (1.4584% monthly, up to about 17.5% per year) only when Intel’s share price is at or above 60% of the initial level on the relevant observation date.
Principal is protected only if Intel’s final level on the determination date remains at or above 50% of the initial $50.24 level; below that, repayment is reduced one-for-one with the stock’s decline, and investors could lose their entire investment. Upside is capped at par: even if Intel doubles, holders only receive $1,000 per note plus any due coupon. The notes are unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., plans to issue zero-coupon notes linked to the Goldman Sachs Momentum Builder® Focus ER Index. The notes pay no interest and may be automatically called semi-annually from February 2027 through August 2032 if the index closes at or above 101% of its initial level, triggering return-of-principal plus a fixed call return that rises from 11% to 71.5%.
If not called, at maturity in February 2033 investors receive either principal only if the index is below 101% of its start level, or a capped maximum of $1,770 per $1,000 face amount (a 77% maturity return) if the index is at or above 101%. The issuer’s estimated value is between $885 and $925 per $1,000, reflecting embedded fees and hedging costs. The underlying index is a rules-based, volatility- and momentum-controlled basket with daily rebalancing, significant potential cash allocations and a 0.65% per annum deduction on an excess-return basis over the federal funds rate.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering autocallable contingent coupon notes linked to the iShares Semiconductor ETF (SOXX), expected to mature in February 2029.
Each $1,000 note pays a contingent quarterly coupon of at least $45 (at least 4.5% per quarter, up to at least 18% per year) only if on the observation date the ETF is at or above 75% of its initial level. Starting in August 2026, the notes are automatically called if the ETF is at or above its initial level, returning $1,000 plus the coupon.
If not called, at maturity investors receive $1,000 plus the final coupon if the ETF is at or above 75% of its initial level, $1,000 with no coupon if it is between 65% and 75%, and a reduced amount if it is below 65%, matching the ETF loss and potentially down to zero. Investors bear the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., receive no ETF dividends, and face structural, liquidity and tax risks. The estimated value on the trade date is expected to be $925–$955 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering principal-at-risk Contingent Income Auto-Callable Securities linked to Alphabet Inc. Class A stock, scheduled to mature on February 23, 2029.
The notes can be automatically called on quarterly observation dates if Alphabet’s share price is at or above the initial share price, returning $1,000 per security plus any contingent coupon then due. When the stock closes at or above a downside threshold set at 65.00% of the initial share price, investors receive a contingent quarterly coupon based on at least $25.125 per $1,000 principal, adjusted for unpaid coupons. If the final share price is below the downside threshold, repayment of principal is reduced in line with the share decline, and investors may lose all of their investment. The securities are sold at 100% of principal with a 2.25% underwriting discount, have an estimated value range of $915 to $975 per $1,000 at pricing, pay no fixed interest, and will not be listed on any exchange.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering Performance Leveraged Upside Securities (PLUS) linked to the S&P 500® Index, maturing on February 7, 2028.
The notes provide 200% leveraged upside on any positive S&P 500 return, but the payout is capped at a maximum payment at maturity of at least $1,257.5 per $1,000 (at least 125.75% of principal). If the index is flat, investors receive $1,000; if it declines, they lose 1% of principal for each 1% index decline, with no minimum repayment, so the entire investment can be lost.
The PLUS pay no interest and do not provide dividends on index stocks. They are unsecured obligations subject to the credit risk of GS Finance Corp. and its guarantor. The estimated value is disclosed as $925 to $985 per $1,000 PLUS, below the 100% original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering $37,000,000 of Trigger Callable Contingent Yield Notes due 2029 linked to the worst performer of the S&P 500, Russell 2000 and EURO STOXX 50 indices.
The notes can be redeemed by the issuer quarterly from May 2026 to February 2029 at face value plus any due contingent coupon. Investors may receive a quarterly coupon of $0.275 per $10 note (up to 11.00% per year) only if all three indices stay at or above 70% of their initial levels on every trading day in the observation period.
At maturity, if not redeemed and each index is at or above 60% of its initial level, holders receive full principal plus any final coupon. If any index finishes below its 60% downside threshold, repayment is reduced one-for-one with the loss on the worst index, and all principal can be lost. Payments depend on the credit of GS Finance Corp. and its parent guarantor.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering leveraged notes linked to the EURO STOXX 50® Index, maturing in 2031. The notes pay no interest and repay cash at maturity based on index performance from the trade date to the determination date.
If the index finishes at or above its initial level, holders receive $1,000 plus at least 155.7% of the index gain. If the index falls but stays at or above 60% of its initial level, holders receive the absolute index return as a positive gain. If it falls below 60%, repayment is reduced one-for-one with the index loss and principal can be completely lost. The notes are unsecured obligations subject to the credit risk of GS Finance Corp. and the guarantor, and the estimated value at pricing is lower than the issue price.
Goldman Sachs is offering securities linked to the S&P 500® Futures 40% VT Adaptive Response 6% Decrement Index (USD) ER, a leveraged, rules-based index tied to E-mini S&P 500 futures. The index adjusts exposure daily based on volatility, calendar signals and price patterns, with exposure capped at 500% and daily leverage changes capped at 100%.
The index applies a daily decrement of 6.0% per annum to its level. Based largely on hypothetical data, it shows annualized returns of -11.15% with 43.34% volatility over 1 year and 11.55% return with 41.83% volatility since January 4, 2021. The securities are unsecured, not bank deposits, and are not insured by the FDIC or any governmental agency.
Goldman Sachs is offering securities linked to the new S&P 500® Futures 40% VT Adaptive Response Index (USD) ER, which overlays the S&P 500® Futures Excess Return Index with a rules-based strategy. The overlay adjusts exposure daily, targeting volatility-managed exposure with a maximum leverage of 500% and a maximum daily leverage change of 100%.
The index, launched on December 27, 2024, uses historical and hypothetical data back to January 4, 2000. For the period ended January 30, 2026, it shows annualized returns of -5.58% over 1 year, 23.19% over 3 years, 18.61% over 5 years and 18.55% since January 4, 2021, with annualized volatility around the 41%–43% range. Index exposure to the underlying S&P 500® Futures Excess Return Index reached 438.95% on January 30, 2026, illustrating the high-leverage nature of the strategy.
The document stresses that much of the performance history is hypothetical, derived from the index sponsor’s website, and that past or hypothetical results should not be viewed as an indication of future performance. The securities are unsecured obligations of GS Finance Corp., not bank deposits and not insured or guaranteed by any governmental agency.