Welcome to our dedicated page for Goldman Sachs Group SEC filings (Ticker: GS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., filed a preliminary 424(b)(2) prospectus for non‑interest‑bearing, autocallable notes linked to an equally weighted basket of seven stocks (Constellation Energy, Marvell, Meta, Microsoft, NVIDIA, Vertiv, Vistra). The notes may be automatically called on the call observation date if the basket closes at or above the initial level, paying at least $1,167.3 per $1,000 face amount.
If not called, the maturity payoff depends on basket performance: upside pays $1,000 plus 125% of the basket’s positive return; between 0% and -20% the payoff is $1,000; below -20% losses apply at a 125% buffer rate. The issuer discloses an estimated value of $900–$930 per $1,000 at pricing and highlights credit risk of GS Finance Corp. and the guarantor. Key dates are expected to be set around October 2025 (trade/issue), with observation in October 2026 and maturity in October 2027.
Goldman Sachs (GS) priced $7,461,000 of Contingent Income Callable Securities linked to the S&P 500 Index (SPX), issued by GS Finance Corp. and guaranteed by The Goldman Sachs Group, Inc. The notes pay a contingent quarterly coupon of $16.875 per $1,000 only if the index on each observation date is at or above the downside threshold level of 5,051.3325 (75.00% of the initial index value of 6,735.11).
Early redemption: the issuer may redeem at 100% of principal plus any due coupon on any coupon payment date from April 14, 2026 through July 12, 2035. If not redeemed, the notes mature on October 12, 2035. At maturity, holders receive $1,000 plus the final coupon if the final index value is at or above the threshold; otherwise, repayment equals $1,000 multiplied by the index performance factor (final/initial), with no coupon—investors do not participate in index upside.
Other key terms: estimated value approximately $962 per $1,000; underwriting discount 0.75%; net proceeds 99.25% ($7,405,042.50) to the issuer. The securities are unsecured, principal-at-risk, and will not be listed.
Goldman Sachs Group Inc. (GS) Form 4: John E. Waldron, serving as President and COO and a director, reported multiple open-market sales of company common stock on 08/27/2025 and 08/28/2025. The filing lists six separate sales totaling 18,244 shares, with weighted-average sale prices disclosed for each block (ranging roughly between $748.04 and $751.51 per share). Following the last reported transaction on 08/28/2025, the reporting person beneficially owned 106,268 shares. All transactions are reported as direct holdings and are signed by an attorney-in-fact on behalf of the reporting person.
Form 144 filed for Goldman Sachs Group, Inc. (GS): This notice reports a proposed sale under Rule 144 of 9,000 shares of Common Stock to be executed through Goldman Sachs & Co. LLC on 08/28/2025, with an aggregate market value listed as $6,747,030.00. The issuer's total shares outstanding are reported as 302,721,092, placing the proposed block at a very small fraction of outstanding stock.
The acquisition row shows these 9,000 shares were acquired on 08/28/2025 as Employee Compensation Awards from The Goldman Sachs Group, Inc. The filing also discloses a sale on 08/27/2025 by John E. Waldron of 9,244 shares producing $6,923,293.80 in gross proceeds. The filer affirms no undisclosed material adverse information and the standard Rule 144 certification language is included.
The filing is a Form 144 notice from a person connected to The Goldman Sachs Group, Inc. to sell 9,244 shares of the issuer's common stock on the NYSE with an aggregate market value of $6,923,293.80. The securities were acquired and are to be sold on 08/27/2025 as part of employee compensation awards from The Goldman Sachs Group, Inc. The filing reports no other sales in the past three months and includes the signer’s representation that they have no undisclosed material adverse information.
David M. Solomon, Chairman and CEO of Goldman Sachs Group Inc. (GS), reported a small disposal of common stock on 08/19/2025. The filing shows 377 shares were disposed of under Code G (a gift) at $0, leaving the reporting person with 125,799 shares held directly and 16,171 shares held indirectly through a trust whose beneficiaries are immediate family members.
The Form 4 was signed by an attorney-in-fact on 08/21/2025 and discloses that the reporting person disclaims beneficial ownership of the trust-held shares.
Goldman Sachs Group Inc. (GS) Form 4 summary: The reporting person, David A. Viniar, listed as a director, reported transactions dated 08/13/2025 that disposed of common stock. The filing shows dispositions of 3,425 shares and an additional 600,000 shares. After the reported transactions, the reporting person directly or indirectly beneficially owns 72,693 shares (held through trusts where the spouse is sole trustee) and 123,186 shares (held through an LLC). The form includes footnotes clarifying the nature of indirect ownership and is signed by an attorney-in-fact on 08/15/2025.
Goldman Sachs Group Inc. filed a Form 13F for the quarter ended 06-30-2025, reporting 13,021 information table entries with a combined value of $736,089,166,444. The submission is a 13F holdings report signed by Vice‑President Ameen Soetan on 08-14-2025 and identifies 7 other included managers by name.