The Goldman Sachs Group, Inc. files regulatory documents that cover operating results, material events, capital structure and corporate governance. Its 8-K filings document earnings releases, Regulation FD disclosures, debt and subordinated debt issuances under shelf registration statements, and changes involving directors or executive officers.
The filing record also identifies Goldman Sachs’ NYSE-listed common stock, preferred depositary shares, capital securities and medium-term notes issued by GS Finance Corp. Proxy materials disclose annual meeting matters, board governance, executive compensation and shareholder voting items, while registration-related exhibits document securities offerings and related terms.
GS Finance Corp., guaranteed by The Goldman Sachs Group, is offering principal-at-risk notes linked to the lesser performance of the State Street® Technology Select Sector SPDR® ETF and the VanEck Semiconductor ETF. The notes pay no interest and return depends entirely on ETF performance.
If both ETFs finish at or above their initial levels, investors receive $1,000 plus 150% of the lesser ETF’s gain per $1,000. If either ETF finishes below its initial level, repayment is reduced one-for-one with the lesser performer, and investors can lose up to their entire investment. The estimated initial value is $885–$925 per $1,000, reflecting fees and hedging costs, and repayment is also subject to Goldman Sachs’ credit risk.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable, income-bearing notes linked to the Russell 2000® Index, the S&P 500® Index and the State Street® Consumer Staples Select Sector SPDR® ETF.
The notes pay a monthly coupon of $8.667 per $1,000 (0.8667% monthly, about 10.4% per year) only when the closing level of each underlier on a coupon observation date is at least 70% of its initial level. Quarterly, starting in August 2026, the notes are automatically called if each underlier is at or above its initial level, returning face amount plus the applicable coupon.
If not called, at maturity in February 2030 investors receive full principal plus the final coupon if every underlier is at or above 70% of its initial level, or principal back with no coupon if all are at or above 65% but any is below 70%. If any underlier finishes below 65% of its initial level, repayment is reduced one-for-one with the worst performer, down to total loss of principal and no coupon. The notes carry the credit risk of GS Finance Corp. and the guarantor, and their estimated value on the trade date is expected between $905 and $945 per $1,000 face amount.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to GE Vernova Inc. common stock, maturing February 16, 2029. These securities pay a monthly contingent coupon of at least $11.334 per $1,000 face amount (about 13.60% per annum) only when the stock closes on or above a coupon threshold set at 60% of the starting price, with a memory feature for previously missed coupons.
The notes may be automatically called monthly from August 2026 through January 2029 if the stock closes at or above the starting price, returning face amount plus due coupons. If not called, investors receive $1,000 at maturity only if the final stock price is at or above a downside threshold also at 60% of the starting price; otherwise they suffer full downside exposure from the starting price and can lose more than 40%, up to their entire principal. The estimated value at pricing is expected between $925 and $955 per $1,000, they pay no dividends, are unsecured obligations subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc., and are designed to be held to maturity with no exchange listing.
GS Finance Corp. is offering autocallable contingent coupon equity-linked notes due 2029, linked to the common stock of NVIDIA Corporation. The notes pay a quarterly coupon of $37.5 per $1,000 face amount (3.75% quarterly, up to 15.00% per year) only if, on each coupon observation date, NVIDIA’s share price is at least 60% of the initial level.
If on any call observation date NVIDIA’s price is at or above the initial level, the notes are automatically called and investors receive $1,000 per note plus the due coupon, ending the investment early. At maturity, if not called, investors receive $1,000 per note if the final NVIDIA level is at least 60% of the initial level; otherwise principal is reduced one-for-one with NVIDIA’s loss, and the entire investment can be lost.
The notes are senior unsecured obligations of GS Finance Corp., fully and unconditionally guaranteed by The Goldman Sachs Group, Inc., and are subject to their credit risk. The notes do not provide direct ownership of NVIDIA shares, dividends, or voting rights and will not be listed on any exchange.
GS Finance Corp. is issuing $500,000 of callable 10-Year CMT Rate-Linked Range Accrual Notes due February 6, 2041, guaranteed by The Goldman Sachs Group, Inc. Investors receive monthly interest that depends on how often the 10-year Constant Maturity Treasury rate is at or below 5.00%.
For each interest period, GS multiplies an interest factor of 9.25% by the fraction of scheduled U.S. government securities business days when the 10-year CMT rate is at or below 5.00%, using a 30/360 (ISDA) convention. GS may redeem the notes at par plus accrued interest on any monthly interest payment date on or after February 6, 2027.
The notes price at 100% of face amount with a 4.3% underwriting discount and 95.7% net proceeds to the issuer. The estimated value at pricing is approximately $909.2 per $1,000 face amount, reflecting structuring and distribution costs and GS’s internal funding and pricing models.
GS Finance Corp. is offering autocallable contingent coupon index-linked notes due 2029, fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. The notes are linked to the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index.
Investors receive a monthly coupon of $10.75 per $1,000 face amount (1.075% monthly, up to 12.9% per year) only if each index is at or above 75% of its initial level on the observation date. The notes may be automatically called if all indexes are at or above their initial levels on specified call observation dates, returning $1,000 per note plus the due coupon.
If the notes are not called and, at maturity, any index finishes below 70% of its initial level, repayment of principal is reduced based on the worst-performing index, and investors can lose up to their entire investment. Payments depend on the credit of GS Finance Corp. and The Goldman Sachs Group, Inc., and the estimated value of the notes on the trade date is less than the original issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to the Russell 2000® Index, Nasdaq-100 Index® and State Street® Energy Select Sector SPDR® ETF.
The notes pay no interest and may be automatically called between February 2027 and February 2028 if all three underliers close at or above step-down call levels, triggering repayment of principal plus a call premium of 22%, 33% or 44% per $1,000, depending on call date.
If not called, at maturity in February 2031 holders receive, per $1,000, either a minimum of $1,500 or 125% of the gain of the worst underlier if all underliers are at least 96% of initial, full principal back if all are at least 70%, or a proportional loss based on the worst underlier if any finishes below 70%, risking up to a total loss of principal.
The estimated initial value is $885–$925 per $1,000, and payments are subject to the unsecured credit risk of GS Finance Corp. and its parent; the notes are not FDIC insured.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is issuing $25,748,750 of Trigger Autocallable Contingent Yield Notes due 2031 linked to the worst performer of the State Street SPDR S&P 500 ETF Trust (SPY) and the State Street Energy Select Sector SPDR ETF (XLE).
The notes pay a quarterly contingent coupon of $0.2325 per $10 (up to 9.30% per annum) only if on each observation date both ETFs close at or above 70% of their initial prices, which also serve as downside thresholds. Starting in February 2027, the notes are automatically called if both ETFs are at or above their initial prices, returning face amount plus the coupon then due.
If not called and on the 2031 determination date either ETF finishes below its 70% downside threshold, repayment is reduced one-for-one with the decline of the lesser-performing ETF, and investors can lose all of their principal and receive no final coupon. The notes are unsecured and fully subject to the credit risk of GS Finance Corp. and The Goldman Sachs Group, Inc. The estimated value at pricing is about $9.63 per $10 face amount versus a 100% issue price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering market-linked, auto-callable notes tied to Advanced Micro Devices common stock, maturing February 15, 2029. These $1,000 denomination securities pay a monthly contingent coupon of at least $11.334 (about 13.60% per year) only when AMD’s closing price on the relevant calculation day is at or above 50% of the starting price, with a memory feature that can repay missed coupons later.
The notes are automatically called from August 2026 to January 2029 if AMD’s closing price on a call date is at or above the starting price, returning face amount plus the applicable coupons. If not called and AMD’s final price is at or above 50% of the starting price, investors receive only their $1,000 principal back. If the final price is below that 50% downside threshold, repayment is proportional to AMD’s decline from the starting price, so more than half and up to all principal can be lost.
Holders do not participate in any upside of AMD above the starting price and receive no dividends on the stock. The notes are unsecured obligations of GS Finance Corp., fully exposed to the credit risk of both the issuer and the Goldman Sachs Group guarantor, and are not listed on an exchange. The estimated value on the pricing date is expected to be between $925 and $955 per $1,000 face amount, below the original offering price.
GS Finance Corp., guaranteed by The Goldman Sachs Group, Inc., is offering auto-callable notes linked to Micron, Meta, Tesla and Seagate shares. The notes pay a monthly conditional coupon of $10.834 per $1,000 face amount (1.0834% monthly, up to about 13% per year) when each stock’s closing price is at least 65% of its initial level on the observation date.
The notes can be automatically called quarterly from February 2027 through November 2030 if each stock is at or above its initial price, returning face amount plus the applicable coupon. If not called, they mature in February 2031 at $1,000 per $1,000 face amount plus any final coupon. Estimated value at pricing is expected between $885 and $925 per $1,000, reflecting fees and hedging costs. Investors face the credit risk of GS Finance Corp. and the guarantor, may receive no coupons, and may have limited or no secondary market liquidity.